13F-HR filed by REGATTA CAPITAL GROUP, LLC
REGATTA CAPITAL GROUP, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-13, with 168 holding rows worth $314,820,756.
- Accession
- 0001951757-23-000331
- Filer
- CIK 1911488
- Filed
- 2023-07-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 168 entries on the cover page, a total value of $314,820,756 stated on the cover page (in dollars after the unit check, H1), rows summing to $314,820,756 with VALUE read as dollars as filed, 13F file number 028-22325. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 383,474 | $30,597,362 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 200,405 | $28,477,485 | dollars as filed | |
| Apple Inc | 037833100 | COM | 130,561 | $25,324,827 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 331,250 | $15,601,865 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 171,660 | $12,907,129 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 127,064 | $9,861,449 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 79,932 | $9,586,972 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 62,557 | $8,154,922 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 220,901 | $7,654,205 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 21,631 | $7,366,086 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,810 | $6,833,100 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 19,438 | $6,628,197 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 18,350 | $4,803,441 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 101,716 | $3,612,970 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 12,512 | $2,971,440 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 99,056 | $2,935,023 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,962 | $2,903,336 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,257 | $2,830,042 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 30,963 | $2,764,336 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 9,189 | $2,742,234 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 22,218 | $2,530,873 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 218,984 | $2,527,076 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 16,652 | $2,526,735 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,940 | $2,512,945 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,892 | $2,508,402 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 19,406 | $2,487,115 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 812 | $2,191,561 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 35,973 | $2,166,307 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 202,834 | $2,064,851 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 10,252 | $1,972,799 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 4,334 | $1,909,071 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 36,524 | $1,904,007 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,237 | $1,882,151 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 18,620 | $1,855,481 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 114,539 | $1,826,895 | dollars as filed | |
| IJH | 464287507 | COM | 6,909 | $1,806,593 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 15,053 | $1,735,055 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 12,615 | $1,699,565 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 149,578 | $1,633,393 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 26,543 | $1,602,641 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 11,988 | $1,500,182 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 23,447 | $1,461,192 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 29,124 | $1,460,277 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 60,093 | $1,436,815 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 7,551 | $1,398,621 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 17,563 | $1,388,359 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 83,241 | $1,356,822 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 18,538 | $1,351,971 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 13,620 | $1,349,197 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 26,569 | $1,318,907 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 5,722 | $1,270,302 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5,958 | $1,258,092 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 14,655 | $1,224,558 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 13,669 | $1,204,222 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,697 | $1,203,635 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 112,369 | $1,187,741 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,984 | $1,173,422 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 136,682 | $1,168,632 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 36,150 | $1,143,437 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 10,235 | $1,129,584 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 28,915 | $1,074,177 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 17,961 | $1,046,577 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 8,743 | $1,041,149 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,035,620 | dollars as filed | |
| Intel Corp | 458140100 | COM | 29,897 | $999,762 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,004 | $997,977 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,176 | $994,664 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,890 | $974,926 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,130 | $972,272 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 26,440 | $962,152 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 9,500 | $950,897 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,167 | $924,309 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 20,213 | $918,083 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,295 | $891,357 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 5,407 | $850,838 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 91,930 | $818,174 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 68,449 | $811,807 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 14,787 | $797,020 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 63,205 | $792,592 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 8,087 | $781,176 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,134 | $780,297 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,811 | $757,970 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,701 | $718,688 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 4,111 | $712,935 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 5,240 | $706,726 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 58,018 | $671,273 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,247 | $650,624 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 32,525 | $623,826 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,560 | $617,605 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,348 | $597,542 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,600 | $591,072 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,502 | $586,770 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 5,153 | $583,842 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,274 | $583,585 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 904 | $581,150 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 8,461 | $571,131 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 50,772 | $527,017 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 9,151 | $518,671 | dollars as filed | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 10,425 | $515,099 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 4,667 | $508,767 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,081 | $506,981 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 2,268 | $505,952 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 49,713 | $505,582 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,617 | $487,135 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,083 | $471,092 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,837 | $455,396 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,804 | $452,001 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,005 | $450,664 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 10,513 | $448,696 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 918 | $441,397 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,367 | $440,698 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 65,431 | $440,350 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,554 | $436,873 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 4,696 | $436,599 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 12,189 | $434,185 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,485 | $432,836 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 947 | $422,255 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 6,590 | $412,641 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,269 | $409,319 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 13,783 | $395,424 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 9,382 | $389,827 | dollars as filed | |
| RH | 74967X103 | COM | 1,181 | $389,246 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 9,933 | $369,392 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,586 | $359,642 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,910 | $357,526 | dollars as filed | |
| Linde plc | G54950103 | COM | 930 | $354,398 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,022 | $349,148 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,945 | $341,882 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,112 | $339,253 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 15,574 | $337,946 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,626 | $332,740 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 33,523 | $328,528 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 8,911 | $326,839 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 48,325 | $325,226 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,438 | $324,598 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,536 | $318,730 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 7,079 | $310,348 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,086 | $304,735 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,172 | $288,379 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 243 | $287,858 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,799 | $282,426 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,068 | $281,963 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 12,125 | $278,514 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 565 | $276,257 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 8,813 | $272,587 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,455 | $262,857 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,613 | $254,677 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,436 | $252,349 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,000 | $250,850 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,499 | $237,664 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 965 | $237,516 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 1,615 | $235,128 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,022 | $224,253 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,348 | $223,413 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 522 | $223,056 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 2,652 | $221,973 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,130 | $220,139 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 490 | $217,727 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,000 | $213,460 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 1,770 | $210,742 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 445 | $204,878 | dollars as filed | |
| VTI | 922908769 | COM | 924 | $203,482 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 1,540 | $203,126 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 12,675 | $191,775 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 14,504 | $179,707 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,343 | $128,861 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 92,103 | $128,024 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 13,192 | $55,011 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000331 | this filing | 2023-07-13 | acceptance time not in the bulk data set |