13F-HR filed by Intellectus Partners, LLC
Intellectus Partners, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-25, with 261 holding rows worth $316,077,444.
- Accession
- 0001951757-23-000613
- Filer
- CIK 1677253
- Filed
- 2023-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 261 entries on the cover page, a total value of $316,077,444 stated on the cover page (in dollars after the unit check, H1), rows summing to $316,077,444 with VALUE read as dollars as filed, 13F file number 028-17869. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 65,487 | $16,386,209 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 109,007 | $13,856,936 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 77,705 | $10,245,418 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,928 | $6,582,984 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 19,486 | $6,152,742 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 14,069 | $5,753,598 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 30,679 | $5,259,895 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33,460 | $4,378,576 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 398,386 | $4,338,577 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 876,633 | $4,032,511 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 87,518 | $4,024,953 | dollars as filed | |
| Apple Inc | 037833100 | COM | 23,198 | $3,971,672 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 389,719 | $3,968,649 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 94,801 | $3,757,918 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 53,920 | $3,668,199 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 26,275 | $3,624,054 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 56,054 | $3,276,888 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 106,576 | $3,254,831 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 270,807 | $3,173,860 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 6,085 | $3,102,742 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,236 | $3,079,691 | dollars as filed | |
| KLA CORP | 482480100 | COM | 6,668 | $3,058,538 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,444 | $3,055,661 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 6,712 | $2,919,763 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,334 | $2,919,400 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 25,936 | $2,880,464 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 6,988 | $2,638,669 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 127,896 | $2,601,412 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 34,585 | $2,591,800 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 75,083 | $2,490,500 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 28,540 | $2,475,602 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 17,906 | $2,458,136 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 26,890 | $2,430,587 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 19,499 | $2,387,569 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 63,808 | $2,357,703 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 10,219 | $2,350,525 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 20,828 | $2,231,502 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 59,761 | $2,228,504 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 21,200 | $2,190,384 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 58,324 | $2,157,990 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,152 | $2,156,282 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 130,047 | $1,971,511 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 133,590 | $1,947,739 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 36,041 | $1,937,574 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 12,832 | $1,912,742 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 13,444 | $1,844,717 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,347 | $1,819,930 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 9,716 | $1,794,992 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 6,359 | $1,736,071 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,261 | $1,720,245 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,405 | $1,633,255 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,510 | $1,610,518 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 50,750 | $1,604,715 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 111,546 | $1,581,728 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,359 | $1,581,084 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 18,185 | $1,473,887 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 5,613 | $1,442,597 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 2,575 | $1,439,322 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 3,269 | $1,423,394 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,933 | $1,359,827 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 8,441 | $1,350,029 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 94,946 | $1,332,086 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,882 | $1,327,647 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 143,718 | $1,323,640 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 2,600 | $1,280,500 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,049 | $1,251,686 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,838 | $1,249,473 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 28,185 | $1,247,476 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 295,968 | $1,237,146 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 6,007 | $1,223,199 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,049 | $1,207,243 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,105 | $1,197,319 | dollars as filed | |
| American Express Company | 025816109 | COM | 8,012 | $1,195,310 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 43,320 | $1,186,098 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,321 | $1,178,985 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,656 | $1,170,093 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 58,753 | $1,169,177 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 6,700 | $1,166,604 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,841 | $1,157,730 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,682 | $1,152,196 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 298,018 | $1,129,488 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 8,133 | $1,126,038 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 116,788 | $1,120,470 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13,534 | $1,116,814 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 4,130 | $1,088,089 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 14,621 | $1,064,130 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,280 | $1,053,389 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,252 | $1,039,951 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 40,900 | $1,038,042 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 3,819 | $1,026,288 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 10,934 | $1,023,657 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 2,149 | $1,021,408 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5,298 | $1,015,521 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,192 | $940,506 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 30,566 | $939,910 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 10,208 | $931,727 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,640 | $913,742 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 13,713 | $905,733 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 105,193 | $905,712 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 12,381 | $904,061 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 2,919 | $896,574 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 20,529 | $888,718 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 55,319 | $885,102 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,022 | $880,646 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,581 | $869,180 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 11,325 | $865,081 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 10,175 | $865,041 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,715 | $864,481 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,312 | $828,043 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 18,584 | $824,028 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 56,756 | $821,257 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,303 | $820,077 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,072 | $816,735 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 8,415 | $815,002 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,675 | $802,001 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,774 | $788,378 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 325,000 | $776,750 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 4,937 | $774,470 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 17,639 | $759,003 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 7,084 | $750,378 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 9,948 | $741,986 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 68,950 | $735,697 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 15,774 | $729,229 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 29,330 | $724,169 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 9,485 | $712,134 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 24,000 | $710,640 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 3,403 | $704,115 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,134 | $692,505 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,016 | $688,001 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 9,784 | $684,324 | dollars as filed | |
