13F-HR filed by Perennial Investment Advisors, LLC
Perennial Investment Advisors, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 370 holding rows worth $538,024,264.
- Accession
- 0001941040-23-000140
- Filer
- CIK 1801523
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 370 entries on the cover page, a total value of $538,024,264 stated on the cover page (in dollars after the unit check, H1), rows summing to $538,024,264 with VALUE read as dollars as filed, 13F file number 028-19784. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 855,111 | $34,820,021 | dollars as filed | |
| Apple Inc | 037833100 | COM | 171,175 | $28,226,740 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 469,677 | $26,001,416 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 480,193 | $19,284,354 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 236,797 | $17,271,961 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 194,909 | $14,848,181 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 316,377 | $14,708,332 | dollars as filed | |
| VTI | 922908769 | COM | 50,978 | $10,405,268 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 189,559 | $9,559,318 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 111,682 | $9,527,448 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 27,847 | $8,028,891 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 90,377 | $7,486,109 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 100,222 | $7,392,334 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 68,290 | $7,053,631 | dollars as filed | |
| SPY | 78462F103 | SHS | 14,323 | $5,864,134 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 180,181 | $5,729,786 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 80,364 | $5,500,870 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 18,764 | $5,212,622 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 78,345 | $5,176,973 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 142,758 | $5,005,126 | dollars as filed | |
| VGT | 92204A702 | SHS | 12,775 | $4,924,348 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 140,750 | $4,803,873 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 157,217 | $4,783,034 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,373 | $4,674,951 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 14,661 | $4,526,874 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 338,465 | $4,268,092 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 89,963 | $4,223,773 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 187,285 | $4,220,602 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 27,708 | $4,007,065 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 15,479 | $3,860,967 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 38,024 | $3,774,245 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 27,241 | $3,762,201 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,361 | $3,752,979 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 17,918 | $3,717,276 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 126,617 | $3,669,813 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 11,431 | $3,668,477 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 29,525 | $3,652,514 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 117,639 | $3,441,056 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 43,911 | $3,341,776 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 34,517 | $3,122,136 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 32,308 | $2,999,783 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 58,841 | $2,941,536 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 77,302 | $2,919,893 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 44,278 | $2,746,517 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 352,508 | $2,746,044 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 36,744 | $2,697,226 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 360,765 | $2,666,031 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 89,567 | $2,592,136 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 90,334 | $2,561,143 | dollars as filed | |
| IJH | 464287507 | COM | 10,161 | $2,542,217 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 24,430 | $2,534,149 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 49,584 | $2,459,502 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 60,569 | $2,438,081 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,761 | $2,429,941 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 58,517 | $2,400,874 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 24,802 | $2,398,363 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 77,713 | $2,321,313 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 14,064 | $2,294,543 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 28,371 | $2,290,574 | dollars as filed | |
| SPDW | 78463X889 | COM | 68,698 | $2,206,820 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 33,543 | $2,093,019 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 16,523 | $2,050,062 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 19,141 | $1,990,664 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 74,188 | $1,913,372 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 45,847 | $1,910,939 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 38,621 | $1,848,852 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 24,651 | $1,819,889 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,753 | $1,810,121 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,746 | $1,784,658 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 9,579 | $1,746,394 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 17,308 | $1,732,942 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 37,496 | $1,693,691 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 75,020 | $1,663,984 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,692 | $1,615,675 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 15,513 | $1,569,972 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,413 | $1,541,433 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,110 | $1,506,891 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5,422 | $1,502,438 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 29,585 | $1,471,258 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 32,372 | $1,423,109 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 43,103 | $1,385,918 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 19,659 | $1,374,536 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 43,785 | $1,352,093 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,516 | $1,346,785 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 11,580 | $1,342,471 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,258 | $1,336,461 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 26,106 | $1,313,606 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 25,358 | $1,313,284 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,675 | $1,264,221 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,540 | $1,261,774 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,516 | $1,244,089 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 13,610 | $1,239,177 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 21,976 | $1,199,234 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 4,058 | $1,197,315 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 62,372 | $1,153,897 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 23,005 | $1,122,413 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 17,180 | $1,087,833 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 62,669 | $1,074,787 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 8,399 | $1,071,596 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 22,771 | $1,050,883 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 25,007 | $1,036,859 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 31,558 | $1,025,425 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,624 | $973,557 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,176 | $957,199 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,954 | $944,946 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 6,300 | $936,615 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 24,169 | $857,936 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 4,257 | $850,112 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,741 | $848,859 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,749 | $847,163 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 12,541 | $838,542 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8,038 | $838,284 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 18,487 | $829,453 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 17,152 | $825,893 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,880 | $818,415 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,368 | $817,342 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 32,875 | $816,946 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,514 | $813,070 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 26,346 | $811,733 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,707 | $809,894 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,694 | $799,714 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 15,145 | $790,080 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,163 | $786,208 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 26,162 | $771,436 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 16,050 | $759,535 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,166 | $748,720 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,401 | $743,878 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 12,394 | $737,401 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 3,046 | $736,713 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 7,715 | $730,843 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 32,976 | $729,429 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,405 | $725,763 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 28,383 | $723,198 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 11,586 | $722,289 | dollars as filed | |
