13F-HR filed by WEALTH EFFECTS LLC
WEALTH EFFECTS LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-10-28, with 217 holding rows worth $310,968,623.
- Accession
- 0001951757-25-001197
- Filer
- CIK 1907254
- Filed
- 2025-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 217 entries on the cover page, a total value of $310,968,623 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,968,623 with VALUE read as dollars as filed, 13F file number 028-21668. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVADEL PHARMACEUTICALS PLC | G29687103 | COM SHS | 2,288,813 | $34,950,169 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 163,827 | $30,566,805 | dollars as filed | |
| Apple Inc | 037833100 | COM | 81,549 | $20,764,815 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 62,062 | $13,626,884 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,689 | $9,364,860 | dollars as filed | |
| VTI | 922908769 | COM | 27,457 | $9,010,616 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 16,666 | $8,632,006 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,903 | $8,006,755 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 29,460 | $7,161,792 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 168,450 | $5,809,841 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 14,453 | $4,768,030 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 24,417 | $4,171,707 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 13,542 | $3,821,075 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,643 | $3,478,244 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,460 | $3,317,611 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 62,377 | $3,057,081 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 17,850 | $2,986,592 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,261 | $2,851,887 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,855 | $2,808,139 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 70,245 | $2,783,126 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 273,272 | $2,724,518 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,285 | $2,656,981 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 15,476 | $2,403,220 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 35,703 | $2,401,353 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 27,693 | $2,339,810 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 10,019 | $2,319,695 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,670 | $2,247,702 | dollars as filed | |
| Boeing Company | 097023105 | COM | 10,319 | $2,227,149 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,751 | $2,148,511 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 80,455 | $2,050,006 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,277 | $1,822,094 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 31,433 | $1,794,838 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 16,462 | $1,670,902 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,767 | $1,661,159 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,759 | $1,619,716 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 35,467 | $1,558,775 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 45,400 | $1,550,864 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,032 | $1,446,745 | dollars as filed | |
| IJH | 464287507 | COM | 22,095 | $1,441,920 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 182,800 | $1,411,216 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,175 | $1,408,731 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 24,164 | $1,389,900 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 37,615 | $1,318,782 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,252 | $1,302,358 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 8,264 | $1,269,803 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,202 | $1,262,993 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,733 | $1,248,377 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,982 | $1,235,343 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 23,837 | $1,229,751 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 149,250 | $1,183,553 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 11,476 | $1,182,677 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,972 | $1,168,223 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 5,782 | $1,132,842 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,607 | $1,122,026 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 65,267 | $1,110,193 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 7,351 | $1,108,898 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,197 | $1,091,231 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 1,684 | $1,035,559 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 28,500 | $1,026,000 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,515 | $1,018,863 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 56,950 | $1,002,890 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 5,476 | $998,932 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 5,725 | $958,365 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 81,060 | $941,111 | dollars as filed | |
| COREWEAVE INC COM CL A | 21873S108 | COM | 6,750 | $923,738 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,514 | $882,440 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 7,500 | $837,225 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,118 | $808,767 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,075 | $806,722 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,076 | $803,488 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 49,468 | $802,858 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 5,924 | $793,461 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,678 | $782,770 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,226 | $776,880 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,693 | $776,633 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,142 | $760,778 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,614 | $737,567 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 46,080 | $732,667 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 772 | $714,470 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,981 | $710,722 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 16,903 | $699,087 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 61,000 | $696,010 | dollars as filed | |
| Intel Corp | 458140100 | COM | 20,530 | $688,782 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,067 | $680,244 | dollars as filed | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 19,506 | $677,151 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,681 | $662,914 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,846 | $657,859 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C681 | ISHARES INTL EQ | 7,930 | $654,877 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 21,500 | $654,245 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,903 | $654,035 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 857 | $653,826 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,151 | $647,001 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,554 | $644,320 | dollars as filed | |
| Fidelity Wise Origin Bitcoin Fund | 315948109 | SHS | 6,410 | $639,782 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 15,035 | $637,033 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 46,400 | $610,160 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647P126 | VICT WES U S ETF | 13,030 | $602,198 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,736 | $594,747 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,569 | $594,557 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 20,373 | $575,334 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 8,653 | $571,640 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 7,764 | $570,369 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,710 | $554,845 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 10,310 | $553,228 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,383 | $550,738 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,848 | $542,343 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 656 | $522,786 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 36,534 | $520,613 | dollars as filed | |
