13F-HR filed by Dakota Wealth Management
Dakota Wealth Management filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-10, with 646 holding rows worth $4,962,627,704.
- Accession
- 0001951757-25-001365
- Filer
- CIK 1631353
- Filed
- 2025-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 646 entries on the cover page, a total value of $4,962,627,704 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,962,627,704 with VALUE read as dollars as filed, 13F file number 028-16362. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerKarpus Management Inc.
- included managerFirst Fiduciary Investment Counsel Inc.
- included managerGilman Hill
- included managerPolen Capital
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRANE HBR ACQUISITION CORP | G24979109 | CL A | 43,050 | $436,527 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,640 | $434,788 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,644 | $433,611 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 4,016 | $429,956 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 884 | $429,111 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,440 | $426,805 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 6,415 | $425,443 | dollars as filed | |
| BALL CORP | 058498106 | COM | 8,294 | $418,184 | dollars as filed | |
| AGRICULTURE & NAT SOL ACQ CO | G0131Y100 | SHS CL A | 38,300 | $417,853 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 10,465 | $414,624 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 73,834 | $409,779 | dollars as filed | |
| MELAR ACQUISITION CORP. I | G6004G100 | SHS CL A | 39,000 | $409,500 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,348 | $401,961 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,614 | $399,719 | dollars as filed | |
| LIONHEART HOLDINGS | G5501C109 | SHS CL A | 37,425 | $393,337 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,664 | $388,044 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 15,461 | $385,444 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 3,557 | $383,445 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 903 | $381,030 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,000 | $377,850 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,350 | $377,784 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,604 | $377,700 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,774 | $373,942 | dollars as filed | |
| DRUGS MADE IN AMER ACQUTN CO | G2847J104 | ORD SHS | 36,400 | $373,828 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,843 | $372,945 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,854 | $372,371 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 37,408 | $371,462 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 17,569 | $371,233 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,846 | $370,863 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 13,350 | $367,926 | dollars as filed | |
| Fidelity Ethereum Fund | 31613E103 | COM | 8,774 | $364,572 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 2,169 | $363,091 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 1,336 | $362,217 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,751 | $361,067 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 12,895 | $357,071 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 3,101 | $355,127 | dollars as filed | |
| PELICAN ACQUISITION CORP | G6993G103 | SHS | 35,000 | $352,100 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,724 | $349,626 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,507 | $340,073 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 8,172 | $339,784 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,062 | $333,815 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 19,864 | $330,736 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 4,638 | $326,469 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,259 | $325,388 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 6,302 | $324,679 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,560 | $324,199 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,593 | $323,078 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,669 | $318,930 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,931 | $314,842 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,605 | $313,510 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,725 | $313,403 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 637 | $312,927 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,145 | $311,354 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 19,195 | $309,808 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,713 | $308,985 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 2,945 | $307,606 | dollars as filed | |
| TITAN ACQUISITION CORP | G8901A103 | CL A | 30,000 | $303,600 | dollars as filed | |
| RIBBON ACQUISITION CORP | G7552W109 | ORD SHS CL A | 29,333 | $300,370 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,098 | $298,939 | dollars as filed | |
| CAYSON ACQUISITION CORP | G1993W109 | SHS | 28,500 | $298,110 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 3,365 | $297,635 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,873 | $294,450 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072398 | MULTISECTOR | 6,627 | $294,407 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 1,988 | $293,230 | dollars as filed | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 12,265 | $287,860 | dollars as filed | |
| BEST SPAC I ACQUISITION CORP | G1069P103 | USD CL A ORD SHS | 28,400 | $285,136 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,000 | $284,750 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,475 | $282,711 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 27,000 | $275,940 | dollars as filed | |
| COPLEY ACQUISITION CORP | G24243100 | ORD SHS CL A | 27,125 | $274,234 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,388 | $270,803 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 10,630 | $267,770 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,425 | $267,459 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,488 | $265,903 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 25,000 | $265,750 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 30,085 | $262,342 | dollars as filed | |
| CO2 ENERGY TRANSITION CORP | 12664M103 | COM | 25,550 | $259,588 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A103 | ORD SHS | 24,150 | $259,371 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,235 | $257,665 | dollars as filed | |
| OYSTER ENTERPRISES II ACQUIS | G6861F104 | ORD SHS CL A | 25,700 | $257,514 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,570 | $256,828 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M100 | SHS CLASS A | 24,400 | $256,200 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,048 | $254,064 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,595 | $249,843 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,303 | $249,479 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,030 | $249,401 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,595 | $248,835 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 836 | $247,712 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 3,669 | $243,622 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 5,437 | $242,397 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 596 | $240,963 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,400 | $239,888 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,336 | $237,830 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,048 | $234,704 | dollars as filed | |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 3,206 | $234,038 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,150 | $233,253 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,649 | $232,147 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,508 | $231,248 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 5,000 | $230,850 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,000 | $229,020 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,340 | $228,363 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,727 | $227,974 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,462 | $227,274 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,584 | $225,800 | dollars as filed | |
| TAVIA ACQUISITION CORP | G86880104 | SHS | 21,800 | $225,630 | dollars as filed | |
| MAYWOOD ACQUISITION CORP | G6001J107 | ORD SHS CL A | 21,900 | $224,256 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,200 | $223,584 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,950 | $219,758 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,800 | $219,168 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 8,950 | $217,843 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 11,590 | $217,777 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 5,147 | $216,277 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 992 | $216,187 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,218 | $215,355 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 21,467 | $212,524 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,243 | $212,039 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 18,026 | $210,003 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,543 | $209,810 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,215 | $208,179 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 680 | $205,598 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,716 | $205,080 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 20,000 | $204,800 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X131 | TRADR 1X SHORT | 7,050 | $202,265 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 4,514 | $201,984 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 978 | $201,967 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,241 | $201,047 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 13,265 | $194,731 | dollars as filed | |
| STELLAR V CAP CORP | G8475V103 | SHS CL A | 18,800 | $193,640 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 14,610 | $190,077 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 28,339 | $182,787 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 60,600 | $162,408 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,616 | $160,483 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 12,575 | $144,613 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,493 | $118,684 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,000 | $111,320 | dollars as filed | |
| COLUMBUS ACQUISITION CORP | G2295P107 | SHS | 10,325 | $105,625 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,399 | $93,680 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 14,650 | $86,875 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,960 | $68,172 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 15,000 | $49,500 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 39,024 | $46,829 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,728 | $37,227 | dollars as filed | |
| ATLASCLEAR HOLDINGS INC | 128745205 | COM SHS | 50,000 | $25,500 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 25,000 | $24,887 | dollars as filed | principal |
| GOLDMINING INC | 38149E101 | COM | 10,000 | $12,300 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A117 | RIGHT 10/16/2025 | 11,872 | $927 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-25-001365 | this filing | 2025-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001951757-26-001605 | base | 2026-08-26 | acceptance time not in the bulk data set |