13F-HR filed by Empirical Asset Management, LLC
Empirical Asset Management, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-12, with 176 holding rows worth $122,574,432.
- Accession
- 0001951757-24-000019
- Filer
- CIK 1926596
- Filed
- 2024-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 176 entries on the cover page, a total value of $122,574,432 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,574,432 with VALUE read as dollars as filed, 13F file number 028-22459. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBB FD INC | 74933W486 | US TREASY 2 YR | 87,092 | $4,210,009 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 203,818 | $4,023,369 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 6,930 | $2,605,954 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 71,220 | $2,497,693 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 70,159 | $2,191,759 | dollars as filed | |
| RBB FD INC | 74933W536 | US TREASR 10 YR | 48,478 | $2,185,377 | dollars as filed | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 83,713 | $2,173,198 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,429 | $2,105,250 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 91,534 | $1,993,611 | dollars as filed | |
| Apple Inc | 037833100 | COM | 9,997 | $1,924,646 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,092 | $1,764,599 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 73,948 | $1,705,970 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 36,987 | $1,648,869 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 53,346 | $1,605,704 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 29,914 | $1,564,226 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 41,479 | $1,533,907 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 88,742 | $1,502,410 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 28,817 | $1,498,185 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 51,563 | $1,433,727 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 35,002 | $1,402,194 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 823 | $1,293,353 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 57,560 | $1,244,168 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 23,920 | $1,151,259 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 35,812 | $1,128,431 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 12,272 | $1,127,512 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 66,462 | $1,126,538 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 12,005 | $1,126,171 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,596 | $1,101,442 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 17,451 | $1,097,640 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,547 | $1,038,685 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 42,492 | $1,034,128 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,161 | $969,387 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 22,772 | $965,771 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 6,588 | $938,273 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,904 | $937,501 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 39,669 | $936,984 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 23,774 | $931,475 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 3,529 | $928,621 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,181 | $918,513 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 25,312 | $912,491 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 15,854 | $896,841 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 21,071 | $870,864 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 2,380 | $863,654 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 8,715 | $859,246 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 10,234 | $843,682 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,956 | $831,994 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,160 | $822,576 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 15,991 | $786,262 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,682 | $780,528 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,826 | $778,764 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 35,131 | $770,061 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,071 | $752,376 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 7,829 | $734,460 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 11,807 | $728,723 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,125 | $712,367 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 16,253 | $708,951 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,107 | $706,205 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 11,474 | $706,019 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 8,422 | $690,919 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,544 | $678,183 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,277 | $671,442 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 14,369 | $669,879 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1,450 | $663,607 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,658 | $652,408 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,151 | $637,878 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 8,105 | $632,360 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,094 | $625,538 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 25,362 | $622,637 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,629 | $616,270 | dollars as filed | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 44,691 | $612,450 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,525 | $609,030 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,634 | $608,486 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,821 | $605,934 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,769 | $602,714 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,524 | $598,437 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 10,502 | $587,037 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 4,005 | $579,193 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 4,211 | $561,370 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 40,588 | $560,120 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 4,630 | $560,003 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 11,095 | $553,174 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 958 | $541,716 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,590 | $535,646 | dollars as filed | |
| FOX CORP CL A COM | 35137L105 | Stock | 17,912 | $531,450 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 22,592 | $520,527 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,019 | $514,571 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,242 | $510,287 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,279 | $507,119 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,001 | $503,325 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,406 | $499,069 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,457 | $496,710 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,793 | $477,861 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,145 | $477,851 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 957 | $473,712 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 7,212 | $467,093 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,270 | $463,326 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 8,728 | $462,584 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 10,098 | $450,188 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,717 | $442,782 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,103 | $436,195 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,763 | $433,024 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,346 | $432,897 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1,634 | $431,666 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 9,411 | $430,181 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,575 | $425,887 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,019 | $422,090 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,218 | $414,797 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 15,774 | $410,360 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,502 | $402,357 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,065 | $401,941 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,531 | $392,205 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 657 | $391,966 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,465 | $388,677 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,893 | $371,977 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 785 | $367,452 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,314 | $361,686 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,044 | $359,500 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,127 | $356,447 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,848 | $352,256 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,828 | $351,853 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,962 | $350,825 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,052 | $346,608 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,534 | $345,587 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,315 | $340,258 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 707 | $337,536 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,012 | $327,034 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,097 | $323,460 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,149 | $321,345 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 6,530 | $319,970 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,425 | $311,315 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,217 | $310,724 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,502 | $310,295 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,378 | $310,146 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 346 | $303,888 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 696 | $303,816 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 851 | $301,220 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 10,396 | $296,915 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 5,363 | $294,883 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,747 | $294,027 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 796 | $283,901 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 554 | $276,308 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,063 | $276,120 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,203 | $273,074 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,446 | $272,693 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,462 | $272,476 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 918 | $271,366 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 465 | $271,099 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,318 | $264,553 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,581 | $257,558 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,379 | $254,943 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,290 | $250,886 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,276 | $250,514 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,744 | $245,782 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,424 | $242,299 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,071 | $241,542 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 776 | $241,140 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 4,829 | $241,108 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,208 | $239,626 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,708 | $239,590 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 428 | $237,561 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 1,689 | $235,677 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 6,788 | $228,568 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,120 | $226,093 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 318 | $224,664 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,073 | $224,385 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 5,040 | $221,016 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,177 | $219,055 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,862 | $211,740 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 7,785 | $210,429 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,210 | $208,103 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,381 | $206,016 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,936 | $203,491 | dollars as filed | |
| IJH | 464287507 | COM | 726 | $201,194 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 14,339 | $123,031 | dollars as filed | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 14,317 | $109,096 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 30,500 | $25,010 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-24-000019 | this filing | 2024-01-12 | acceptance time not in the bulk data set |