| CELESTICA INC COM | 15101Q207 | Stock | 2,050 | $505,079 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,411 | $501,568 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,604 | $493,224 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 169,700 | $492,130 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,371 | $491,041 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 5,298 | $484,343 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,685 | $481,394 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 51,567 | $469,260 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,394 | $467,727 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,453 | $458,665 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18,500 | $458,616 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,959 | $449,217 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,000 | $433,500 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 9,000 | $432,000 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 13,208 | $421,467 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,915 | $418,381 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,065 | $409,464 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 34,794 | $403,262 | dollars as filed | |
| BlackRock,Inc. | 09290D101 | COM | 340 | $396,396 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,543 | $392,061 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 166 | $387,932 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,999 | $384,366 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 30,100 | $379,260 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 6,137 | $377,426 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,300 | $376,362 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 5,525 | $370,562 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 380 | $367,956 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,560 | $362,931 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 208,017 | $361,949 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 33,821 | $361,207 | dollars as filed | |
| SCHD | 808524797 | COM | 13,136 | $358,613 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,693 | $356,690 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,243 | $346,305 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,232 | $343,939 | dollars as filed | |
| THE ALGER ETF TRUST | 015564503 | AI ENABLERS ADOP | 9,032 | $338,709 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 2,338 | $337,879 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,700 | $334,589 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,071 | $327,060 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,657 | $322,357 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,480 | $319,369 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,575 | $317,050 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 9,928 | $313,923 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 6,898 | $313,514 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,800 | $310,224 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,907 | $306,226 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 3,688 | $305,956 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 600 | $299,543 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,605 | $298,273 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 650 | $297,239 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,710 | $295,317 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,638 | $294,058 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 508 | $288,955 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,925 | $286,074 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 22,800 | $282,948 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 114,500 | $281,670 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,175 | $278,475 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,592 | $277,960 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 6,957 | $277,861 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 14,814 | $276,874 | dollars as filed | |
| QXO INC COM NEW | 82846H405 | Stock | 14,500 | $276,379 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,296 | $272,862 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,612 | $272,580 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,013 | $270,527 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 5,588 | $269,940 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 4,000 | $269,160 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 723 | $264,242 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,425 | $263,662 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,009 | $263,637 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,258 | $260,477 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 2,855 | $259,002 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,124 | $255,073 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,203 | $245,249 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,667 | $243,974 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 16,100 | $240,373 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,215 | $237,970 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,165 | $237,255 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,814 | $237,048 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 75,060 | $233,437 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 21,000 | $232,470 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 17,000 | $230,690 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 9,200 | $227,332 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 59,850 | $225,635 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,025 | $224,087 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 9,200 | $223,284 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,746 | $220,312 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 511 | $215,766 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 2,202 | $215,730 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,000 | $215,370 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,296 | $215,284 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 1,500 | $214,320 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 5,700 | $213,180 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,510 | $211,476 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 1,520 | $203,528 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,077 | $201,757 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,006 | $194,283 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 20,151 | $172,290 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,500 | $171,150 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 10,000 | $153,700 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,450 | $138,896 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 23,500 | $137,710 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 29,950 | $121,897 | dollars as filed | |
| ZENATECH INC | 98936T208 | CMN | 23,000 | $110,400 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 18,104 | $95,950 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V302 | COMMON STOCK | 26,000 | $89,180 | dollars as filed | |
| BEYOND AIR INC | 08862L202 | COM NEW | 33,755 | $77,974 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 99,500 | $76,615 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 10,099 | $74,834 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 16,000 | $43,680 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 16,000 | $26,080 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-25-001197 | this filing | 2025-10-28 | acceptance time not in the bulk data set |