13F-HR filed by Prospect Financial Services LLC
Prospect Financial Services LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-15, with 105 holding rows worth $161,290,906.
- Accession
- 0001951757-24-001039
- Filer
- CIK 2012519
- Filed
- 2024-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 105 entries on the cover page, a total value of $161,290,906 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,290,906 with VALUE read as dollars as filed, 13F file number 028-23977. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 259,413 | $18,057,723 | dollars as filed | |
| Apple Inc | 037833100 | COM | 54,524 | $12,704,157 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 53,161 | $6,455,884 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 37,750 | $6,311,351 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 69,239 | $5,624,320 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 70,813 | $5,525,544 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 28,878 | $5,380,844 | dollars as filed | |
| Boeing Company | 097023105 | COM | 33,385 | $5,075,856 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 9,615 | $4,692,628 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 28,120 | $4,663,770 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 26,267 | $4,585,392 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 113,434 | $4,469,316 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 22,105 | $4,378,092 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 9,395 | $4,042,625 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 217,167 | $3,485,532 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 28,650 | $3,358,377 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 41,967 | $3,333,049 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 38,462 | $3,221,185 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 8,200 | $3,148,174 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 54,227 | $2,435,352 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,792 | $2,170,899 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,064 | $2,144,534 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,474 | $1,955,422 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,846 | $1,667,074 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 43,902 | $1,458,859 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 24,662 | $1,443,477 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,566 | $1,386,964 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 23,823 | $1,372,681 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,305 | $1,295,595 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 34,504 | $1,283,549 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,195 | $1,259,166 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 72,274 | $1,255,405 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,508 | $1,221,245 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,737 | $1,191,699 | dollars as filed | |
| SCHD | 808524797 | COM | 14,074 | $1,189,691 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,729 | $1,067,618 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,243 | $985,395 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 49,877 | $902,782 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,683 | $898,567 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 16,838 | $860,762 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 3,365 | $782,564 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 24,550 | $770,618 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 9,906 | $744,533 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 6,928 | $666,450 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 749 | $663,819 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 3,103 | $623,239 | dollars as filed | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 295,075 | $560,643 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,976 | $554,198 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 18,902 | $547,028 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,887 | $527,667 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 3,042 | $524,686 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,152 | $520,682 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 8,489 | $490,916 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 21,964 | $483,211 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,354 | $467,803 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,697 | $459,652 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,052 | $432,735 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 8,534 | $430,627 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,595 | $426,409 | dollars as filed | |
| SINCLAIR INC CL A | 829242106 | Stock | 27,500 | $420,750 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,934 | $417,004 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 585 | $414,922 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 8,761 | $407,561 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 196 | $402,186 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 21,561 | $388,964 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,267 | $385,681 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,006 | $380,529 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,642 | $361,162 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,298 | $356,862 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 11,825 | $353,451 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 707 | $349,117 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,252 | $331,705 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 8,445 | $331,130 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 12,381 | $316,958 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 816 | $306,313 | dollars as filed | |
| PALANTIR TECHNOLOGIES INC | 69608A908 | CALL | 147 | $303,980 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,672 | $292,129 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,591 | $287,783 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,526 | $284,767 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,440 | $284,418 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 570 | $280,372 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,848 | $277,673 | dollars as filed | |
| Intel Corp | 458140100 | COM | 11,785 | $276,476 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,195 | $269,930 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 6,731 | $269,240 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 653 | $264,616 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 2,572 | $255,890 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,019 | $254,885 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 6,795 | $247,609 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,451 | $242,159 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 406 | $237,408 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,428 | $234,306 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 400 | $233,824 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U752 | FT VEST LADDERED | 7,362 | $223,441 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 485 | $223,226 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 8,985 | $220,584 | dollars as filed | |
| Southern Company | 842587107 | COM | 2,366 | $213,366 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,686 | $212,483 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,699 | $210,656 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 499 | $207,784 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,702 | $202,660 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,000 | $87,400 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 15,000 | $57,000 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 12,250 | $47,408 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 40,043 | $25,103 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-24-001039 | this filing | 2024-10-15 | acceptance time not in the bulk data set |