13F-HR filed by Balboa Wealth Partners
Balboa Wealth Partners filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 282 holding rows worth $219,008,798.
- Accession
- 0001929008-23-000003
- Filer
- CIK 1929008
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 282 entries on the cover page, a total value of $219,008,798 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,822,328 with VALUE read as dollars as filed, 13F file number 028-22715. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXXCESS WEALTH MANAGEMENT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 146,198 | $18,008,670 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 63,420 | $15,209,412 | dollars as filed | |
| Apple Inc | 037833100 | COM | 99,154 | $12,883,055 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 50,458 | $7,373,897 | dollars as filed | |
| SPY | 78462F103 | SHS | 16,394 | $6,269,563 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 96,744 | $6,266,109 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 50,491 | $4,480,066 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 48,605 | $4,082,820 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 9,207 | $4,076,768 | dollars as filed | |
| Boeing Company | 097023105 | COM | 14,789 | $2,817,157 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 37,767 | $2,813,235 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $2,812,266 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,733 | $2,697,624 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 7,510 | $2,611,615 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 42,400 | $2,520,256 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 8,034 | $2,139,178 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,177 | $2,046,789 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 6,057 | $2,038,345 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,627 | $2,023,824 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 36,875 | $2,009,298 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,179 | $1,907,565 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 3,952 | $1,838,498 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,489 | $1,795,789 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 8,011 | $1,664,301 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 5,834 | $1,595,777 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,231 | $1,592,219 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,717 | $1,484,732 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 74,741 | $1,463,424 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 77,005 | $1,417,671 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 14,876 | $1,360,681 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 22,324 | $1,348,140 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 8,041 | $1,299,455 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 6,376 | $1,289,227 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 32,656 | $1,286,655 | dollars as filed | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 49,873 | $1,276,893 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 7,210 | $1,273,570 | dollars as filed | |
| SPDW | 78463X889 | COM | 42,629 | $1,265,655 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 11,696 | $1,265,649 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 16,967 | $1,264,921 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 7,494 | $1,238,177 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,938 | $1,209,710 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,649 | $1,193,493 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,580 | $1,192,081 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,611 | $1,154,237 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,627 | $1,145,518 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 22,255 | $1,140,325 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,267 | $1,123,090 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 67,157 | $1,076,527 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,841 | $1,063,218 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 22,743 | $1,047,242 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,685 | $1,030,940 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 50,383 | $1,007,660 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 28,374 | $991,093 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,806 | $987,285 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 9,738 | $982,769 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 19,325 | $965,861 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 11,001 | $955,801 | dollars as filed | |
| SCHD | 808524797 | COM | 12,497 | $944,030 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,866 | $920,684 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 36,182 | $909,254 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 7,894 | $867,894 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,725 | $867,745 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 9,221 | $860,504 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 21,880 | $851,351 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,619 | $847,858 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,642 | $818,940 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,784 | $811,558 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 24,091 | $806,567 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,858 | $752,975 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,404 | $744,380 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,629 | $732,488 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 3,375 | $731,903 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 2,182 | $730,708 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 69,498 | $726,252 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 2,392 | $705,353 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 26,647 | $695,889 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,594 | $683,682 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,836 | $678,374 | dollars as filed | |
| Southern Company | 842587107 | COM | 9,474 | $676,522 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,259 | $659,326 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 13,120 | $656,525 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,785 | $652,897 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,785 | $646,155 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,815 | $641,401 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,708 | $640,705 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 7,400 | $635,431 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 5,837 | $633,497 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,299 | $631,852 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 9,179 | $603,060 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 22,442 | $601,331 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 79,790 | $599,223 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,394 | $598,505 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,425 | $593,967 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 30,788 | $583,433 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,042 | $582,613 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,545 | $572,513 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 11,395 | $571,231 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,527 | $565,980 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 24,623 | $558,201 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 15,341 | $556,273 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,477 | $556,021 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 28,488 | $526,169 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,864 | $517,355 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 6,277 | $516,158 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,628 | $509,311 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,763 | $507,663 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 13,692 | $505,919 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 8,644 | $499,805 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,861 | $492,904 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 10,313 | $464,601 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,554 | $458,974 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,175 | $451,605 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 30,914 | $435,887 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,269 | $435,793 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 16,704 | $430,205 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,279 | $429,683 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 4,100 | $426,154 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 2,974 | $421,613 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 9,540 | $419,283 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,744 | $416,103 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,164 | $409,119 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 34,405 | $400,130 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,379 | $398,722 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,287 | $397,493 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 24,427 | $397,183 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,280 | $394,450 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,642 | $393,346 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,639 | $393,251 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,124 | $390,295 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,315 | $388,436 | dollars as filed | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,727 | $387,650 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,025 | $378,250 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,596 | $370,317 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 19,923 | $367,579 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,250 | $365,473 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 9,872 | $364,573 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,665 | $360,107 | dollars as filed | |
