13F-HR filed by WEALTH EFFECTS LLC
WEALTH EFFECTS LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-21, with 217 holding rows worth $285,447,027.
- Accession
- 0001951757-24-001093
- Filer
- CIK 1907254
- Filed
- 2024-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 217 entries on the cover page, a total value of $285,447,027 stated on the cover page (in dollars after the unit check, H1), rows summing to $285,447,027 with VALUE read as dollars as filed, 13F file number 028-21668. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVADEL PHARMACEUTICALS PLC | G29687103 | COM SHS | 2,233,771 | $29,295,902 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 200,317 | $24,326,482 | dollars as filed | |
| Apple Inc | 037833100 | COM | 90,612 | $21,112,578 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 61,165 | $11,396,938 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 19,628 | $8,445,885 | dollars as filed | |
| VTI | 922908769 | COM | 29,090 | $8,236,990 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,645 | $6,666,108 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,750 | $6,483,868 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 57,938 | $6,352,939 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33,780 | $5,602,422 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 24,981 | $3,825,307 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 15,105 | $3,270,535 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 14,711 | $3,252,358 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 160,025 | $3,099,686 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,595 | $2,911,203 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,426 | $2,587,776 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,419 | $2,548,968 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 12,859 | $2,539,472 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,308 | $2,442,830 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 40,253 | $2,395,445 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 245,501 | $2,292,975 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,948 | $2,283,616 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 69,596 | $2,283,433 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 13,062 | $2,253,137 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 15,296 | $2,252,632 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,484 | $2,200,422 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 28,095 | $2,074,803 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 50,900 | $2,055,851 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 34,630 | $2,050,447 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 66,122 | $1,913,564 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 15,096 | $1,896,384 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 34,400 | $1,889,600 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 41,155 | $1,848,271 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,890 | $1,802,631 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 75,250 | $1,799,980 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 22,970 | $1,763,177 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,315 | $1,749,302 | dollars as filed | |
| Boeing Company | 097023105 | COM | 11,172 | $1,698,575 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,811 | $1,618,909 | dollars as filed | |
| IJH | 464287507 | COM | 25,655 | $1,598,820 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,200 | $1,593,505 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,419 | $1,545,470 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 14,355 | $1,488,785 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 8,764 | $1,420,348 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,900 | $1,409,485 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,300 | $1,283,228 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 71,079 | $1,282,268 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 8,069 | $1,282,003 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,625 | $1,281,060 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,584 | $1,232,759 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 171,508 | $1,222,855 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,982 | $1,179,471 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 10,160 | $1,169,010 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 13,993 | $1,129,964 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,575 | $1,120,380 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 4,604 | $1,070,610 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,696 | $1,054,266 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,641 | $1,001,200 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,453 | $994,039 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 51,418 | $983,627 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 24,647 | $977,995 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 329,820 | $936,689 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,446 | $910,507 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,250 | $893,475 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,121 | $888,624 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 93,200 | $885,400 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,710 | $873,184 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,509 | $865,804 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,085 | $843,552 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,649 | $836,054 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 937 | $830,386 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,588 | $798,142 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 12,190 | $789,181 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 53,254 | $780,177 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,077 | $780,097 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,648 | $777,550 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 15,520 | $766,843 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,094 | $759,086 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 3,750 | $757,688 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,741 | $731,666 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,374 | $726,700 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 25,550 | $680,908 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 16,256 | $679,002 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,245 | $672,714 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 6,880 | $670,250 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 6,650 | $661,609 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,873 | $653,459 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 12,350 | $630,344 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 17,256 | $611,566 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 8,345 | $606,113 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,033 | $605,965 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 12,855 | $605,856 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 4,200 | $600,642 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,700 | $594,168 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 41,180 | $568,286 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 106,060 | $566,363 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,316 | $563,841 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,978 | $562,831 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 8,850 | $554,010 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 14,350 | $551,614 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,204 | $538,953 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 17,500 | $532,875 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647P126 | VICT WES U S ETF | 13,460 | $530,055 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,569 | $512,639 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 10,550 | $507,666 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,753 | $495,708 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 22,462 | $494,164 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,554 | $491,362 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,013 | $489,280 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,845 | $489,141 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 22,363 | $485,268 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,300 | $482,139 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,378 | $478,639 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 23,540 | $464,444 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 52,217 | $455,335 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 71,200 | $454,256 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 7,090 | $445,820 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 3,700 | $438,598 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 2,267 | $434,765 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,298 | $433,416 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 39,850 | $429,185 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 106,700 | $425,733 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,631 | $423,999 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 9,000 | $419,040 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,404 | $418,416 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,673 | $417,543 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 711 | $415,625 | dollars as filed | |
| SCHD | 808524797 | COM | 4,791 | $404,983 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,328 | $404,389 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,370 | $395,136 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,345 | $393,206 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,973 | $390,772 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,403 | $390,044 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,597 | $389,616 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 16,300 | $385,821 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 28,700 | $380,849 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 8,700 | $372,101 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,105 | $368,067 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,265 | $368,026 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,305 | $367,201 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,812 | $366,676 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,055 | $360,631 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,712 | $353,848 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 64,200 | $349,248 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,301 | $345,628 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,175 | $341,028 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,257 | $339,314 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,500 | $339,155 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 90,500 | $336,660 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,720 | $336,132 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 470 | $333,357 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,011 | $327,230 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,975 | $323,174 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,825 | $315,116 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,250 | $311,228 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 151 | $309,846 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,306 | $305,854 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,958 | $294,458 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 650 | $292,260 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 21,500 | $276,920 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 6,604 | $274,660 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,582 | $272,732 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,821 | $272,494 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,266 | $271,025 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,810 | $269,679 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 6,898 | $265,435 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,348 | $265,277 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,446 | $263,342 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,982 | $263,251 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,482 | $258,977 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,146 | $258,721 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,538 | $257,859 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 518 | $255,788 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 10,725 | $254,719 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,646 | $254,077 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,897 | $242,624 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 931 | $239,888 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 287 | $239,152 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 3,848 | $238,807 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 689 | $238,697 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 865 | $236,759 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,458 | $232,202 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 723 | $227,304 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 2,927 | $219,993 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,746 | $219,525 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,514 | $216,900 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 35,050 | $215,207 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,510 | $214,480 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 515 | $214,446 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,724 | $213,337 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 430 | $212,897 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,119 | $210,906 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 3,203 | $209,385 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,906 | $207,864 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,575 | $206,361 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,258 | $206,101 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,013 | $205,804 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,840 | $205,800 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,980 | $205,544 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 51,000 | $185,130 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 23,651 | $179,037 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V302 | COMMON STOCK | 13,250 | $176,888 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,500 | $170,310 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 10,000 | $169,700 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,247 | $168,052 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 77,060 | $157,202 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 102,000 | $151,980 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,268 | $136,681 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 168,500 | $129,914 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,000 | $121,500 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 12,500 | $117,000 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 229,800 | $89,162 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 14,200 | $44,162 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 27,000 | $35,640 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 12,857 | $33,942 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 47,500 | $32,728 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 13,114 | $25,047 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-24-001093 | this filing | 2024-10-21 | acceptance time not in the bulk data set |