13F-HR filed by Balboa Wealth Partners
Balboa Wealth Partners filed this 13F-HR for the quarter ended 2022-09-30, filed 2023-01-04, with 259 holding rows worth $227,380,000.
- Accession
- 0001929008-23-000001
- Filer
- CIK 1929008
- Filed
- 2023-01-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 259 entries on the cover page, a total value of $227,380,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,380,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-22715. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAxxcess Wealth Management, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 145,023 | $38,467,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 61,968 | $14,432,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 103,155 | $14,256,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 54,660 | $6,177,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 49,856 | $6,052,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 94,762 | $6,004,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 14,784 | $5,280,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 88,584 | $5,255,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 47,680 | $4,584,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 9,571 | $3,844,000 | thousands, detected and multiplied | |
| UBIQUITI INC | 90353W103 | COM | 9,840 | $2,889,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 15,536 | $2,760,000 | thousands, detected and multiplied | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 36,932 | $2,532,000 | thousands, detected and multiplied | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $2,439,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,939 | $2,387,000 | thousands, detected and multiplied | |
| MasterCard, Inc | 57636Q104 | COM | 7,838 | $2,229,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,518 | $2,105,000 | thousands, detected and multiplied | |
| Proshares Short S&P | 74347B425 | COM | 115,816 | $2,001,000 | thousands, detected and multiplied | |
| MSCI INC COM | 55354G100 | Stock | 4,712 | $1,988,000 | thousands, detected and multiplied | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,997 | $1,887,000 | thousands, detected and multiplied | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,604 | $1,794,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 6,401 | $1,762,000 | thousands, detected and multiplied | |
| Boeing Company | 097023105 | COM | 14,509 | $1,757,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 6,181 | $1,652,000 | thousands, detected and multiplied | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 32,063 | $1,643,000 | thousands, detected and multiplied | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 17,359 | $1,590,000 | thousands, detected and multiplied | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 9,295 | $1,585,000 | thousands, detected and multiplied | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,801 | $1,462,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 9,774 | $1,404,000 | thousands, detected and multiplied | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 71,637 | $1,375,000 | thousands, detected and multiplied | |
| Gilead Sciences,Inc. | 375558103 | COM | 22,057 | $1,361,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,010 | $1,308,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 83,666 | $1,283,000 | thousands, detected and multiplied | |
| Verizon Communications Inc | 92343V104 | COM | 33,158 | $1,259,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 17,408 | $1,251,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 7,553 | $1,234,000 | thousands, detected and multiplied | |
| S&P Global,Inc. | 78409V104 | COM | 3,959 | $1,209,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 50,719 | $1,201,000 | thousands, detected and multiplied | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,451 | $1,181,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 12,114 | $1,143,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,833 | $1,132,000 | thousands, detected and multiplied | |
| MOODYS CORP COM | 615369105 | Stock | 4,552 | $1,107,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 24,935 | $1,091,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 7,998 | $1,073,000 | thousands, detected and multiplied | |
| Texas Instruments Incorporated | 882508104 | COM | 6,845 | $1,059,000 | thousands, detected and multiplied | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,527 | $1,050,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 3,687 | $1,017,000 | thousands, detected and multiplied | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 22,557 | $1,011,000 | thousands, detected and multiplied | |
| ILLUMINA INC | 452327109 | COM | 5,169 | $986,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 14,167 | $945,000 | thousands, detected and multiplied | |
| Raytheon Technologies Corporation | 75513E101 | COM | 10,968 | $898,000 | thousands, detected and multiplied | |
| Qualcomm Incorporated | 747525103 | COM | 7,828 | $884,000 | thousands, detected and multiplied | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,070 | $856,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,965 | $844,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 27,770 | $843,000 | thousands, detected and multiplied | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 28,611 | $817,000 | thousands, detected and multiplied | |
| SCHD | 808524797 | COM | 12,072 | $802,000 | thousands, detected and multiplied | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 30,488 | $800,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,497 | $783,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,924 | $779,000 | thousands, detected and multiplied | |
| ALBEMARLE CORP | 012653101 | COM | 2,900 | $767,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,939 | $764,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 7,666 | $742,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 5,722 | $722,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 24,091 | $713,000 | thousands, detected and multiplied | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,555 | $700,000 | thousands, detected and multiplied | |