| Deere & Company | 244199105 | COM | 830 | $355,833 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 754 | $353,679 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 646 | $352,471 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,801 | $352,220 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,808 | $340,398 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 2,163 | $334,270 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,300 | $327,378 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 33,682 | $325,705 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,217 | $319,633 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,296 | $316,878 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 16,129 | $315,857 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 8,738 | $307,051 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,054 | $304,056 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,900 | $302,291 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 548 | $301,829 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 12,389 | $300,805 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 4,674 | $297,297 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,015 | $296,869 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 20,046 | $296,280 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,018 | $294,089 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,452 | $293,897 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 6,500 | $293,865 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,820 | $292,416 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 3,084 | $287,369 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 3,230 | $286,372 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 6,247 | $285,541 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,881 | $282,912 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,817 | $278,815 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,116 | $278,041 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,390 | $276,534 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,076 | $274,331 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,738 | $272,164 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 9,355 | $271,576 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,456 | $268,429 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,651 | $265,413 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,111 | $264,543 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,748 | $263,941 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,599 | $263,051 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,116 | $263,012 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 782 | $259,024 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 22,642 | $257,892 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,117 | $256,898 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 920 | $253,902 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 14,520 | $253,664 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 3,065 | $252,771 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 5,704 | $250,236 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,775 | $250,125 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 8,071 | $246,408 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,116 | $245,758 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,260 | $244,860 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,275 | $244,737 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,733 | $241,823 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,028 | $237,296 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,570 | $235,437 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,014 | $234,995 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,792 | $233,393 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 728 | $233,237 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,810 | $232,034 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,477 | $226,488 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,426 | $225,254 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,314 | $224,365 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 528 | $221,918 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,078 | $219,271 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,182 | $216,944 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,247 | $214,128 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 24,419 | $213,422 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,431 | $211,502 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,595 | $206,041 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,770 | $206,010 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,141 | $205,908 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,308 | $204,901 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 2,499 | $202,881 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,807 | $201,964 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 942 | $201,846 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,288 | $201,495 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,757 | $200,604 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 12,486 | $198,652 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,944 | $197,873 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 12,545 | $140,002 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,574 | $128,932 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,571 | $123,602 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 51,300 | $122,607 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,851 | $121,331 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,634 | $118,479 | dollars as filed | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 48,000 | $112,421 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,000 | $91,740 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 32,000 | $73,706 | dollars as filed | principal |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 13,879 | $72,448 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 12,587 | $61,425 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 53,000 | $56,865 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 60,000 | $56,673 | dollars as filed | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 22,115 | $51,086 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 36,000 | $49,374 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 35,000 | $42,528 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 38,000 | $41,262 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 38,000 | $41,043 | dollars as filed | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,500 | $40,215 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 64,000 | $40,209 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 43,000 | $39,836 | dollars as filed | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 31,000 | $38,761 | dollars as filed | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 37,000 | $38,461 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 30,000 | $38,265 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 38,000 | $36,905 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 39,000 | $36,704 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 44,000 | $36,415 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 23,000 | $35,493 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 30,000 | $34,405 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 35,000 | $34,404 | dollars as filed | principal |
| CONMED CORP | 207410AF8 | BOND | 30,000 | $33,993 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 23,000 | $33,881 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 35,000 | $33,649 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 45,000 | $33,200 | dollars as filed | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 38,000 | $33,124 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 38,000 | $32,615 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 37,000 | $32,018 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 38,000 | $31,103 | dollars as filed | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 31,000 | $30,898 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 25,000 | $30,863 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 39,000 | $29,941 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 30,000 | $29,653 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 31,000 | $29,531 | dollars as filed | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 30,000 | $29,310 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 26,000 | $27,492 | dollars as filed | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 30,000 | $26,611 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 32,000 | $25,358 | dollars as filed | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 25,000 | $21,730 | dollars as filed | principal |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 25,000 | $21,600 | dollars as filed | principal |
| SPLUNK INC | 848637AD6 | BOND | 23,000 | $21,588 | dollars as filed | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 21,000 | $20,579 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 21,000 | $20,098 | dollars as filed | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 20,000 | $19,407 | dollars as filed | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 20,000 | $19,024 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 23,000 | $18,591 | dollars as filed | principal |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 20,000 | $18,557 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 20,000 | $17,900 | dollars as filed | principal |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 17,500 | $17,500 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 27,000 | $16,632 | dollars as filed | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 16,000 | $16,289 | dollars as filed | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 15,000 | $14,175 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 14,000 | $12,546 | dollars as filed | principal |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 20,000 | $12,000 | dollars as filed | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 14,000 | $11,849 | dollars as filed | principal |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 10,000 | $9,650 | dollars as filed | principal |
| IRONNET INC | 46323Q105 | COM | 30,600 | $7,038 | dollars as filed | |
| DERMTECH INC | 24984K905 | COM | 10,400 | $1,264 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001929008-23-000003 | this filing | 2023-02-14 | acceptance time not in the bulk data set |