13F-HR/A filed by Essex LLC
Essex LLC filed this 13F-HR/A for the quarter ended 2023-06-30, filed 2023-07-31, with 149 holding rows worth $359,068,529.
- Accession
- 0001940416-23-000004
- Filer
- CIK 1889147
- Filed
- 2023-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, amendment of type restatement, 149 entries on the cover page, a total value of $359,068,529 stated on the cover page (in dollars after the unit check, H1), rows summing to $359,068,529 with VALUE read as dollars as filed, 13F file number 028-21382. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 426,584 | $32,275,327 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 957,658 | $23,654,161 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 192,942 | $15,248,206 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 891,465 | $15,021,185 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 173,835 | $9,103,757 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,170 | $9,070,276 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 26,752 | $8,628,722 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 221,656 | $7,902,030 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 163,948 | $7,180,930 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 62,723 | $6,828,653 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 94,919 | $6,742,100 | dollars as filed | |
| Deere & Company | 244199105 | COM | 15,288 | $6,194,365 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 51,540 | $5,870,921 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 17,034 | $5,800,907 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 25,140 | $5,680,886 | dollars as filed | |
| Apple Inc | 037833100 | COM | 28,648 | $5,556,783 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 277,922 | $5,386,128 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 103,338 | $5,181,367 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,184 | $5,117,131 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 30,789 | $5,096,186 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 123,610 | $4,862,076 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 24,019 | $4,448,855 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 156,534 | $4,346,949 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 43,468 | $4,305,912 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 18,688 | $3,877,706 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 20,615 | $3,877,269 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 24,772 | $3,758,828 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,784 | $3,552,197 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 8,265 | $3,496,369 | dollars as filed | |
| Linde plc | G54950103 | COM | 8,998 | $3,429,111 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 27,892 | $3,374,091 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 34,121 | $3,342,503 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 79,214 | $3,292,926 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 63,125 | $3,266,082 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 29,354 | $3,249,194 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 26,239 | $3,140,808 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 10,910 | $3,057,554 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 125,702 | $3,049,531 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,478 | $2,899,792 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,396 | $2,850,819 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 31,525 | $2,849,504 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 27,404 | $2,446,639 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 29,276 | $2,393,313 | dollars as filed | |
| General Electric Company | 369604301 | COM | 20,919 | $2,297,917 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 43,810 | $2,264,958 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 55,068 | $2,243,470 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 26,427 | $2,198,695 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 56,726 | $2,080,715 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 91,190 | $2,012,563 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 18,258 | $1,959,449 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 18,469 | $1,958,453 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 120,729 | $1,928,042 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 10,980 | $1,904,152 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 25,462 | $1,899,720 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 28,407 | $1,895,599 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,585 | $1,885,991 | dollars as filed | |
| Southern Company | 842587107 | COM | 26,671 | $1,873,638 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 8,907 | $1,783,983 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 13,293 | $1,732,827 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 16,118 | $1,726,735 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 61,531 | $1,720,407 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,940 | $1,717,526 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 25,580 | $1,664,746 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 17,759 | $1,606,119 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 47,315 | $1,594,989 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 27,405 | $1,578,254 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 56,938 | $1,524,230 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 10,237 | $1,369,750 | dollars as filed | |
| VWO | 922042858 | SHS | 32,743 | $1,332,000 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,727 | $1,276,568 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 73,155 | $1,259,729 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 9,105 | $1,211,420 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 169,168 | $1,185,868 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 26,565 | $1,184,799 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,946 | $1,132,380 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,555 | $1,113,105 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 26,733 | $1,108,088 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,925 | $997,425 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 13,847 | $989,230 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 20,295 | $959,345 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 34,631 | $946,812 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,616 | $935,729 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 56,996 | $909,090 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 15,846 | $907,976 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 11,880 | $897,772 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,852 | $868,664 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 63,015 | $845,661 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,790 | $818,028 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,591 | $794,796 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 14,170 | $754,694 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,562 | $716,672 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,853 | $656,660 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,470 | $647,702 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,904 | $555,465 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,376 | $541,086 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 978 | $526,645 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,514 | $514,471 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 6,799 | $470,021 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,933 | $453,696 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,571 | $453,374 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,260 | $439,232 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 839 | $425,591 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,992 | $420,830 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,385 | $415,021 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 16,914 | $414,731 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,585 | $412,024 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 8,017 | $410,150 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 967 | $393,735 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,797 | $389,258 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 787 | $384,835 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,200 | $356,026 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,155 | $345,957 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,180 | $339,584 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,844 | $338,714 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,091 | $325,565 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 616 | $321,482 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,715 | $314,995 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,741 | $310,368 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,441 | $307,042 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,770 | $300,074 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 1,224 | $290,676 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 6,470 | $276,291 | dollars as filed | |
| VTI | 922908769 | COM | 1,244 | $274,102 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,900 | $272,310 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,220 | $271,446 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,876 | $271,346 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 4,614 | $261,522 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 4,564 | $255,928 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 699 | $241,295 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,469 | $241,027 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 3,570 | $240,618 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,350 | $237,139 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,316 | $235,824 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,000 | $235,200 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,560 | $234,977 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,117 | $233,649 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,803 | $227,343 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 829 | $216,968 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,222 | $216,164 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,200 | $212,328 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,248 | $211,185 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,845 | $209,322 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 20,857 | $208,153 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 560 | $206,875 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,320 | $205,972 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,650 | $204,156 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 710 | $200,902 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 12,725 | $135,649 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,800 | $79,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001940416-23-000003 | superseded | 2023-07-31 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001940416-23-000004 | this filing | 2023-07-31 | acceptance time not in the bulk data set |