13F-HR filed by WealthPlan Investment Management, LLC
WealthPlan Investment Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 316 holding rows worth $860,529,286.
- Accession
- 0001929986-23-000003
- Filer
- CIK 1929986
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 427 entries on the cover page, a total value of $860,529,286 stated on the cover page (in dollars after the unit check, H1), rows summing to $860,529,286 with VALUE read as dollars as filed, 13F file number 028-22654. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 335,802 | $57,492,662 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 95,636 | $33,501,379 | dollars as filed | |
| VTI | 922908769 | COM | 139,448 | $29,620,226 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 416,911 | $20,607,918 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 473,662 | $16,085,568 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 317,581 | $15,729,809 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 606,750 | $14,859,313 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 572,605 | $13,937,217 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 549,406 | $13,387,770 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 174,346 | $13,222,399 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 268,681 | $12,786,550 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 79,707 | $12,262,132 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 274,497 | $11,553,578 | dollars as filed | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 246,403 | $10,575,618 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 67,728 | $10,548,651 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 192,751 | $10,244,719 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 76,375 | $9,708,850 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 57,299 | $9,708,749 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 96,476 | $9,469,113 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 53,550 | $9,029,559 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,976 | $9,007,643 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 118,650 | $8,948,552 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 378,556 | $8,582,698 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 56,795 | $8,465,819 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 53,649 | $8,388,024 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 29,991 | $8,143,024 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 82,564 | $7,996,350 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 134,421 | $7,972,523 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,404 | $7,572,561 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 143,049 | $7,551,580 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 56,632 | $7,466,930 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 51,441 | $7,427,111 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 45,611 | $7,294,521 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 99,207 | $7,230,186 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 142,700 | $7,126,427 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 131,421 | $7,107,261 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 135,778 | $6,869,005 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 67,253 | $6,732,717 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 202,767 | $6,571,692 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 41,279 | $6,563,730 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 23,045 | $6,530,881 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 20,541 | $6,485,706 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 35,623 | $6,475,937 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 64,134 | $6,422,387 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 44,172 | $6,197,396 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 39,705 | $5,923,120 | dollars as filed | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 794,704 | $5,705,814 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 113,107 | $5,684,758 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 283,191 | $5,576,034 | dollars as filed | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 59,388 | $5,416,790 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 100,141 | $5,363,564 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 102,662 | $5,354,853 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 55,294 | $5,287,212 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 184,551 | $5,241,248 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 468,122 | $4,948,050 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 77,781 | $4,826,290 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 187,369 | $4,738,560 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 13,199 | $4,728,641 | dollars as filed | |
| SCHD | 808524797 | COM | 65,746 | $4,652,177 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,861 | $4,620,467 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 74,576 | $4,431,297 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 168,290 | $4,417,606 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 10,908 | $4,318,556 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 10,230 | $4,183,666 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 65,760 | $3,898,247 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L870 | SELECT TECHNOLO | 195,504 | $3,790,471 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 57,540 | $3,575,504 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 14,202 | $3,569,286 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 76,213 | $3,510,276 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 44,111 | $3,442,830 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 17,888 | $3,382,089 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 48,939 | $3,348,410 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 32,249 | $3,246,507 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 12,860 | $3,217,829 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 72,121 | $3,189,912 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 96,087 | $3,187,201 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 15,635 | $3,183,676 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,360 | $3,110,176 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 6,942 | $3,019,717 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125834 | CHINA ACTIVE ETF | 146,686 | $3,009,747 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 12,084 | $2,998,129 | dollars as filed | |
| EA SERIES TRUST | 02072L599 | STRI 1000 VA ETF | 120,324 | $2,964,783 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 114,425 | $2,935,007 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 70,670 | $2,933,512 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 57,274 | $2,891,764 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 51,585 | $2,758,766 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 73,566 | $2,579,959 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 11,165 | $2,568,004 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 94,984 | $2,556,019 | dollars as filed | |
| Intel Corp | 458140100 | COM | 71,886 | $2,555,556 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 21,697 | $2,324,591 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 16,251 | $2,302,561 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 117,688 | $2,287,855 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 4,472 | $2,280,273 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 107,882 | $2,251,506 | dollars as filed | |
