13F-HR filed by WEALTH EFFECTS LLC
WEALTH EFFECTS LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-18, with 202 holding rows worth $227,203,829.
- Accession
- 0001951757-23-000381
- Filer
- CIK 1907254
- Filed
- 2023-07-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 202 entries on the cover page, a total value of $227,203,829 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,203,829 with VALUE read as dollars as filed, 13F file number 028-21668. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,369,089 | $39,042,585 | dollars as filed | |
| Apple Inc | 037833100 | COM | 92,736 | $17,988,029 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 24,625 | $10,416,857 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 57,974 | $7,557,429 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 20,624 | $7,023,298 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 164,050 | $5,850,026 | dollars as filed | |
| VTI | 922908769 | COM | 26,366 | $5,808,009 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,169 | $4,387,796 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 32,740 | $3,918,978 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 47,270 | $3,650,189 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 28,296 | $2,630,709 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,198 | $2,316,801 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 43,083 | $2,053,751 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,622,546 | $1,938,942 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 52,830 | $1,937,809 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,706 | $1,928,054 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 12,002 | $1,888,572 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 7,113 | $1,861,970 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,126 | $1,860,801 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,140 | $1,843,879 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 33,162 | $1,834,873 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 190,601 | $1,791,648 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 172,475 | $1,712,677 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,930 | $1,674,551 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 10,020 | $1,658,554 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 12,030 | $1,620,843 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,722 | $1,610,032 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 33,732 | $1,588,800 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 41,812 | $1,555,003 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,424 | $1,534,775 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,829 | $1,491,519 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 82,451 | $1,487,417 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,973 | $1,428,800 | dollars as filed | |
| IJH | 464287507 | COM | 5,321 | $1,391,335 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 323,050 | $1,376,193 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,326 | $1,365,706 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 10,198 | $1,364,551 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 75,984 | $1,348,721 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 19,152 | $1,323,975 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,249 | $1,323,011 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,160 | $1,286,868 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,245 | $1,198,718 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,014 | $1,190,772 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,125 | $1,166,214 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,923 | $1,130,329 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 27,755 | $1,114,086 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 73,200 | $1,105,320 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,821 | $1,053,273 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,387 | $1,014,575 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 5,216 | $1,011,628 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,982 | $964,239 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,716 | $962,093 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 6,279 | $936,387 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 30,586 | $877,503 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 17,890 | $865,339 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R702 | 1.25X LNG TESLA | 43,400 | $849,338 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,721 | $845,272 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,053 | $834,756 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 19,420 | $806,900 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 12,797 | $801,352 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 63,884 | $795,994 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,229 | $794,416 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 37,902 | $788,744 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 22,601 | $778,380 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 55,050 | $771,801 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,974 | $760,284 | dollars as filed | |
| Intel Corp | 458140100 | COM | 22,564 | $754,536 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,777 | $750,792 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 31,098 | $699,091 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,815 | $692,508 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 35,600 | $682,808 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 43,231 | $681,760 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,746 | $672,239 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,601 | $667,040 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,266 | $663,745 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,717 | $657,968 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 7,280 | $652,652 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,945 | $642,447 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,320 | $619,042 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 7,385 | $617,091 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 9,542 | $611,833 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 56,750 | $606,658 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,706 | $600,738 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 13,515 | $596,552 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,070 | $594,049 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 46,390 | $592,862 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,672 | $562,330 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,205 | $561,128 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 3,820 | $552,143 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 152,030 | $538,185 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,300 | $527,184 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 46,900 | $515,900 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 12,805 | $502,084 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,585 | $494,665 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 916 | $492,907 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 12,253 | $489,028 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,704 | $487,158 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 21,800 | $481,780 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,500 | $465,900 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 69,090 | $462,212 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,222 | $460,354 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 25,648 | $458,842 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 8,165 | $457,893 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 57,702 | $456,998 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 9,875 | $447,338 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 43,400 | $444,850 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,917 | $444,406 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,346 | $441,351 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,944 | $441,022 | dollars as filed | |
| SPY | 78462F103 | SHS | 980 | $434,539 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 500 | $434,081 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,125 | $433,803 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,788 | $429,296 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,712 | $420,643 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,877 | $408,989 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,554 | $406,442 | dollars as filed | |
| VGT | 92204A702 | SHS | 912 | $403,318 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,333 | $397,781 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,267 | $390,469 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,839 | $381,496 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,342 | $378,333 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 19,500 | $370,305 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,226 | $361,569 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,497 | $359,296 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,524 | $353,227 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,901 | $323,886 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,687 | $321,782 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,340 | $317,748 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 9,246 | $315,289 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,967 | $314,710 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 19,640 | $313,260 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,700 | $308,295 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,175 | $297,794 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,933 | $295,892 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,489 | $295,819 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 13,559 | $293,688 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,391 | $290,507 | dollars as filed | |
| Deere & Company | 244199105 | COM | 710 | $287,685 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,520 | $285,700 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,432 | $284,080 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,500 | $283,395 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,265 | $279,692 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 24,698 | $276,612 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,429 | $275,100 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,429 | $259,387 | dollars as filed | |
| SCHD | 808524797 | COM | 3,570 | $259,253 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 23,094 | $257,960 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,045 | $256,649 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,010 | $247,696 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,418 | $246,234 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,067 | $244,509 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,956 | $243,160 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 525 | $241,700 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 69,615 | $238,085 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,328 | $238,044 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,189 | $237,122 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,640 | $236,905 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,298 | $232,003 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,145 | $231,960 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,096 | $230,246 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 9,187 | $223,979 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,788 | $217,422 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,983 | $216,816 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 550 | $216,315 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 4,615 | $212,475 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,574 | $210,371 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 71,050 | $209,598 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 845 | $208,086 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,939 | $203,798 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 659 | $203,354 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 460 | $202,625 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,258 | $202,029 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,154 | $201,730 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 717 | $201,190 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,450 | $200,640 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 71,000 | $197,380 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,724 | $191,323 | dollars as filed | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 41,501 | $189,243 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,700 | $175,851 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 15,106 | $173,266 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,500 | $164,220 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 19,394 | $159,416 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 16,214 | $149,817 | dollars as filed | |
| LIPOCINE INC NEW | 53630X203 | COM NEW | 29,273 | $147,536 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,500 | $145,395 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,300 | $130,810 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,500 | $129,260 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 47,000 | $111,860 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 109,900 | $94,558 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 76,408 | $93,218 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 59,560 | $91,127 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 16,117 | $80,585 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,000 | $78,600 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,705 | $75,864 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 110,000 | $73,480 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 10,000 | $50,100 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 60,901 | $47,624 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 10,000 | $20,100 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 18,316 | $16,759 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 15,000 | $14,378 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 40,500 | $9,315 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 16,700 | $2,764 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000381 | this filing | 2023-07-18 | acceptance time not in the bulk data set |