13F-HR filed by Cape Investment Advisory, Inc.
Cape Investment Advisory, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-07, with 929 holding rows worth $176,436,578.
- Accession
- 0001944437-23-000006
- Filer
- CIK 1944437
- Filed
- 2023-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 929 entries on the cover page, a total value of $176,436,578 stated on the cover page (in dollars after the unit check, H1), rows summing to $176,436,578 with VALUE read as dollars as filed, 13F file number 028-23394. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 940 | $14,523 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 478 | $14,507 | dollars as filed | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 730 | $14,333 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 41 | $14,257 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 260 | $14,188 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 136 | $14,143 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 300 | $14,125 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 158 | $13,980 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 300 | $13,785 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 136 | $13,726 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 149 | $13,712 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 358 | $13,665 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 574 | $13,640 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 99 | $13,584 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 658 | $13,384 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,054 | $13,287 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 635 | $13,252 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 152 | $13,168 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 799 | $12,784 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 5 | $12,700 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 200 | $12,607 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 375 | $12,593 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 260 | $12,571 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 500 | $12,320 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 127 | $12,295 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 255 | $12,180 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 125 | $12,131 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 132 | $12,095 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 201 | $11,994 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 99 | $11,920 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,000 | $11,750 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 429 | $11,733 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 172 | $11,720 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 140 | $11,701 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 284 | $11,653 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 9 | $11,411 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 194 | $11,405 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 751 | $11,257 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 208 | $11,055 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,042 | $10,837 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 46 | $10,594 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 392 | $10,570 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 566 | $10,522 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 77 | $10,437 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 180 | $10,368 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 500 | $10,290 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 215 | $10,174 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 2,649 | $10,144 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 281 | $10,136 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 214 | $10,114 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 373 | $10,093 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 242 | $10,088 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 17 | $9,911 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 152 | $9,842 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 32 | $9,770 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 276 | $9,674 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 500 | $9,670 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 178 | $9,626 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 1,485 | $9,578 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 602 | $9,549 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 77 | $9,416 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 184 | $9,244 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 375 | $9,229 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 155 | $9,136 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 81 | $9,132 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 129 | $9,121 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 200 | $9,110 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 123 | $9,050 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 1,350 | $9,032 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 300 | $9,012 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 78 | $9,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 343 | $8,993 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 330 | $8,880 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 75 | $8,871 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 595 | $8,830 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 49 | $8,808 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 60 | $8,781 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 158 | $8,737 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 92 | $8,730 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 96 | $8,709 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 273 | $8,638 | dollars as filed | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 367 | $8,628 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 60 | $8,600 | dollars as filed | |
| BOSTON BEER INC CL A | 100557107 | Stock | 22 | $8,570 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 178 | $8,533 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 250 | $8,505 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 164 | $8,456 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 241 | $8,452 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 100 | $8,415 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 211 | $8,326 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 87 | $8,306 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 80 | $8,229 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 305 | $8,226 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 90 | $8,176 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 853 | $8,121 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 320 | $8,097 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 439 | $8,016 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 885 | $8,000 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 215 | $7,955 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 106 | $7,926 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 409 | $7,824 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 44 | $7,785 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 200 | $7,778 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 39 | $7,761 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 255 | $7,721 | dollars as filed | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 176 | $7,662 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 13 | $7,653 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,250 | $7,563 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 250 | $7,538 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 976 | $7,515 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 225 | $7,439 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 153 | $7,373 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 187 | $7,336 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 200 | $7,124 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 200 | $7,114 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 103 | $7,091 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,745 | $7,082 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 93 | $7,066 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 169 | $7,061 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 162 | $7,013 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 500 | $6,925 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 112 | $6,798 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 684 | $6,737 | dollars as filed | |
