13F-HR filed by Cape Investment Advisory, Inc.
Cape Investment Advisory, Inc. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 1,132 holding rows worth $204,501,648.
- Accession
- 0001944437-24-000001
- Filer
- CIK 1944437
- Filed
- 2024-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,132 entries on the cover page, a total value of $204,501,648 stated on the cover page (in dollars after the unit check, H1), rows summing to $204,501,648 with VALUE read as dollars as filed, 13F file number 028-23394. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATTERPORT INC | 577096100 | COM CL A | 407 | $1,095 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 3 | $1,070 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 75 | $1,068 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 104 | $1,059 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 26 | $1,051 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 13 | $1,042 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15 | $1,035 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 36 | $1,032 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 11 | $1,030 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2 | $1,023 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 33 | $1,018 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14 | $1,007 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 332 | $1,003 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 28 | $980 | dollars as filed | |
| WEX INC | 96208T104 | COM | 5 | $973 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 35 | $960 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 11 | $954 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8 | $953 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7 | $952 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 200 | $944 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 34 | $938 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19 | $935 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 404 | $933 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 57 | $925 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 345 | $918 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 33 | $890 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4 | $880 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 500 | $845 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 31 | $844 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200 | $840 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 20 | $828 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 18 | $822 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 71 | $821 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 92 | $819 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5 | $784 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 127 | $773 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 10 | $759 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 1,258 | $758 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 76 | $735 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 348 | $727 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 24 | $719 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 160 | $718 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 17 | $717 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 14 | $716 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 21 | $700 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 4 | $699 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 33 | $637 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 136 | $598 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 300 | $579 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 80 | $562 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 17 | $551 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 107 | $517 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 41 | $502 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4 | $501 | dollars as filed | |
| SPORTS ENTMT GAMING GLOBAL COM | 54570M207 | Stock | 184 | $499 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 86 | $496 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 66 | $477 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7 | $477 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 25 | $439 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2 | $436 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 7 | $431 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 233 | $426 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 117 | $411 | dollars as filed | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 18 | $407 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6 | $399 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3 | $396 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 12 | $374 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $366 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 7 | $352 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 56 | $349 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 100 | $347 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18 | $339 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 980 | $336 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 41 | $326 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 150 | $318 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 4 | $314 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 12 | $313 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 3 | $304 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 10 | $298 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 106 | $295 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10 | $290 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 4 | $281 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 7 | $280 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 15 | $267 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 17 | $265 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 2 | $254 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 61 | $253 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1 | $251 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 72 | $246 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5 | $230 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5 | $225 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 200 | $224 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10 | $220 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 100 | $216 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 5 | $211 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 7 | $209 | dollars as filed | |
| GEN RESTAURENT GROUP | 36870C104 | CMN | 26 | $204 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 2 | $166 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 1 | $166 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500 | $162 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 500 | $158 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22 | $157 | dollars as filed | |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 30 | $153 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 92 | $151 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11 | $139 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 6 | $127 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2 | $119 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 500 | $117 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 8 | $113 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 99 | $113 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 11 | $106 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 2 | $101 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 16 | $98 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 39 | $90 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 7 | $88 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 9 | $70 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 2 | $70 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 100 | $63 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 146 | $53 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 95 | $45 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16 | $40 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 66 | $39 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 25 | $24 | dollars as filed | |
| TORO CORP COM | Y8900D108 | Stock | 4 | $20 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 45 | $19 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 1 | $18 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 11 | $16 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 8 | $16 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 7 | $16 | dollars as filed | |
| AYRO INC | 054748207 | COM | 7 | $12 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 1 | $1 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001944437-24-000001 | this filing | 2024-02-12 | acceptance time not in the bulk data set |