| EA SERIES TRUST | 02072L615 | CMN | 74,791 | $2,246,722 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 48,293 | $2,193,942 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 62,963 | $2,190,873 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 50,961 | $2,125,074 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 61,472 | $2,084,208 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 59,227 | $1,995,950 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 55,099 | $1,994,319 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 47,630 | $1,979,027 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 5,377 | $1,964,864 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 58,150 | $1,941,628 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,038 | $1,885,771 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,817 | $1,848,276 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 110,666 | $1,823,776 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 13,891 | $1,817,776 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 286,316 | $1,792,339 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 35,768 | $1,784,452 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 93,333 | $1,743,460 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 6,377 | $1,740,805 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,394 | $1,717,876 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 8,143 | $1,692,486 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 32,549 | $1,646,979 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 18,976 | $1,637,606 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,820 | $1,632,762 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 52,160 | $1,625,147 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 38,589 | $1,613,769 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 42,676 | $1,599,497 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,379 | $1,593,668 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 14,992 | $1,554,370 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,547 | $1,540,395 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 45,614 | $1,535,367 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 11,587 | $1,527,051 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 33,749 | $1,475,323 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 30,007 | $1,468,243 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 26,553 | $1,457,782 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 26,856 | $1,409,681 | dollars as filed | |
| IJH | 464287507 | COM | 5,580 | $1,391,456 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 15,446 | $1,315,690 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,861 | $1,304,694 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 6,232 | $1,289,515 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,343 | $1,289,094 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,782 | $1,238,316 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 43,223 | $1,177,191 | dollars as filed | |
| EA SERIES TRUST | 02072L573 | STRIVE SML CAP | 45,690 | $1,151,388 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 27,273 | $1,146,846 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 12,677 | $1,125,688 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,232 | $1,053,297 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 20,715 | $1,051,079 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,882 | $1,022,663 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,689 | $1,014,926 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,443 | $1,008,899 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,317 | $1,002,154 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 21,934 | $960,490 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 23,608 | $959,198 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 8,494 | $939,198 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,824 | $924,719 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9,448 | $917,931 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,387 | $900,908 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 163,619 | $886,815 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 21,287 | $869,780 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,573 | $844,780 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 16,396 | $823,079 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 30,984 | $813,327 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 18,889 | $797,116 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 16,064 | $786,815 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 11,632 | $779,019 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,559 | $773,610 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,220 | $773,055 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 39,160 | $750,306 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,252 | $729,005 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 19,459 | $727,572 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 27,645 | $725,955 | dollars as filed | |
| BALL CORP | 058498106 | COM | 14,528 | $723,204 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,829 | $704,336 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 16,738 | $693,288 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,512 | $688,460 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 6,328 | $681,137 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,457 | $661,361 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 16,677 | $649,569 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 20,194 | $642,574 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,028 | $636,677 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 28,358 | $635,787 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 7,775 | $630,552 | dollars as filed | |
| EA SERIES TRUST | 02072L458 | STRI TOTA BD ETF | 31,962 | $627,091 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,578 | $619,681 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,626 | $611,150 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,524 | $599,260 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,350 | $598,107 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 6,512 | $574,554 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 19,933 | $571,280 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 26,564 | $562,359 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,544 | $548,565 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 16,105 | $545,960 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 22,520 | $539,129 | dollars as filed | |
| EA SERIES TRUST | 02072L698 | STRIVE EMERGING | 21,455 | $536,304 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,174 | $536,095 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 35,473 | $532,808 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,240 | $531,177 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,216 | $528,825 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 13,660 | $525,364 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10,490 | $522,693 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 39,089 | $519,876 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,539 | $516,714 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 17,828 | $515,404 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,590 | $510,049 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,761 | $509,158 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,930 | $505,522 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 10,281 | $501,836 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 14,989 | $497,189 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 10,426 | $492,941 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 17,293 | $484,021 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 5,266 | $481,049 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,800 | $474,336 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 18,477 | $473,566 