| Southern Company | 842587107 | COM | 10,200 | $694,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 26,647 | $674,000 | thousands, detected and multiplied | |
| Netflix, Inc | 64110L106 | COM | 2,822 | $664,000 | thousands, detected and multiplied | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 13,000 | $650,000 | thousands, detected and multiplied | |
| GABELLI UTIL TR | 36240A101 | COM | 94,040 | $649,000 | thousands, detected and multiplied | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 33,541 | $629,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,915 | $628,000 | thousands, detected and multiplied | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,839 | $621,000 | thousands, detected and multiplied | |
| SPDW | 78463X889 | COM | 23,524 | $607,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,669 | $605,000 | thousands, detected and multiplied | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,063 | $593,000 | thousands, detected and multiplied | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 22,442 | $584,000 | thousands, detected and multiplied | |
| Broadcom Inc. | 11135F101 | COM | 1,277 | $567,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 21,745 | $560,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,481 | $556,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,376 | $549,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 4,220 | $547,000 | thousands, detected and multiplied | |
| ONEOK INC NEW | 682680103 | COM | 10,495 | $538,000 | thousands, detected and multiplied | |
| Lockheed Martin Corporation | 539830109 | COM | 1,354 | $523,000 | thousands, detected and multiplied | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 14,363 | $516,000 | thousands, detected and multiplied | |
| McDonalds Corporation | 580135101 | COM | 2,210 | $510,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,003 | $507,000 | thousands, detected and multiplied | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 19,461 | $497,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,848 | $493,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,615 | $492,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 2,986 | $488,000 | thousands, detected and multiplied | |
| Micron Technology,Inc. | 595112103 | COM | 9,664 | $484,000 | thousands, detected and multiplied | |
| CAMECO CORP COM | 13321L108 | Stock | 17,600 | $467,000 | thousands, detected and multiplied | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 51,331 | $466,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,398 | $456,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,123 | $445,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 7,588 | $439,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 15,480 | $435,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,568 | $430,000 | thousands, detected and multiplied | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,749 | $429,000 | thousands, detected and multiplied | |
| VENTAS INC COM | 92276F100 | REIT | 10,616 | $426,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,172 | $420,000 | thousands, detected and multiplied | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 48,119 | $411,000 | thousands, detected and multiplied | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 30,850 | $407,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,803 | $395,000 | thousands, detected and multiplied | |
| FORD MTR CO COM | 345370860 | Stock | 34,984 | $392,000 | thousands, detected and multiplied | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,286 | $391,000 | thousands, detected and multiplied | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,869 | $389,000 | thousands, detected and multiplied | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 17,485 | $384,000 | thousands, detected and multiplied | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,348 | $379,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,380 | $375,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,018 | $375,000 | thousands, detected and multiplied | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,268 | $372,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 9,540 | $372,000 | thousands, detected and multiplied | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,025 | $369,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,104 | $358,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 1,103 | $357,000 | thousands, detected and multiplied | |
| SEMPRA COM | 816851109 | Stock | 2,374 | $356,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 2,977 | $354,000 | thousands, detected and multiplied | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 23,042 | $349,000 | thousands, detected and multiplied | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,727 | $348,000 | thousands, detected and multiplied | |
| ARES CAPITAL CORP | 04010L103 | COM | 19,962 | $337,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,100 | $337,000 | thousands, detected and multiplied | |
| PG&E CORP COM | 69331C108 | Stock | 26,303 | $329,000 | thousands, detected and multiplied | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,517 | $328,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,811 | $328,000 | thousands, detected and multiplied | |
| CVS Health Corporation | 126650100 | COM | 3,380 | $322,000 | thousands, detected and multiplied | |
| AMBARELLA INC | G037AX101 | SHS | 5,527 | $310,000 | thousands, detected and multiplied | |
| Cigna Corporation | 125523100 | COM | 1,113 | $309,000 | thousands, detected and multiplied | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,462 | $308,000 | thousands, detected and multiplied | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 767 | $308,000 | thousands, detected and multiplied | |
| MCKESSON CORP COM | 58155Q103 | Stock | 899 | $306,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 602 | $305,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 13,736 | $305,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 8,729 | $302,000 | thousands, detected and multiplied | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,701 | $298,000 | thousands, detected and multiplied | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,139 | $297,000 | thousands, detected and multiplied | |