| Boeing Company | 097023105 | COM | 3,339 | $709,248 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 24,756 | $707,999 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 18,134 | $705,232 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,871 | $698,852 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,950 | $692,457 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 14,354 | $688,133 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 35,009 | $673,936 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,289 | $669,188 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,720 | $662,837 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 13,925 | $653,782 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,981 | $640,181 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,090 | $634,047 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,118 | $622,788 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,735 | $621,970 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 8,394 | $619,166 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 41,602 | $616,980 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,773 | $612,532 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,722 | $607,869 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 62,720 | $601,487 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,167 | $600,412 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,374 | $591,324 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,339 | $582,082 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,239 | $564,434 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,896 | $552,300 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,180 | $548,055 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,942 | $547,984 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,215 | $547,909 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 14,417 | $547,839 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,417 | $544,610 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 13,207 | $538,847 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 88,330 | $536,165 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 9,564 | $534,056 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 16,926 | $532,786 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 6,594 | $531,887 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,850 | $523,979 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,300 | $519,453 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 43,858 | $503,491 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 10,213 | $502,780 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,311 | $502,478 | dollars as filed | |
| Intel Corp | 458140100 | COM | 14,886 | $486,345 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,902 | $485,904 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 18,004 | $485,264 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 12,335 | $482,423 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,485 | $482,050 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 56,234 | $481,365 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,165 | $479,928 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,040 | $476,592 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,761 | $471,982 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,141 | $464,397 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,280 | $462,714 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 3,605 | $459,699 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,282 | $459,281 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 36,379 | $458,381 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,619 | $452,720 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 11,721 | $438,086 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 4,121 | $433,190 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 6,516 | $432,627 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,156 | $431,048 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,305 | $430,874 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 1,250 | $428,345 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,084 | $425,647 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,138 | $421,599 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 888 | $419,798 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 8,588 | $416,746 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 14,047 | $416,217 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 4,171 | $413,787 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,974 | $413,528 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 46,172 | $412,797 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,120 | $405,095 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 682 | $393,300 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,186 | $390,749 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 10,243 | $382,782 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,971 | $381,535 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,497 | $380,999 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,585 | $378,446 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,045 | $375,144 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 18,161 | $373,752 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 4,494 | $373,135 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,186 | $368,898 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 540 | $367,585 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 3,145 | $365,387 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 4,516 | $353,825 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,124 | $351,929 | dollars as filed | |
| VWO | 922042858 | SHS | 8,662 | $349,928 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,868 | $345,179 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,105 | $343,881 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,478 | $341,975 | dollars as filed | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 14,860 | $339,753 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,875 | $334,674 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,367 | $331,567 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 11,341 | $331,498 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 7,793 | $328,786 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 2,142 | $323,828 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,285 | $321,686 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,702 | $320,625 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,463 | $316,007 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,259 | $313,594 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 8,175 | $309,952 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 899 | $308,938 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 459 | $307,434 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,335 | $305,721 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 575 | $304,818 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 7,551 | $300,243 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,930 | $297,864 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 35,105 | $296,639 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 11,728 | $292,661 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,743 | $289,984 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,011 | $289,367 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 6,750 | $288,765 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 6,008 | $286,404 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,325 | $286,143 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,025 | $284,929 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,025 | $284,513 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,950 | $281,996 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 4,956 | $281,275 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,320 | $278,960 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,873 | $278,203 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,245 | $277,175 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 6,138 | $276,766 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,722 | $276,614 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,883 | $268,197 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,257 | $265,537 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 10,699 | $265,035 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 3,014 | $264,787 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 14,340 | $262,853 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 25,000 | $262,750 | dollars as filed | put |
