13F-HR filed by Heritage Wealth Management, Inc. /CA/
Heritage Wealth Management, Inc. /CA/ filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-06, with 118 holding rows worth $132,420,182.
- Accession
- 0001941040-24-000233
- Filer
- CIK 2012170
- Filed
- 2024-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 118 entries on the cover page, a total value of $132,420,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,420,182 with VALUE read as dollars as filed, 13F file number 028-23941. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 45,200 | $23,642,764 | dollars as filed | call |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 187,109 | $12,023,605 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 88,914 | $8,244,096 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 180,529 | $5,767,902 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 93,542 | $5,431,985 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 88,832 | $4,357,225 | dollars as filed | |
| Apple Inc | 037833100 | COM | 24,939 | $4,276,540 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 47,369 | $3,440,410 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,813 | $3,356,200 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,211 | $3,331,708 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 52,213 | $3,004,316 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 96,524 | $2,386,084 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 52,992 | $2,122,348 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 84,271 | $1,918,851 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 18,385 | $1,800,627 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,239 | $1,783,390 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 10,425 | $1,765,013 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 57,821 | $1,747,341 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 12,494 | $1,477,877 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 53,478 | $1,360,480 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 15,475 | $1,350,844 | dollars as filed | |
| Apple Inc | 037833100 | COM | 7,100 | $1,217,508 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 3,082 | $1,182,328 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,611 | $1,159,310 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 12,026 | $1,126,928 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 25,347 | $1,067,349 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 13,257 | $1,030,457 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 39,668 | $1,019,060 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,812 | $993,884 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,019 | $980,386 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 5,700 | $965,010 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 19,902 | $957,103 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,511 | $891,357 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,456 | $878,982 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 927 | $837,600 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 46,552 | $828,160 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 36,957 | $826,720 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,038 | $807,522 | dollars as filed | |
| Intel Corp | 458140100 | COM | 18,104 | $799,660 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,800 | $799,218 | dollars as filed | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,003 | $755,103 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 4,171 | $752,365 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,800 | $690,480 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 1,500 | $631,080 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 10,217 | $614,783 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,069 | $559,162 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,095 | $541,571 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,614 | $453,931 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 902 | $446,219 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 905 | $435,034 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,721 | $430,435 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,224 | $412,549 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,544 | $411,955 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,117 | $405,096 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,328 | $395,064 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,867 | $393,979 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 800 | $388,464 | dollars as filed | put |
| NIKE,Inc. Class B | 654106103 | COM | 3,802 | $357,315 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,671 | $335,493 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,337 | $325,458 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,417 | $323,104 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,409 | $321,091 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,924 | $313,343 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 8,291 | $302,953 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,200 | $300,736 | dollars as filed | put |
| Chevron Corporation | 166764100 | COM | 1,890 | $298,089 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,900 | $286,767 | dollars as filed | put |
| Starbucks Corporation | 855244109 | COM | 3,100 | $283,309 | dollars as filed | put |
| Berkshire Hathaway Inc | 084670702 | COM | 673 | $283,010 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 975 | $274,901 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 8,407 | $263,223 | dollars as filed | |
| VGT | 92204A702 | SHS | 490 | $256,927 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,376 | $239,713 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,808 | $238,566 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 15,000 | $236,400 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,430 | $232,018 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 436 | $229,218 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 659 | $228,416 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 450 | $227,070 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,132 | $226,790 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 895 | $221,432 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,392 | $211,946 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 674 | $210,881 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 1,300 | $205,647 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 4,100 | $204,631 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 8,118 | $201,895 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,300 | $198,561 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 4,663 | $176,821 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 12,801 | $163,597 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 900 | $157,509 | dollars as filed | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,942 | $157,029 | dollars as filed | |
| SPY | 78462F103 | SHS | 300 | $156,921 | dollars as filed | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,303 | $152,972 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 800 | $144,304 | dollars as filed | put |
| McDonalds Corporation | 580135101 | COM | 500 | $140,975 | dollars as filed | put |
| Texas Instruments Incorporated | 882508104 | COM | 800 | $139,368 | dollars as filed | put |
| Procter & Gamble Co | 742718109 | COM | 700 | $113,575 | dollars as filed | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 800 | $105,560 | dollars as filed | put |
| Accenture Plc Class A | G1151C101 | COM | 300 | $103,983 | dollars as filed | put |
| UnitedHealth Group Inc | 91324P102 | COM | 200 | $98,940 | dollars as filed | put |
| NVIDIA Corp | 67066G104 | COM | 100 | $90,356 | dollars as filed | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,651 | $81,606 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 400 | $80,120 | dollars as filed | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,884 | $80,076 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 2,100 | $79,632 | dollars as filed | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,985 | $78,982 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 500 | $78,870 | dollars as filed | put |
| Eli Lilly and Company | 532457108 | COM | 100 | $77,796 | dollars as filed | put |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $77,000 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 600 | $70,440 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 1,400 | $61,838 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 100 | $50,460 | dollars as filed | put |
| Raytheon Technologies Corporation | 75513E101 | COM | 500 | $48,765 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 600 | $46,496 | dollars as filed | put |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 13,187 | $39,429 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 170,500 | $23,853 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $15,226 | dollars as filed | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,000 | $13,362 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001941040-24-000233 | this filing | 2024-05-06 | acceptance time not in the bulk data set |