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 16,073 | $472,270 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 9,170 | $460,976 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 6,224 | $457,960 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,157 | $456,684 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,004 | $449,197 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,154 | $448,549 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,316 | $447,656 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 32,935 | $447,437 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 13,522 | $447,047 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 16,047 | $446,107 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,924 | $443,922 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,685 | $441,463 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,946 | $436,559 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 523 | $434,533 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,487 | $428,912 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,196 | $428,062 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,750 | $426,863 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,586 | $424,030 | dollars as filed | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 15,332 | $420,097 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,123 | $415,244 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,919 | $410,779 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 12,995 | $406,873 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,699 | $399,347 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,748 | $393,205 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,304 | $392,666 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,668 | $391,830 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,315 | $390,076 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 16,202 | $389,796 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 7,874 | $385,039 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 13,799 | $378,374 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,754 | $378,117 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 8,495 | $376,669 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,695 | $374,719 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 13,572 | $371,603 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,508 | $367,525 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 17,786 | $365,680 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,828 | $361,122 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,137 | $358,135 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 11,820 | $356,373 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,059 | $352,078 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 9,243 | $351,525 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,816 | $348,321 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,589 | $346,581 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 673 | $339,484 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 897 | $338,707 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,173 | $335,326 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 3,757 | $333,883 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,120 | $333,640 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,531 | $326,107 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,019 | $314,722 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 22,850 | $313,502 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,283 | $308,664 | dollars as filed | |
| SPDW | 78463X889 | COM | 9,948 | $308,488 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 6,110 | $303,850 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,876 | $300,082 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y699 | UNCAPPED ACCLRTD | 11,028 | $295,335 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 13,357 | $294,385 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,961 | $292,005 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 11,474 | $286,214 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,761 | $282,714 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 7,549 | $281,063 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,516 | $278,136 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,102 | $272,677 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 21,797 | $270,723 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,687 | $266,737 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 9,752 | $260,085 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H869 | ALLIANZIM US EQ | 10,465 | $256,815 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,632 | $256,206 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 929 | $252,976 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y780 | US EQT ACC 9 BFR | 9,970 | $247,002 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 6,583 | $246,863 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,805 | $241,571 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,206 | $241,175 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,033 | $234,521 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,282 | $233,426 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,672 | $230,619 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 783 | $228,863 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 1,508 | $228,311 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,228 | $226,816 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 840 | $225,759 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 3,381 | $223,335 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,150 | $222,138 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,856 | $217,129 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,019 | $213,852 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,607 | $211,691 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,422 | $211,078 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,247 | $210,146 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,320 | $209,893 | dollars as filed | |
| VGT | 92204A702 | SHS | 499 | $206,904 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,206 | $204,622 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 2,173 | $203,431 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,800 | $202,636 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 2,579 | $202,052 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,840 | $200,712 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 11,380 | $191,582 | dollars as filed | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 12,850 | $155,804 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,899 | $127,736 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,350 | $124,280 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,800 | $120,832 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,605 | $62,782 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,330 | $62,497 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 55,000 | $50,506 | dollars as filed | principal |
| ALTIMMUNE INC | 02155H200 | COM NEW | 11,931 | $31,021 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 20,000 | $19,529 | dollars as filed | principal |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 22,367 | $17,804 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 56,533 | $10,402 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 32,335 | $9,526 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 22,367 | $760 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001929986-23-000003 | this filing | 2023-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001929986-23-000005 | base | 2023-11-15 | acceptance time not in the bulk data set |