| Uber Technologies | 90353T100 | COM | 8,157 | $258,579 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,500 | $258,225 | dollars as filed | call |
| Stryker Corporation | 863667101 | COM | 898 | $256,456 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,311 | $254,553 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,525 | $251,487 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,782 | $248,787 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,086 | $248,074 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 292 | $247,903 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 960 | $245,309 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,587 | $245,213 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 10,661 | $245,046 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,382 | $241,640 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 7,731 | $241,339 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,199 | $241,134 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,291 | $240,301 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,351 | $240,236 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,137 | $238,897 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,368 | $237,681 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,941 | $236,741 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,034 | $236,659 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,931 | $236,095 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,376 | $236,062 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,712 | $235,030 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 505 | $233,195 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,668 | $230,813 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,122 | $230,497 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,840 | $230,430 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 11,839 | $229,203 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,567 | $227,678 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 4,820 | $226,026 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,703 | $224,268 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,899 | $223,530 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,538 | $222,740 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,198 | $222,571 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,931 | $221,275 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,000 | $219,450 | dollars as filed | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,000 | $219,450 | dollars as filed | call |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,072 | $219,274 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,343 | $218,932 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,034 | $217,637 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 2,210 | $215,861 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 4,816 | $214,839 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,038 | $213,804 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,697 | $211,068 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 17,500 | $211,050 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 17,500 | $211,050 | dollars as filed | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 17,457 | $208,607 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $207,460 | dollars as filed | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,497 | $207,366 | dollars as filed | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,781 | $206,923 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 6,108 | $204,497 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,000 | $201,700 | dollars as filed | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,000 | $201,700 | dollars as filed | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 3,769 | $201,604 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 82 | $201,566 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,185 | $201,248 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,258 | $201,035 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,652 | $198,439 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 10,275 | $196,253 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,170 | $189,173 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,112 | $188,403 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 16,328 | $185,487 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 12,242 | $184,853 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 16,255 | $164,990 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,000 | $157,800 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,314 | $150,842 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,500 | $149,000 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 590 | $137,540 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 35,898 | $132,104 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,891 | $131,515 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,114 | $130,036 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 15,000 | $126,750 | dollars as filed | call |
| EVGO INC | 30052F100 | CL A COM | 15,000 | $116,850 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 15,000 | $116,850 | dollars as filed | call |
| MONGODB INC CL A | 60937P106 | Stock | 500 | $116,560 | dollars as filed | call |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 26,242 | $116,516 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,000 | $103,730 | dollars as filed | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 13,000 | $94,640 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 13,000 | $94,640 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 300 | $83,331 | dollars as filed | call |
| Apple Inc | 037833100 | COM | 500 | $82,450 | dollars as filed | call |
| Adobe Inc | 00724F101 | COM | 200 | $77,074 | dollars as filed | call |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,391 | $75,234 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,000 | $72,800 | dollars as filed | put |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $68,650 | dollars as filed | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,417 | $68,425 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 100 | $57,637 | dollars as filed | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,200 | $57,528 | dollars as filed | call |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $53,012 | dollars as filed | call |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $49,687 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200 | $36,644 | dollars as filed | call |
| Home Depot, Inc | 437076102 | COM | 100 | $29,512 | dollars as filed | call |
| Walmart Inc. | 931142103 | COM | 200 | $29,490 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 100 | $27,961 | dollars as filed | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 35,100 | $26,993 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,370 | $24,909 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 200 | $23,236 | dollars as filed | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $19,974 | dollars as filed | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $18,648 | dollars as filed | call |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 3,000 | $18,210 | dollars as filed | call |
| TARGET CORP COM | 87612E106 | Stock | 100 | $16,563 | dollars as filed | call |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $13,031 | dollars as filed | call |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15,000 | $12,797 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 100 | $10,413 | dollars as filed | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $10,218 | dollars as filed | call |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 11,600 | $9,409 | dollars as filed | |
| Intel Corp | 458140100 | COM | 200 | $6,534 | dollars as filed | call |
| Bank of America Corp | 060505104 | COM | 200 | $5,720 | dollars as filed | call |
| IDEANOMICS INC | 45166V106 | COM | 52,000 | $5,616 | dollars as filed | |
| CALYXT INC | 13173L107 | COM | 10,000 | $3,400 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001941040-23-000140 | this filing | 2023-05-12 | acceptance time not in the bulk data set |