| Starbucks Corporation | 855244109 | COM | 3,529 | $297,000 | thousands, detected and multiplied | |
| TARGET CORP COM | 87612E106 | Stock | 1,973 | $293,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 15,163 | $292,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 ETF | 922908363 | COM | 882 | $290,000 | thousands, detected and multiplied | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 614 | $289,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,800 | $288,000 | thousands, detected and multiplied | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 8,788 | $283,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 12,361 | $282,000 | thousands, detected and multiplied | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,106 | $277,000 | thousands, detected and multiplied | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,753 | $275,000 | thousands, detected and multiplied | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,094 | $269,000 | thousands, detected and multiplied | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,380 | $269,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,015 | $269,000 | thousands, detected and multiplied | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 12,723 | $269,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287457 | COM | 3,294 | $267,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,284 | $267,000 | thousands, detected and multiplied | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,626 | $266,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,275 | $266,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 4,670 | $262,000 | thousands, detected and multiplied | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,441 | $260,000 | thousands, detected and multiplied | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 12,380 | $258,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 8,701 | $256,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,491 | $255,000 | thousands, detected and multiplied | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,787 | $254,000 | thousands, detected and multiplied | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,214 | $253,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,462 | $253,000 | thousands, detected and multiplied | |
| Duke Energy Corporation | 26441C204 | COM | 2,695 | $251,000 | thousands, detected and multiplied | |
| SIMPSON MFG INC | 829073105 | COM | 3,174 | $249,000 | thousands, detected and multiplied | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,737 | $248,000 | thousands, detected and multiplied | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 15,507 | $247,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,124 | $245,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,063 | $244,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288687 | COM | 7,571 | $240,000 | thousands, detected and multiplied | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,404 | $240,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 13,708 | $239,000 | thousands, detected and multiplied | |
| Altria Group Inc | 02209S103 | COM | 5,884 | $238,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,111 | $238,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,381 | $234,000 | thousands, detected and multiplied | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 9,275 | $230,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,956 | $228,000 | thousands, detected and multiplied | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,710 | $227,000 | thousands, detected and multiplied | |
| WYNN RESORTS LTD | 983134107 | COM | 3,565 | $225,000 | thousands, detected and multiplied | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 827 | $223,000 | thousands, detected and multiplied | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,506 | $222,000 | thousands, detected and multiplied | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,314 | $222,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,347 | $219,000 | thousands, detected and multiplied | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,340 | $218,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 13,596 | $213,000 | thousands, detected and multiplied | |
| Philip Morris International Inc. | 718172109 | COM | 2,559 | $212,000 | thousands, detected and multiplied | |
| Deere & Company | 244199105 | COM | 631 | $211,000 | thousands, detected and multiplied | |
| Caterpillar Inc. | 149123101 | COM | 1,281 | $210,000 | thousands, detected and multiplied | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,192 | $206,000 | thousands, detected and multiplied | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,423 | $202,000 | thousands, detected and multiplied | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 14,476 | $166,000 | thousands, detected and multiplied | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 12,545 | $157,000 | thousands, detected and multiplied | |
| LOOP INDS INC | 543518104 | COM | 29,308 | $127,000 | thousands, detected and multiplied | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,571 | $124,000 | thousands, detected and multiplied | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 18,905 | $111,000 | thousands, detected and multiplied | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,615 | $107,000 | thousands, detected and multiplied | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 49,000 | $107,000 | thousands, detected and multiplied | principal |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 14,489 | $105,000 | thousands, detected and multiplied | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,224 | $99,000 | thousands, detected and multiplied | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 32,000 | $88,000 | thousands, detected and multiplied | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,000 | $84,000 | thousands, detected and multiplied | |
