13F-HR filed by Balboa Wealth Partners
Balboa Wealth Partners filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-23, with 280 holding rows worth $266,500,976.
- Accession
- 0001951757-23-000586
- Filer
- CIK 1929008
- Filed
- 2023-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 280 entries on the cover page, a total value of $266,500,976 stated on the cover page (in dollars after the unit check, H1), rows summing to $266,500,976 with VALUE read as dollars as filed, 13F file number 028-22715. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAxxcess Wealth Management, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 140,210 | $35,083,346 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 60,442 | $19,084,555 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 41,256 | $17,945,830 | dollars as filed | |
| Apple Inc | 037833100 | COM | 85,581 | $14,652,376 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 68,010 | $8,645,431 | dollars as filed | |
| SPY | 78462F103 | SHS | 19,472 | $8,323,943 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 78,382 | $8,059,237 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 50,268 | $6,627,836 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,521 | $4,659,559 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 9,475 | $4,326,854 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 11,771 | $4,217,343 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 7,925 | $4,040,931 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,450 | $2,960,035 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 32,210 | $2,799,013 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 7,017 | $2,778,236 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 88,198 | $2,761,479 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,229 | $2,389,199 | dollars as filed | |
| Boeing Company | 097023105 | COM | 12,365 | $2,370,123 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 43,490 | $2,329,345 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,430 | $2,208,261 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,724 | $2,192,263 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,498 | $2,055,754 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 21,172 | $1,939,143 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14,149 | $1,851,498 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 8,027 | $1,846,275 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,659 | $1,827,486 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,325 | $1,692,512 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,619 | $1,642,378 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,837 | $1,525,775 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 8,134 | $1,383,177 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 3,582 | $1,352,563 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 8,497 | $1,351,075 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 51,076 | $1,262,987 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,907 | $1,164,637 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,494 | $1,086,753 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 7,123 | $1,061,754 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 12,939 | $1,048,738 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,121 | $1,045,426 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,684 | $1,041,016 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 11,274 | $1,035,139 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,412 | $1,030,825 | dollars as filed | |
| SPDW | 78463X889 | COM | 33,225 | $1,030,307 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 24,634 | $1,016,645 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 14,301 | $972,904 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,240 | $968,913 | dollars as filed | |
| SCHD | 808524797 | COM | 13,610 | $963,071 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 95,116 | $943,551 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 62,778 | $942,921 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 23,761 | $941,873 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 12,505 | $941,505 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,386 | $937,050 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 12,411 | $911,960 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,934 | $888,005 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 14,898 | $885,239 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 15,699 | $861,869 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 16,924 | $849,246 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 14,911 | $807,141 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,015 | $804,892 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 23,481 | $798,824 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 44,673 | $759,888 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 23,380 | $757,760 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 35,188 | $748,449 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,219 | $745,891 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 38,055 | $740,940 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,492 | $732,154 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 21,556 | $723,635 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 21,659 | $718,423 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,324 | $717,559 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,383 | $708,910 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,729 | $689,727 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,568 | $676,486 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,387 | $675,605 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 8,544 | $665,973 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,216 | $653,127 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,419 | $643,524 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 21,103 | $636,254 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 10,929 | $629,521 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,464 | $626,000 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,507 | $619,827 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 15,930 | $616,332 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 20,792 | $612,116 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,709 | $606,208 | dollars as filed | |
| Southern Company | 842587107 | COM | 9,335 | $604,138 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 16,307 | $601,740 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 1,168 | $599,300 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 17,180 | $569,855 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 3,752 | $559,761 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,645 | $558,238 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,096 | $552,643 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,579 | $550,529 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,817 | $534,853 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,326 | $534,280 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,231 | $528,579 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,282 | $528,374 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,297 | $523,555 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 27,662 | $520,322 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 22,977 | $515,144 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 7,126 | $514,782 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,225 | $506,292 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 7,979 | $506,108 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 94,865 | $502,785 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 10,949 | $500,260 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5,413 | $489,335 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,086 | $488,367 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 3,217 | $481,939 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,310 | $478,845 | dollars as filed | |
| VOLATILITY SHS TR | 92864M202 | PREMIUM PLUS ETF | 23,773 | $475,222 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 11,428 | $464,320 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 9,078 | $460,618 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 33,205 | $455,573 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9,068 | $449,160 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524649 | MUN BD ETF | 9,000 | $446,175 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,291 | $432,888 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 16,388 | $429,366 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,039 | $424,863 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 2,127 | $423,486 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,627 | $406,587 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,380 | $403,227 | dollars as filed | |
