13F-HR filed by Empirical Asset Management, LLC
Empirical Asset Management, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-31, with 161 holding rows worth $94,985,834.
- Accession
- 0001951757-23-000088
- Filer
- CIK 1926596
- Filed
- 2023-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 161 entries on the cover page, a total value of $94,985,834 stated on the cover page (in dollars after the unit check, H1), rows summing to $94,985,834 with VALUE read as dollars as filed, 13F file number 028-22459. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 228,797 | $3,997,084 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 43,782 | $3,553,747 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 114,273 | $2,362,018 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,497 | $2,090,651 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 816 | $1,912,475 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 57,141 | $1,801,953 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 34,370 | $1,692,029 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 73,055 | $1,564,844 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 32,737 | $1,433,384 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 58,860 | $1,384,376 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 24,672 | $1,333,509 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 14,856 | $1,320,588 | dollars as filed | |
| Apple Inc | 037833100 | COM | 79,720 | $1,222,341 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 42,361 | $1,205,595 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,301 | $1,169,790 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,595 | $1,167,114 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 7,011 | $1,096,876 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 50,432 | $1,069,663 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 41,695 | $1,033,622 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 7,612 | $1,032,415 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 21,681 | $1,001,239 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 29,141 | $978,270 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,338 | $972,971 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 14,085 | $953,266 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 12,104 | $921,478 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,413 | $910,469 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 43,839 | $898,410 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 13,962 | $894,975 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,814 | $891,252 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 39,338 | $882,345 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 39,651 | $873,115 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 24,524 | $821,780 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,460 | $820,920 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 16,879 | $785,546 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 2,851 | $776,748 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 13,229 | $772,526 | dollars as filed | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 22,515 | $768,650 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 13,095 | $768,262 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 29,709 | $761,741 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,460 | $749,145 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 21,976 | $708,293 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 20,615 | $706,096 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,920 | $655,349 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 18,890 | $653,609 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 15,849 | $652,989 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 4,032 | $647,769 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,238 | $645,176 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,567 | $638,483 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 20,406 | $624,227 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 8,593 | $611,033 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 26,255 | $596,522 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 16,563 | $590,134 | dollars as filed | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 44,671 | $572,017 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 18,517 | $566,797 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,584 | $563,426 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 4,304 | $557,512 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 30,518 | $556,040 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 13,854 | $552,621 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,737 | $551,299 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 26,095 | $548,787 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 22,835 | $545,069 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 11,993 | $540,511 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 8,741 | $538,629 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 1,925 | $536,296 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 6,559 | $532,830 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 13,683 | $532,813 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 20,119 | $526,913 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 13,605 | $526,505 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 6,519 | $523,606 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 23,044 | $523,606 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 8,791 | $517,690 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,206 | $517,196 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 17,170 | $512,947 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 6,626 | $504,978 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,506 | $503,547 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 693 | $499,993 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,793 | $499,776 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 6,349 | $493,420 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,861 | $489,310 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 1,508 | $486,237 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 22,717 | $482,282 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,814 | $473,938 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $468,711 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,302 | $463,024 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 5,454 | $459,059 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,756 | $455,589 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 20,242 | $455,243 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,335 | $442,201 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,173 | $442,126 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 15,670 | $437,183 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 15,319 | $433,683 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,592 | $429,742 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,158 | $418,055 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 6,032 | $415,334 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,214 | $411,103 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 7,052 | $409,055 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 11,043 | $386,748 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,695 | $381,201 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 14,714 | $376,733 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,756 | $366,891 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,475 | $360,900 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,240 | $357,482 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,683 | $353,794 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,046 | $344,857 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 8,197 | $342,908 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 5,549 | $338,559 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,648 | $336,883 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,599 | $328,508 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 4,247 | $323,367 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 4,210 | $321,647 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,315 | $321,393 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,125 | $315,091 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,069 | $309,350 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,081 | $307,858 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 5,270 | $305,677 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 123 | $303,340 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 7,753 | $303,094 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,000 | $298,688 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,916 | $284,854 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,289 | $282,275 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,879 | $278,983 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,718 | $275,853 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,395 | $268,289 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,254 | $263,925 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 6,950 | $258,728 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,877 | $257,768 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,025 | $257,747 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 9,599 | $256,247 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,202 | $252,298 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,553 | $251,855 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 779 | $250,920 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 651 | $250,177 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 942 | $249,943 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,346 | $249,321 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,875 | $241,586 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,708 | $240,109 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 9,788 | $238,157 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,352 | $222,348 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,213 | $216,530 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,808 | $216,264 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 823 | $208,834 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,275 | $207,989 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,556 | $205,694 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,500 | $204,720 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,212 | $200,658 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 29,662 | $146,925 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,735 | $130,106 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 20,427 | $109,257 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 15,486 | $93,853 | dollars as filed | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 10,182 | $77,947 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,000 | $58,600 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 20,000 | $55,400 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 12,000 | $21,480 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 10,500 | $12,180 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 36,100 | $2,689 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 15,629 | $2,052 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 38,980 | $1,680 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 13,940 | $1,031 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,883 | $903 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 18,370 | $653 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 10,236 | $476 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001951757-23-000088 | this filing | 2023-01-31 | acceptance time not in the bulk data set |