13F-HR filed by Empirical Asset Management, LLC
Empirical Asset Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-01, with 156 holding rows worth $113,009,994.
- Accession
- 0001951757-23-000471
- Filer
- CIK 1926596
- Filed
- 2023-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 156 entries on the cover page, a total value of $113,009,994 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,009,994 with VALUE read as dollars as filed, 13F file number 028-22459. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 12,149 | $5,385,469 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 83,374 | $4,021,961 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 216,588 | $3,978,723 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 74,848 | $2,618,628 | dollars as filed | |
| RBB FD INC | 74933W536 | US TREASR 10 YR | 47,973 | $2,184,181 | dollars as filed | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 84,310 | $2,149,481 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 72,161 | $2,145,339 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 95,777 | $2,000,782 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 75,572 | $1,707,938 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 56,735 | $1,692,413 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 21,544 | $1,660,377 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,698 | $1,600,017 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 37,678 | $1,584,340 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 89,007 | $1,518,460 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 51,571 | $1,517,733 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 30,050 | $1,517,221 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 42,510 | $1,503,579 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 30,004 | $1,436,300 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 33,721 | $1,394,352 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 64,499 | $1,355,762 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 23,370 | $1,346,128 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 69,052 | $1,295,408 | dollars as filed | |
| Apple Inc | 037833100 | COM | 6,401 | $1,241,642 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,370 | $1,179,830 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,493 | $1,163,790 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 18,560 | $1,135,504 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 36,510 | $1,131,803 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 12,601 | $1,112,660 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 12,388 | $1,105,603 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 24,586 | $1,103,926 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 819 | $1,078,733 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 26,980 | $1,016,863 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 42,665 | $1,003,897 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 11,719 | $950,168 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 14,571 | $925,682 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 39,281 | $920,358 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 24,633 | $904,024 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,939 | $880,479 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,765 | $858,819 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 8,793 | $858,245 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 21,320 | $844,059 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,835 | $842,971 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 25,634 | $831,440 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 15,797 | $821,427 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 5,933 | $793,846 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 17,612 | $779,164 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,451 | $752,594 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,323 | $750,669 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,959 | $746,353 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,466 | $735,747 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 12,064 | $718,554 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,931 | $712,759 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 985 | $707,762 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,062 | $698,660 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 2,469 | $692,900 | dollars as filed | |
| GLOBE LIFE INC | 37959E102 | COM | 6,307 | $691,373 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 6,138 | $691,264 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,964 | $671,276 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,603 | $657,023 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,889 | $641,420 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,825 | $637,499 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1,423 | $636,395 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,592 | $622,889 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,592 | $607,917 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 25,752 | $589,729 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 11,721 | $587,200 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 7,744 | $579,018 | dollars as filed | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 42,769 | $576,868 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 12,236 | $575,099 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,781 | $564,487 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 2,831 | $545,137 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,606 | $537,082 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 12,856 | $536,869 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,814 | $532,010 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 4,648 | $519,986 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 1,800 | $518,883 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 3,378 | $512,609 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,041 | $509,215 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,825 | $508,476 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 4,430 | $507,019 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 19,121 | $506,329 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,152 | $488,096 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,956 | $469,907 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,832 | $468,764 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,455 | $466,013 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,855 | $462,724 | dollars as filed | |
| FISERV INC | 337738108 | COM | 3,574 | $450,860 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,661 | $450,575 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,792 | $440,016 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,237 | $427,842 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,135 | $421,684 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 7,034 | $414,917 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 3,440 | $409,518 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,268 | $407,103 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,432 | $403,065 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 4,002 | $400,584 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,544 | $399,909 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,077 | $381,926 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 14,735 | $381,079 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,904 | $378,565 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,198 | $378,512 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 147 | $366,524 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,269 | $364,178 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,340 | $363,880 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 847 | $358,089 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,140 | $356,788 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,209 | $344,357 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,585 | $338,173 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,693 | $322,352 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,357 | $317,557 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 2,249 | $312,386 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,966 | $312,226 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,027 | $311,559 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,147 | $303,506 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 645 | $302,373 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 733 | $298,580 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 655 | $292,135 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,325 | $288,379 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,152 | $287,044 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,346 | $285,183 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 593 | $278,498 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,329 | $276,903 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,688 | $273,386 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 796 | $271,436 | dollars as filed | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,038 | $271,284 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,460 | $266,035 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,347 | $264,434 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,521 | $261,305 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,388 | $260,384 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,545 | $253,872 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,808 | $250,545 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,326 | $239,472 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,542 | $237,863 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 498 | $234,356 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,744 | $233,793 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,284 | $231,303 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,708 | $229,913 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,567 | $228,966 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,261 | $228,095 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,208 | $225,491 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 909 | $223,593 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 783 | $221,561 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,029 | $221,309 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 911 | $218,708 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,189 | $218,338 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 7,026 | $215,764 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,420 | $215,380 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,500 | $213,900 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,336 | $210,287 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,627 | $208,794 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,048 | $204,055 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 19,193 | $150,474 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 10,572 | $105,509 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,000 | $32,900 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 11,000 | $13,860 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 10,500 | $12,705 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000471 | this filing | 2023-08-01 | acceptance time not in the bulk data set |