| Intel Corp | 458140100 | COM | 11,187 | $397,701 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,807 | $391,929 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 6,545 | $387,202 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 16,828 | $378,798 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 10,259 | $375,365 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 20,523 | $371,056 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,580 | $370,415 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,300 | $364,562 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 13,949 | $362,535 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,599 | $359,844 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,108 | $358,499 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,510 | $352,457 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 4,001 | $344,983 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 17,990 | $343,786 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,200 | $339,460 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,980 | $337,854 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,817 | $337,477 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 7,995 | $336,829 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,161 | $336,801 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,953 | $333,470 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 26,742 | $332,138 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,167 | $327,284 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,223 | $326,790 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,526 | $325,465 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,150 | $322,751 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,372 | $321,738 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,516 | $313,217 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 9,200 | $312,432 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,943 | $310,764 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 6,552 | $307,490 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12,592 | $306,489 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 11,143 | $305,095 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 960 | $303,428 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,536 | $301,314 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 66,328 | $299,803 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 8,975 | $299,227 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,253 | $295,899 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,076 | $295,061 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 5,093 | $294,628 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,700 | $294,516 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 5,545 | $294,051 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,037 | $293,285 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,885 | $291,729 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,062 | $289,299 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,847 | $288,288 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,100 | $286,092 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,554 | $285,827 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,475 | $284,672 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,500 | $283,605 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 27,175 | $282,620 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 30,137 | $282,384 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 7,932 | $282,370 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 14,031 | $278,235 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 489 | $273,331 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 433 | $271,391 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 3,592 | $268,179 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,156 | $266,293 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 6,009 | $261,015 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 4,465 | $260,299 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 512 | $259,215 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 592 | $257,593 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 4,569 | $255,760 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 946 | $254,247 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 9,329 | $253,096 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 8,878 | $251,247 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 16,697 | $250,121 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,935 | $246,817 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,207 | $244,755 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,751 | $240,407 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,145 | $238,435 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,697 | $238,045 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,372 | $235,240 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,697 | $235,152 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 9,939 | $228,597 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,465 | $228,196 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,377 | $222,570 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 759 | $217,041 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,878 | $216,309 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,891 | $214,647 | dollars as filed | |
| Deere & Company | 244199105 | COM | 565 | $213,188 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,283 | $212,205 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 2,321 | $211,862 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 8,871 | $211,760 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 480 | $211,377 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,002 | $209,569 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,293 | $208,527 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 4,921 | $206,930 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,513 | $206,529 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,924 | $204,833 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,684 | $204,784 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 25,561 | $204,232 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 7,050 | $204,168 | dollars as filed | |
| IJH | 464287507 | COM | 814 | $202,966 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,562 | $200,195 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 11,825 | $199,370 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 11,665 | $194,106 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,547 | $144,435 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 37,696 | $134,575 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 15,717 | $113,948 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 11,525 | $110,986 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,631 | $109,006 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,324 | $104,990 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 47,039 | $85,141 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 16,259 | $79,019 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 27,000 | $66,348 | dollars as filed | principal |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,733 | $58,496 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 33,000 | $57,604 | dollars as filed | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 19,000 | $52,745 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 21,000 | $49,591 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 53,000 | $47,965 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 47,000 | $45,923 | dollars as filed | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,500 | $41,160 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 37,000 | $39,029 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 40,000 | $37,734 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 31,000 | $37,533 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 38,000 | $37,478 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 38,000 | $36,016 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 37,000 | $34,753 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 40,000 | $34,470 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 33,000 | $34,404 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 39,000 | $34,090 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 33,000 | $32,540 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 39,000 | $32,529 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 31,000 | $31,892 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 26,000 | $31,554 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 33,000 | $31,359 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 34,000 | $31,054 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 33,000 | $30,982 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 31,000 | $30,975 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 31,000 | $30,503 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 26,000 | $30,451 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 40,000 | $30,115 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 26,000 | $29,746 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 30,000 | $29,601 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 32,000 | $29,507 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 25,000 | $29,123 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 33,000 | $28,801 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 34,000 | $28,787 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 33,000 | $27,344 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 23,000 | $27,291 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 40,000 | $27,096 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 33,000 | $26,215 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 26,000 | $25,301 | dollars as filed | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 30,915 | $24,200 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 25,000 | $24,110 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 27,000 | $23,344 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 21,000 | $22,917 | dollars as filed | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $22,529 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 20,000 | $20,450 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 19,000 | $20,343 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 20,000 | $19,616 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 19,000 | $17,669 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 21,000 | $17,641 | dollars as filed | principal |
| IMMUNIC INC | 4525EP101 | COM | 12,000 | $17,640 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 18,000 | $17,612 | dollars as filed | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 15,000 | $14,831 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 15,000 | $14,722 | dollars as filed | principal |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 47,500 | $14,250 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 12,200 | $13,786 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 13,000 | $12,201 | dollars as filed | principal |
| CYBIN INC | 23256X100 | COM | 17,108 | $9,091 | dollars as filed | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 20,000 | $8,371 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000586 | this filing | 2023-10-23 | acceptance time not in the bulk data set |