| VTI | 922908769 | COM | 3,221 | $684,134 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 4,278 | $680,306 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,537 | $675,452 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,422 | $674,957 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 31,066 | $665,123 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,173 | $660,184 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 7,400 | $657,712 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,670 | $657,560 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 213 | $656,881 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 11,842 | $646,199 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,931 | $644,236 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 2,803 | $640,327 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,339 | $637,026 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,012 | $630,614 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 24,850 | $626,717 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 421 | $619,918 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 237,375 | $614,801 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,919 | $600,142 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,230 | $599,433 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,510 | $594,759 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 92,050 | $593,723 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 848 | $586,680 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,547 | $585,352 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,364 | $585,281 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,629 | $584,566 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 14,208 | $583,937 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 12,230 | $578,234 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,556 | $574,614 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,800 | $567,714 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,991 | $550,420 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 59,500 | $548,382 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 1,593 | $547,371 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 120,279 | $547,267 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,930 | $544,366 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 3,500 | $534,695 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 17,035 | $532,684 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,676 | $532,406 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 9,023 | $528,116 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 7,557 | $527,630 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 12,786 | $525,888 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,645 | $525,846 | dollars as filed | |
| FISERV INC | 337738108 | COM | 4,593 | $518,825 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 20,700 | $516,672 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 27,500 | $507,650 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 21,000 | $501,900 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,726 | $481,390 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 945 | $478,707 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,902 | $462,837 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,147 | $459,147 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 70,000 | $451,500 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 6,351 | $448,312 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 22,807 | $444,055 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 15,065 | $436,282 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,350 | $432,236 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,055 | $427,104 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,440 | $426,030 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 50,560 | $425,210 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 440 | $420,278 | dollars as filed | |
| MILLERKNOLL INC | 600544100 | COM | 16,790 | $413,505 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 99,206 | $408,729 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4,006 | $401,041 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 384 | $400,052 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 8,556 | $388,356 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,008 | $376,451 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 4,325 | $369,852 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,000 | $367,280 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 21,217 | $363,027 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,187 | $362,415 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 367 | $360,578 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 31,635 | $347,669 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 11,600 | $341,504 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,920 | $319,821 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,492 | $315,341 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 4,152 | $309,534 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 7,333 | $309,443 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,804 | $307,460 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 69,202 | $303,105 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 288 | $302,805 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 114,124 | $296,722 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 5,005 | $294,240 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 39,681 | $287,288 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 8,524 | $276,259 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 200,227 | $268,304 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 17,791 | $267,228 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,761 | $266,550 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 294 | $264,779 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,955 | $263,622 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,786 | $261,172 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,500 | $260,695 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 284 | $258,866 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 444 | $251,037 | dollars as filed | |
| SPS COMM INC COM | 78463M107 | Stock | 1,465 | $249,944 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 16,050 | $248,775 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 463 | $248,691 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 264 | $246,370 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 8,200 | $242,966 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,423 | $239,811 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,848 | $235,837 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 179,210 | $234,765 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,262 | $226,536 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,678 | $223,644 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 32,316 | $222,318 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 14,542 | $216,677 | dollars as filed | |
| General Electric Company | 369604301 | COM | 1,946 | $215,286 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,093 | $214,619 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 2,505 | $214,428 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,750 | $212,118 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 900 | $210,996 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 268 | $207,857 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 2,282 | $202,642 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 40,000 | $202,400 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 399,185 | $190,771 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 62,768 | $182,027 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 17,135 | $154,729 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 11,000 | $151,910 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 38,838 | $151,856 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 14,658 | $136,709 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,046 | $130,089 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,250 | $114,215 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 61,975 | $92,963 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,400 | $86,640 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 90,425 | $85,036 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 18,220 | $82,901 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 53,527 | $59,950 | dollars as filed | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 26,400 | $22,152 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 19,800 | $8,512 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 40,994 | $3,280 | dollars as filed | |
| NUVATION BIO INC | 67080N119 | WARR | 13,891 | $1,389 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 49,264 | $951 | dollars as filed | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 90,030 | $270 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 16,500 | $96 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000613 | this filing | 2023-10-25 | acceptance time not in the bulk data set |