| Linde plc | G54950103 | COM | 18 | $6,702 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 67 | $6,626 | dollars as filed | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 255 | $6,536 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 100 | $6,438 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 131 | $6,336 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 83 | $6,242 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 51 | $6,192 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 572 | $6,155 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 500 | $6,110 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 783 | $6,100 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 104 | $6,063 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 5,070 | $6,033 | dollars as filed | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 377 | $5,928 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 219 | $5,924 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 57 | $5,888 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 228 | $5,860 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 38 | $5,846 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 116 | $5,819 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 180 | $5,803 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 100 | $5,743 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 212 | $5,671 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 100 | $5,658 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 37 | $5,652 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 500 | $5,620 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 250 | $5,620 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 85 | $5,590 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 224 | $5,564 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 73 | $5,483 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 374 | $5,442 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 172 | $5,433 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 187 | $5,416 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 47 | $5,388 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 175 | $5,367 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $5,361 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 135 | $5,324 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 323 | $5,323 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 65 | $5,309 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35 | $5,297 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 93 | $5,296 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 2,000 | $5,280 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 118 | $5,260 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 348 | $5,255 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 250 | $5,153 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 500 | $5,135 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 447 | $5,127 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 150 | $5,046 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 295 | $5,042 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 56 | $5,038 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 602 | $5,015 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 120 | $4,868 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 300 | $4,850 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 75 | $4,844 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 76 | $4,821 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 170 | $4,786 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 500 | $4,720 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 138 | $4,702 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 37 | $4,695 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 33 | $4,622 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 160 | $4,574 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 63 | $4,556 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 300 | $4,554 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 75 | $4,544 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 60 | $4,538 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 500 | $4,520 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 60 | $4,475 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,225 | $4,471 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 89 | $4,448 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 100 | $4,426 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 67 | $4,425 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 1,000 | $4,380 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 160 | $4,325 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 300 | $4,296 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 147 | $4,219 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 126 | $4,166 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 9 | $4,131 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 500 | $4,130 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 100 | $4,063 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 150 | $4,046 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 2,000 | $3,980 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 200 | $3,952 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 400 | $3,924 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 7 | $3,913 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 140 | $3,900 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 90 | $3,896 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 200 | $3,822 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 219 | $3,804 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 500 | $3,790 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 55 | $3,732 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 100 | $3,674 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 750 | $3,668 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 150 | $3,606 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 205 | $3,571 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 877 | $3,569 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 100 | $3,534 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 35 | $3,516 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 100 | $3,497 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 33 | $3,472 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 150 | $3,450 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 400 | $3,448 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 347 | $3,418 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 200 | $3,406 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 559 | $3,382 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 262 | $3,378 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 348 | $3,346 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 100 | $3,313 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14 | $3,280 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 85 | $3,255 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 40 | $3,239 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 39 | $3,239 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 466 | $3,192 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 24 | $3,181 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 561 | $3,153 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 50 | $3,152 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 49 | $3,151 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 23 | $3,140 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 16 | $3,128 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 13 | $3,089 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 150 | $3,075 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12 | $3,058 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 400 | $3,056 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 31 | $3,053 | dollars as filed | |
| CORNING INC | 219350105 | COM | 100 | $3,047 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 19 | $3,033 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 883 | $3,029 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 88 | $3,025 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 46 | $3,016 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 207 | $3,006 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 42 | $2,987 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 105 | $2,941 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 42 | $2,937 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 119 | $2,937 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 150 | $2,916 | dollars as filed | |
| CORE LABORATORIES INC | 21867A105 | COM | 119 | $2,857 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 41 | $2,825 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 100 | $2,823 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 268 | $2,801 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 200 | $2,798 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 66 | $2,792 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 94 | $2,785 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 63 | $2,768 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 131 | $2,765 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 19 | $2,759 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 72 | $2,640 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 235 | $2,601 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 149 | $2,581 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 42 | $2,475 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 20 | $2,463 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 597 | $2,400 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 37 | $2,372 | dollars as filed | |
