13F-HR filed by Empirical Asset Management, LLC
Empirical Asset Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-01, with 166 holding rows worth $114,753,963.
- Accession
- 0001951757-23-000652
- Filer
- CIK 1926596
- Filed
- 2023-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 166 entries on the cover page, a total value of $114,753,963 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,753,963 with VALUE read as dollars as filed, 13F file number 028-22459. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 11,568 | $4,944,944 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 90,651 | $4,346,710 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 212,076 | $3,751,626 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 72,556 | $2,554,727 | dollars as filed | |
| RBB FD INC | 74933W536 | US TREASR 10 YR | 49,879 | $2,138,310 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 70,251 | $2,098,389 | dollars as filed | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 85,066 | $2,078,348 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 94,554 | $1,923,228 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 22,343 | $1,674,361 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 55,298 | $1,660,600 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 75,051 | $1,645,750 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 89,344 | $1,609,972 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 5,028 | $1,587,576 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 37,904 | $1,570,473 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 52,722 | $1,565,321 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 30,390 | $1,530,724 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 821 | $1,496,891 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 42,419 | $1,480,408 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 28,434 | $1,405,510 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 69,104 | $1,372,399 | dollars as filed | |
| Apple Inc | 037833100 | COM | 7,843 | $1,342,747 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 60,033 | $1,267,895 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 18,321 | $1,127,092 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 36,660 | $1,103,452 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 12,459 | $1,042,169 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 12,130 | $1,033,312 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 23,467 | $1,008,150 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,180 | $1,005,545 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,168 | $976,734 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 43,076 | $976,632 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 41,136 | $953,941 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 26,899 | $916,442 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,095 | $901,141 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9,011 | $873,313 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 24,097 | $846,058 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 21,570 | $845,317 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,893 | $838,908 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 14,985 | $837,057 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,101 | $834,902 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 22,061 | $820,007 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,713 | $819,903 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 10,057 | $814,306 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,728 | $803,690 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 2,786 | $796,880 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 25,603 | $796,229 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 35,777 | $792,808 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 15,902 | $766,940 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,778 | $723,045 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,809 | $719,343 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 15,911 | $711,998 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 6,454 | $701,726 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 13,212 | $699,575 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,749 | $698,638 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 274 | $695,957 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 4,071 | $686,394 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,783 | $662,674 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 11,765 | $653,050 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,187 | $637,503 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 14,364 | $635,320 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 16,957 | $626,567 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,698 | $620,615 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 8,046 | $617,543 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,890 | $617,323 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,619 | $603,175 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,516 | $595,817 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,592 | $592,131 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,844 | $591,171 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,616 | $590,575 | dollars as filed | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 45,336 | $588,158 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 11,711 | $586,392 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 8,448 | $578,181 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 4,529 | $574,138 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 19,608 | $573,531 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 5,294 | $573,039 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 8,634 | $570,943 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20,343 | $565,326 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,743 | $565,131 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,014 | $550,572 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,764 | $546,630 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,410 | $529,826 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,005 | $528,092 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 23,895 | $526,641 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,932 | $520,243 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 10,328 | $519,073 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,201 | $517,250 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,456 | $497,578 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,353 | $489,092 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,744 | $486,639 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,467 | $485,072 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 10,484 | $462,247 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,870 | $456,323 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,317 | $455,875 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,326 | $446,837 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,218 | $445,890 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,810 | $438,235 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,761 | $429,973 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,704 | $427,134 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 8,780 | $420,123 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 3,781 | $419,949 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,331 | $408,646 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 10,017 | $407,005 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,350 | $405,284 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 898 | $395,169 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,465 | $394,298 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 15,648 | $386,945 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 7,041 | $384,725 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,136 | $376,394 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,935 | $373,097 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,588 | $369,097 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,411 | $359,346 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 825 | $358,668 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,991 | $353,974 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,680 | $350,705 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 646 | $346,776 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,346 | $340,896 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,077 | $329,880 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,650 | $324,414 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,209 | $310,701 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,957 | $308,459 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,397 | $306,341 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 964 | $304,636 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 700 | $300,789 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 808 | $295,215 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 736 | $289,005 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,091 | $285,640 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,350 | $281,814 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,519 | $279,263 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 796 | $278,839 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,148 | $277,743 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,760 | $266,419 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,410 | $259,069 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,561 | $256,480 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,459 | $250,844 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 909 | $248,086 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 2,315 | $245,975 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,200 | $242,521 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,079 | $238,340 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,572 | $236,139 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,519 | $233,297 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,341 | $232,496 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,146 | $231,120 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,736 | $228,892 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 5,280 | $227,515 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 553 | $226,995 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 912 | $226,212 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,708 | $223,425 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,270 | $221,920 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,803 | $221,694 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,286 | $221,195 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,276 | $220,399 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,296 | $216,924 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 783 | $213,143 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 410 | $209,059 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,420 | $205,889 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,208 | $204,628 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,246 | $204,581 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,900 | $202,623 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 4,722 | $201,063 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 5,057 | $200,828 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 1,993 | $200,246 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,500 | $200,235 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 19,749 | $175,961 | dollars as filed | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 14,868 | $106,751 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 10,500 | $15,225 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,000 | $12,700 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 10,000 | $9,200 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000652 | this filing | 2023-11-01 | acceptance time not in the bulk data set |