13F-HR filed by Sovereign Financial Group, Inc.
Sovereign Financial Group, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-03, with 226 holding rows worth $280,927,840.
- Accession
- 0001951757-23-000682
- Filer
- CIK 1846175
- Filed
- 2023-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 226 entries on the cover page, a total value of $280,927,840 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,927,840 with VALUE read as dollars as filed, 13F file number 028-20792. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 35,918 | $15,354,198 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 312,578 | $13,665,926 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 31,338 | $13,457,361 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 44,099 | $12,008,467 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 67,661 | $9,332,529 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 24,111 | $8,638,300 | dollars as filed | |
| Apple Inc | 037833100 | COM | 49,289 | $8,438,717 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 57,471 | $7,577,505 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 100,120 | $7,525,991 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 143,802 | $6,878,070 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 117,858 | $5,572,319 | dollars as filed | |
| VWO | 922042858 | SHS | 125,029 | $4,902,382 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 36,166 | $4,732,683 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,001 | $4,104,955 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,153 | $3,986,938 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19,594 | $3,704,707 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 80,206 | $3,685,461 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 23,440 | $3,653,593 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 50,330 | $3,639,381 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 34,512 | $3,565,759 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 76,349 | $3,342,558 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 48,282 | $3,237,774 | dollars as filed | |
| Southern Company | 842587107 | COM | 39,378 | $2,548,533 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 46,926 | $2,341,152 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 53,486 | $2,338,124 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 28,005 | $2,156,116 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 16,730 | $2,126,718 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 5,286 | $2,092,780 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,899 | $1,987,014 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,863 | $1,763,780 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 19,644 | $1,680,163 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 25,325 | $1,670,192 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,146 | $1,621,417 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 32,164 | $1,573,772 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 31,445 | $1,566,904 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 17,002 | $1,557,865 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 20,955 | $1,516,743 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,426 | $1,496,248 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 15,768 | $1,495,279 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 23,011 | $1,480,749 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 22,553 | $1,443,197 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 10,094 | $1,330,305 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,608 | $1,289,885 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 14,495 | $1,250,947 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 26,121 | $1,243,078 | dollars as filed | |
| IJH | 464287507 | COM | 4,891 | $1,219,695 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,199 | $1,217,385 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 11,973 | $1,198,258 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,859 | $1,191,429 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,550 | $1,180,202 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 38,037 | $1,169,644 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 32,566 | $1,148,928 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,514 | $1,116,825 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 139,299 | $1,114,391 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 40,294 | $1,103,252 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,116 | $1,091,535 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,468 | $1,073,694 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,861 | $1,051,428 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 11,035 | $1,036,266 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,956 | $1,014,655 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 6,998 | $1,014,582 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,632 | $1,002,888 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,368 | $989,460 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,954 | $985,292 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 19,029 | $954,854 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 18,660 | $927,402 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 21,931 | $919,566 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 16,348 | $875,608 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,829 | $854,811 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,668 | $848,491 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 16,761 | $830,172 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,166 | $822,170 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 10,860 | $810,338 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 15,773 | $800,322 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,483 | $791,416 | dollars as filed | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 89,084 | $775,919 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,467 | $739,044 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,414 | $726,700 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 16,238 | $725,351 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,433 | $714,878 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,839 | $714,051 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 28,141 | $711,123 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 4,177 | $707,713 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,320 | $696,487 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 14,932 | $690,754 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,912 | $686,206 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 18,035 | $685,867 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,036 | $682,090 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10,457 | $674,058 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,313 | $671,753 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 11,985 | $670,896 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,910 | $659,302 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 16,853 | $656,089 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 13,248 | $626,874 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,337 | $621,619 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,262 | $618,075 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,856 | $617,836 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 19,025 | $605,376 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 12,704 | $601,011 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,257 | $594,582 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,155 | $574,335 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 12,836 | $571,740 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,101 | $561,400 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,386 | $558,362 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 14,302 | $557,492 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,150 | $555,912 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,949 | $554,057 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 36,850 | $553,493 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 15,732 | $550,463 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 16,455 | $545,815 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,740 | $545,516 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 9,135 | $543,624 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,213 | $539,383 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,180 | $533,281 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 15,214 | $530,146 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 16,109 | $525,462 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,358 | $512,638 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,864 | $510,370 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,077 | $509,332 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 5,452 | $504,746 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,310 | $502,524 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,100 | $499,041 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 5,610 | $498,143 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 13,158 | $485,516 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,461 | $484,718 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 24,944 | $478,675 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 14,627 | $474,073 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,856 | $464,408 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 9,097 | $457,213 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 10,832 | $455,485 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,050 | $454,674 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,656 | $451,984 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 4,175 | $447,310 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,904 | $446,722 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 5,097 | $445,478 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 4,769 | $435,236 | dollars as filed | |
| VTI | 922908769 | COM | 2,040 | $433,387 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,845 | $429,696 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,662 | $422,953 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 5,577 | $421,956 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 502 | $416,951 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,705 | $416,648 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 19,569 | $399,990 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,593 | $398,405 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 19,608 | $395,092 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,423 | $382,445 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,722 | $379,261 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 10,620 | $372,449 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 8,815 | $371,089 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 978 | $369,293 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 10,002 | $365,977 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,331 | $364,747 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,175 | $359,148 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 9,554 | $355,122 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 7,118 | $354,818 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,563 | $353,190 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 10,075 | $350,572 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,623 | $349,684 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,951 | $344,820 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 8,613 | $341,419 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,122 | $339,366 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,014 | $337,033 | dollars as filed | |
| VGT | 92204A702 | SHS | 808 | $335,305 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,154 | $334,072 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,025 | $332,399 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,042 | $327,307 | dollars as filed | |
| Intel Corp | 458140100 | COM | 9,098 | $323,447 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,019 | $321,041 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 1,002 | $314,037 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,688 | $311,760 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,134 | $310,965 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,290 | $309,900 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 7,296 | $307,964 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,069 | $306,070 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,649 | $305,654 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,313 | $303,471 | dollars as filed | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 7,425 | $294,773 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 5,854 | $293,110 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,764 | $289,197 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 10,887 | $284,260 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 5,842 | $281,000 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 17,578 | $280,019 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,707 | $273,308 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 5,060 | $270,811 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,813 | $269,607 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,725 | $264,885 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,186 | $258,225 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,266 | $256,701 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 472 | $253,525 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,363 | $253,348 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 954 | $251,398 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,640 | $247,183 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,737 | $246,150 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,000 | $243,150 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,831 | $241,704 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 4,468 | $241,629 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,900 | $239,717 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,048 | $238,544 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 600 | $233,718 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 5,215 | $231,215 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,794 | $230,936 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,658 | $230,143 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,133 | $229,897 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,147 | $225,879 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,018 | $223,110 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,072 | $222,804 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,036 | $222,787 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,726 | $222,248 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,255 | $222,055 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,363 | $217,871 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,135 | $217,808 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,944 | $216,494 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 6,427 | $212,401 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,418 | $211,571 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,941 | $211,236 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 14,138 | $175,594 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,861 | $162,806 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 24,048 | $134,909 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,221 | $127,978 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,000 | $112,560 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 13,490 | $92,137 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,355 | $77,694 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,829 | $48,949 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 20,074 | $32,118 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,500 | $12,180 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 20,000 | $3,680 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000682 | this filing | 2023-11-03 | acceptance time not in the bulk data set |