| CANOPY GROWTH CORP | 138035100 | COM | 23,485 | $64,000 | thousands, detected and multiplied | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 62,000 | $57,000 | thousands, detected and multiplied | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 56,000 | $57,000 | thousands, detected and multiplied | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,917 | $47,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 66,000 | $45,000 | thousands, detected and multiplied | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 36,000 | $41,000 | thousands, detected and multiplied | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 45,000 | $40,000 | thousands, detected and multiplied | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 37,000 | $40,000 | thousands, detected and multiplied | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,500 | $39,000 | thousands, detected and multiplied | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 23,000 | $39,000 | thousands, detected and multiplied | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 38,000 | $39,000 | thousands, detected and multiplied | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 38,000 | $38,000 | thousands, detected and multiplied | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 32,000 | $38,000 | thousands, detected and multiplied | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 39,000 | $36,000 | thousands, detected and multiplied | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 47,000 | $36,000 | thousands, detected and multiplied | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 38,000 | $35,000 | thousands, detected and multiplied | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 38,000 | $35,000 | thousands, detected and multiplied | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 37,000 | $35,000 | thousands, detected and multiplied | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 47,000 | $34,000 | thousands, detected and multiplied | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 39,000 | $34,000 | thousands, detected and multiplied | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 37,000 | $34,000 | thousands, detected and multiplied | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 39,000 | $34,000 | thousands, detected and multiplied | principal |
| CONMED CORP | 207410AF8 | BOND | 31,000 | $34,000 | thousands, detected and multiplied | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 38,000 | $33,000 | thousands, detected and multiplied | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 23,000 | $31,000 | thousands, detected and multiplied | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 37,000 | $31,000 | thousands, detected and multiplied | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 32,000 | $31,000 | thousands, detected and multiplied | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 31,000 | $30,000 | thousands, detected and multiplied | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 25,000 | $30,000 | thousands, detected and multiplied | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 31,000 | $29,000 | thousands, detected and multiplied | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 30,000 | $29,000 | thousands, detected and multiplied | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 30,000 | $29,000 | thousands, detected and multiplied | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 39,000 | $28,000 | thousands, detected and multiplied | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 26,000 | $26,000 | thousands, detected and multiplied | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 30,000 | $26,000 | thousands, detected and multiplied | principal |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 30,000 | $26,000 | thousands, detected and multiplied | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 25,000 | $22,000 | thousands, detected and multiplied | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 33,000 | $21,000 | thousands, detected and multiplied | principal |
| SPLUNK INC | 848637AD6 | BOND | 24,000 | $21,000 | thousands, detected and multiplied | principal |
| IRONNET INC | 46323Q105 | COM | 30,600 | $21,000 | thousands, detected and multiplied | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 20,000 | $20,000 | thousands, detected and multiplied | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 24,000 | $20,000 | thousands, detected and multiplied | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 21,000 | $20,000 | thousands, detected and multiplied | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 20,000 | $20,000 | thousands, detected and multiplied | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 21,000 | $19,000 | thousands, detected and multiplied | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 17,000 | $19,000 | thousands, detected and multiplied | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 20,000 | $18,000 | thousands, detected and multiplied | principal |
| MFA FINL INC | 55272XAA0 | BOND | 20,000 | $17,000 | thousands, detected and multiplied | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 27,000 | $17,000 | thousands, detected and multiplied | principal |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 17,500 | $16,000 | thousands, detected and multiplied | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 15,000 | $15,000 | thousands, detected and multiplied | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 15,000 | $13,000 | thousands, detected and multiplied | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 15,000 | $13,000 | thousands, detected and multiplied | principal |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 20,000 | $13,000 | thousands, detected and multiplied | principal |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 15,000 | $13,000 | thousands, detected and multiplied | principal |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 10,000 | $10,000 | thousands, detected and multiplied | principal |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 48,119 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001929008-23-000001 | this filing | 2023-01-04 | acceptance time not in the bulk data set |