| AMPLIFY ETF TR | 032108748 | INFLATION FIGHTE | 100 | $2,370 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 125 | $2,351 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 113 | $2,348 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 200 | $2,272 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 200 | $2,256 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 21 | $2,246 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5 | $2,223 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 100 | $2,202 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 37 | $2,172 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 29 | $2,147 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 250 | $2,138 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9 | $2,110 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 200 | $2,108 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 274 | $2,082 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 12,000 | $2,005 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 6 | $1,970 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F209 | ELC VEH MTLS CDT | 101 | $1,935 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 89 | $1,917 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 49 | $1,898 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 163 | $1,873 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 200 | $1,826 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 7 | $1,799 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 36 | $1,799 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 25 | $1,786 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 50 | $1,784 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 50 | $1,745 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 46 | $1,736 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 51 | $1,712 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15 | $1,677 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5 | $1,675 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 5 | $1,639 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 38 | $1,618 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 16 | $1,598 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 20 | $1,594 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 120 | $1,591 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 42 | $1,583 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 660 | $1,577 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 10 | $1,514 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 3 | $1,467 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 30 | $1,455 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 20 | $1,445 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 11 | $1,425 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 23 | $1,420 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9 | $1,413 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 52 | $1,393 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 83 | $1,392 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 11 | $1,378 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 50 | $1,369 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 50 | $1,362 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 18 | $1,358 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 27 | $1,321 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4 | $1,319 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 200 | $1,284 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 66 | $1,261 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 27 | $1,245 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 48 | $1,181 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 6 | $1,174 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 42 | $1,158 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 72 | $1,157 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 40 | $1,142 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 332 | $1,135 | dollars as filed | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 23 | $1,129 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 200 | $1,114 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8 | $1,075 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 14 | $979 | dollars as filed | |
| TIMKEN CO | 887389104 | COM | 13 | $955 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 39 | $947 | dollars as filed | |
| WEX INC | 96208T104 | COM | 5 | $940 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 206 | $931 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 500 | $905 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4 | $903 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 100 | $891 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12 | $888 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 980 | $835 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200 | $824 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8 | $823 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 160 | $816 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 450 | $810 | dollars as filed | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 57 | $806 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 168 | $764 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 18 | $760 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 345 | $756 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 24 | $746 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 100 | $724 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 34 | $721 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5 | $717 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 348 | $696 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 107 | $660 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 71 | $649 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6 | $648 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 80 | $637 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 33 | $616 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 35 | $590 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 56 | $586 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 10 | $585 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 10 | $542 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 55 | $515 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 15 | $487 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 25 | $440 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4 | $439 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 12 | $423 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 200 | $410 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 7 | $389 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6 | $381 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 35 | $369 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3 | $360 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 7 | $352 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $333 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 233 | $331 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 3 | $319 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 100 | $314 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 15 | $288 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18 | $284 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 3 | $284 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6 | $272 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1 | $270 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 72 | $269 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 7 | $260 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 500 | $260 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2 | $259 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 4 | $256 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 19 | $255 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4 | $251 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10 | $250 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 5 | $249 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 306 | $240 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 500 | $195 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 92 | $175 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500 | $163 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 1 | $162 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 100 | $162 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 61 | $162 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20 | $160 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 318 | $132 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 16 | $128 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 6 | $119 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16 | $114 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2 | $104 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 39 | $96 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 11 | $87 | dollars as filed | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 196 | $83 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 4 | $66 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 95 | $56 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 2 | $53 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 100 | $48 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8 | $47 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 25 | $27 | dollars as filed | |
| TORO CORP COM | Y8900D108 | Stock | 4 | $23 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 11 | $22 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 45 | $20 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 8 | $19 | dollars as filed | |
| AYRO INC | 054748207 | COM | 7 | $16 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 7 | $13 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 1 | $1 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001944437-23-000006 | this filing | 2023-11-07 | acceptance time not in the bulk data set |