13F-HR filed by Prospect Financial Services LLC
Prospect Financial Services LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-20, with 69 holding rows worth $99,153,663.
- Accession
- 0001951757-24-000255
- Filer
- CIK 2012519
- Filed
- 2024-02-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 69 entries on the cover page, a total value of $99,153,663 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,153,663 with VALUE read as dollars as filed, 13F file number 028-23977. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 273,922 | $12,373,067 | dollars as filed | |
| Apple Inc | 037833100 | COM | 50,652 | $9,752,018 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 36,997 | $5,213,997 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 132,412 | $4,991,916 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 65,255 | $4,007,314 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,269 | $3,826,163 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 268,286 | $3,702,348 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,067 | $3,419,437 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 23,594 | $3,295,844 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 20,991 | $3,189,376 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 20,620 | $3,082,664 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,930 | $2,936,677 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 80,156 | $2,837,505 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,278 | $2,570,911 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 7,943 | $2,469,444 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 17,532 | $2,087,889 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,703 | $1,768,446 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20,321 | $1,575,084 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 50,494 | $1,426,469 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 5,666 | $1,407,883 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19,605 | $1,263,578 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 82,558 | $1,250,747 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,058 | $1,057,759 | dollars as filed | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 255,150 | $977,225 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,991 | $927,729 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,018 | $881,476 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 49,597 | $832,244 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,404 | $818,142 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 3,150 | $680,022 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,861 | $627,755 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 6,690 | $604,046 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 32,297 | $569,717 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,083 | $556,807 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,140 | $556,440 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 17,736 | $553,174 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,555 | $550,407 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,370 | $510,530 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,017 | $483,155 | dollars as filed | |
| SCHD | 808524797 | COM | 6,243 | $475,256 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 7,660 | $471,627 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,999 | $471,280 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 13,123 | $430,572 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 25,449 | $429,077 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,546 | $394,721 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,769 | $387,625 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,078 | $376,503 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 2,416 | $360,372 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,484 | $358,703 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,575 | $350,603 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 19,754 | $339,178 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,140 | $337,901 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 504 | $332,765 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,938 | $329,666 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,182 | $315,566 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,723 | $297,731 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 936 | $283,768 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,595 | $247,178 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 14,157 | $245,479 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,000 | $244,440 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,260 | $242,525 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,342 | $242,282 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 560 | $239,944 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 11,708 | $226,780 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,471 | $220,638 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,526 | $204,875 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,680 | $201,987 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $200,618 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,750 | $134,698 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 10,000 | $123,900 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-24-000255 | this filing | 2024-02-20 | acceptance time not in the bulk data set |