13F-HR filed by EAGLE ROCK INVESTMENT COMPANY, LLC
EAGLE ROCK INVESTMENT COMPANY, LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-07, with 155 holding rows worth $596,719,723.
- Accession
- 0001951757-24-000970
- Filer
- CIK 1911407
- Filed
- 2024-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 155 entries on the cover page, a total value of $596,719,723 stated on the cover page (in dollars after the unit check, H1), rows summing to $596,719,723 with VALUE read as dollars as filed, 13F file number 028-22276. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 444,949 | $33,420,119 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 166,693 | $28,754,621 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 314,107 | $24,717,080 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 260,702 | $23,935,051 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 126,008 | $20,898,427 | dollars as filed | |
| Apple Inc | 037833100 | COM | 82,056 | $19,119,107 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 42,556 | $18,311,632 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,996 | $16,598,470 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 56,939 | $16,420,494 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 68,521 | $14,448,338 | dollars as filed | |
| American Express Company | 025816109 | COM | 51,259 | $13,901,441 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 3,753 | $11,820,525 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 28,246 | $11,480,022 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 55,419 | $9,624,661 | dollars as filed | |
| KLA CORP | 482480100 | COM | 12,348 | $9,562,415 | dollars as filed | |
| FISERV INC | 337738108 | COM | 50,200 | $9,018,430 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 32,349 | $8,894,358 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 37,992 | $8,551,239 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 282,347 | $8,171,122 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,430 | $7,852,378 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 14,965 | $7,748,578 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 144,629 | $7,697,155 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 14,069 | $7,315,620 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 47,084 | $6,934,061 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 64,102 | $6,648,018 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 40,781 | $6,608,969 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 143,640 | $6,450,872 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 65,087 | $6,260,719 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 42,868 | $6,148,986 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 43,360 | $5,911,702 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 47,396 | $5,899,854 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 30,824 | $5,743,436 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 49,789 | $5,654,039 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 51,226 | $5,439,689 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 21,419 | $5,322,622 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 69,201 | $5,135,406 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 93,858 | $4,798,021 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 27,290 | $4,640,665 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,444 | $4,604,635 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 27,486 | $4,477,744 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 18,051 | $4,199,204 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 53,409 | $3,862,539 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,332 | $3,823,648 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 21,534 | $3,712,462 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 57,862 | $3,622,161 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 21,223 | $3,608,971 | dollars as filed | |
| CORPAY INC COM SHS | 219948106 | Stock | 11,534 | $3,607,374 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 33,102 | $3,595,870 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 40,651 | $3,593,548 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 15,939 | $3,523,684 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 36,185 | $3,395,962 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 13,069 | $3,316,420 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,662 | $3,244,027 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,918 | $3,172,522 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 21,158 | $3,167,987 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 9,666 | $3,129,754 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 11,319 | $3,097,784 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 17,626 | $3,003,470 | dollars as filed | |
| VTI | 922908769 | COM | 9,879 | $2,797,338 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 38,598 | $2,644,349 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 23,820 | $2,635,207 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 16,179 | $2,521,659 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,365 | $2,504,462 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,801 | $2,373,710 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 9,263 | $2,346,688 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 5,925 | $2,317,386 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 9,349 | $2,304,342 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 44,188 | $2,286,287 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 14,080 | $2,261,811 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 6,897 | $2,222,282 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 9,815 | $2,165,680 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 17,092 | $2,134,962 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 45,459 | $2,124,754 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 24,779 | $2,095,560 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 64,617 | $2,091,652 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,460 | $2,083,187 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 60,796 | $2,019,035 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 19,160 | $2,017,165 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 56,699 | $1,990,702 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 42,992 | $1,962,585 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 3,259 | $1,905,081 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 12,094 | $1,858,969 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,272 | $1,701,907 | dollars as filed | |
| Southern Company | 842587107 | COM | 18,719 | $1,688,079 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 35,127 | $1,644,997 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 4,328 | $1,563,533 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,900 | $1,448,564 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 13,000 | $1,423,890 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 55,195 | $1,321,920 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 20,279 | $1,314,282 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 3,950 | $1,309,188 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,872 | $1,159,603 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 17,103 | $1,144,533 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,656 | $1,142,051 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 14,430 | $1,117,315 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 15,500 | $1,103,135 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 13,069 | $1,055,322 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 19,605 | $1,047,887 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 50,000 | $968,000 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 2,624 | $927,532 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 6,639 | $869,045 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 16,182 | $821,075 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,649 | $808,972 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,250 | $789,775 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,500 | $755,500 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 9,651 | $746,794 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,283 | $736,493 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 21,122 | $718,570 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $691,180 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 12,000 | $686,640 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,525 | $645,258 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,000 | $625,440 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 9,250 | $610,038 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 5,500 | $553,960 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 18,797 | $506,955 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,250 | $506,500 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 10,616 | $485,470 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,303 | $462,396 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,140 | $423,848 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,190 | $421,453 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 18,662 | $410,564 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,229 | $404,927 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,800 | $391,884 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,582 | $367,367 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,200 | $357,760 | dollars as filed | |
| LABCORP HOLDINGS INC COM SHS | 504922105 | Stock | 1,570 | $350,864 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 734 | $337,831 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,000 | $325,980 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 30,000 | $316,800 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 4,856 | $314,377 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,726 | $313,287 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,598 | $301,281 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,232 | $295,692 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 17,902 | $294,488 | dollars as filed | |
| SCHD | 808524797 | COM | 3,436 | $290,445 | dollars as filed | |
| Intel Corp | 458140100 | COM | 12,250 | $287,385 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 32,717 | $273,514 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 15,175 | $266,473 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,186 | $265,504 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,975 | $259,930 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 841 | $247,700 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,077 | $243,144 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 291 | $242,476 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 77,176 | $240,789 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,175 | $238,604 | dollars as filed | |
| General Electric Company | 369604301 | COM | 1,250 | $235,725 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,268 | $221,244 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,815 | $219,905 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 6,000 | $217,740 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 12,000 | $217,680 | dollars as filed | |
| AMENTUM HOLDINGS INC COM | 023939101 | Stock | 6,639 | $214,108 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,893 | $208,476 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 70,000 | $126,700 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,038 | $110,418 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,000 | $78,600 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-24-000970 | this filing | 2024-10-07 | acceptance time not in the bulk data set |