13F-HR filed by Fortitude Advisory Group L.L.C.
Fortitude Advisory Group L.L.C. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 219 holding rows worth $117,495,876 by the sum of the rows.
- Accession
- 0001928999-23-000001
- Filer
- CIK 1928999
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,461 entries on the cover page, a total value of $157,327,270 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,495,876 with VALUE read as dollars as filed, 13F file number 028-22547. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $157,327,270, 34% more than the sum of the rows, $117,495,876. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 71,236 | $9,255,681 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 26,271 | $6,300,373 | dollars as filed | |
| SPY | 78462F103 | SHS | 14,716 | $5,627,770 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 36,147 | $3,036,348 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 15,412 | $2,252,315 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 20,901 | $2,068,572 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 10,672 | $1,885,297 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 18,173 | $1,740,610 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,465 | $1,721,472 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,672 | $1,556,522 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,174 | $1,449,046 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 12,428 | $1,232,844 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 26,217 | $1,183,698 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,699 | $1,166,552 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 7,917 | $1,111,256 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,253 | $1,089,273 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,755 | $1,058,400 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 9,470 | $1,040,942 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 6,948 | $985,099 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 3,110 | $982,446 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,856 | $963,253 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,744 | $947,943 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 17,698 | $906,824 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 26,823 | $888,386 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,661 | $880,664 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 13,379 | $877,796 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,101 | $862,339 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 17,009 | $856,063 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,628 | $852,975 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 31,581 | $848,581 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,484 | $824,194 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,089 | $822,439 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,238 | $818,863 | dollars as filed | |
| Boeing Company | 097023105 | COM | 4,204 | $800,890 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 11,888 | $756,172 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,911 | $745,735 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 5,450 | $722,616 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,425 | $711,554 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 14,140 | $691,870 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 12,408 | $689,388 | dollars as filed | |
| VGT | 92204A702 | SHS | 2,126 | $678,941 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 7,620 | $661,988 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 16,724 | $658,938 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,217 | $655,735 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,275 | $634,794 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 5,711 | $627,900 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 5,063 | $623,660 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,444 | $619,109 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 14,035 | $612,066 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 1,237 | $601,788 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,377 | $593,060 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 48,865 | $590,285 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,017 | $588,375 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 3,555 | $587,357 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,047 | $576,572 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,943 | $567,521 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,234 | $561,007 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 35,400 | $556,102 | dollars as filed | call |
| Amgen Inc. | 031162100 | COM | 2,092 | $549,475 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,710 | $522,658 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 20,000 | $510,062 | dollars as filed | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 31,196 | $497,888 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 179,448 | $495,275 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 4,139 | $484,291 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,334 | $480,911 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,780 | $477,208 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 44,563 | $460,335 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,784 | $459,551 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 8,592 | $459,328 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 24,769 | $456,002 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,491 | $450,099 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,338 | $443,454 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,619 | $437,155 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 5,454 | $434,133 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,583 | $420,395 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,754 | $420,149 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,478 | $417,307 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 29,349 | $408,250 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,400 | $387,936 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,775 | $380,383 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 37,594 | $378,195 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,855 | $373,866 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,739 | $372,255 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 8,709 | $371,439 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 81,991 | $369,781 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,961 | $368,373 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,428 | $367,831 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,034 | $363,423 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 1,037 | $360,874 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,828 | $358,760 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 4,261 | $355,879 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,609 | $355,074 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,095 | $352,635 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 40,980 | $352,428 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,649 | $349,440 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,617 | $348,703 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,265 | $347,553 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 6,860 | $342,858 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,342 | $337,261 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 19,200 | $336,106 | dollars as filed | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 615 | $335,550 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,000 | $334,400 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,054 | $331,290 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,058 | $327,607 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 15,954 | $326,819 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,388 | $323,887 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 8,361 | $323,560 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 29,600 | $321,669 | dollars as filed | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,500 | $319,580 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 909 | $316,008 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 555 | $310,317 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,002 | $309,136 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 4,529 | $308,017 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 25,992 | $306,706 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,670 | $306,512 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,898 | $304,629 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,945 | $299,548 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,060 | $298,912 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,126 | $296,800 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 47,538 | $292,362 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,086 | $288,246 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 9,839 | $282,962 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,324 | $282,606 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,864 | $278,896 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 898 | $277,392 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,400 | $271,421 | dollars as filed | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,757 | $270,331 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,246 | $270,224 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 21,847 | $265,223 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,098 | $263,665 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 8,630 | $263,474 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 25,037 | $260,134 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,636 | $259,656 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 5,446 | $258,888 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,080 | $258,880 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 15,835 | $257,788 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,052 | $257,203 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,343 | $257,196 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,342 | $257,168 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,756 | $254,725 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,386 | $253,330 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,346 | $251,586 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 11,338 | $250,683 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,442 | $250,591 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 23,936 | $249,172 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,078 | $248,670 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,550 | $244,807 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,224 | $243,870 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 14,825 | $242,532 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,302 | $242,332 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 72,917 | $241,355 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,938 | $241,281 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,835 | $238,652 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 21,928 | $238,142 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 958 | $237,689 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,339 | $236,730 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,701 | $236,695 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,132 | $234,339 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 881 | $233,773 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 819 | $232,416 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 935 | $231,927 | dollars as filed | |
| Intel Corp | 458140100 | COM | 8,758 | $231,464 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072752 | LARG CA EQUI ETF | 4,805 | $231,380 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,521 | $230,717 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,713 | $227,322 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,564 | $226,912 | dollars as filed | |
| TORO CO | 891092108 | COM | 1,993 | $225,608 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 16,729 | $225,507 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 38,762 | $224,044 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 18,246 | $219,864 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,179 | $219,815 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,266 | $218,871 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 466 | $218,587 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 23,057 | $216,736 | dollars as filed | |
| IJH | 464287507 | COM | 895 | $216,591 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 18,434 | $214,383 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 16,266 | $213,902 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,134 | $212,534 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 988 | $211,716 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072398 | MULTISECTOR | 4,833 | $206,679 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 992 | $206,460 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,202 | $205,777 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,676 | $201,592 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 238 | $200,879 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 596 | $200,572 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 6,876 | $200,160 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 15,500 | $196,242 | dollars as filed | call |
| BLACKROCK INCOME TR | 09247F209 | Equity | 15,180 | $187,327 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,269 | $185,663 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,600 | $180,073 | dollars as filed | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,796 | $179,601 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,480 | $165,954 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 26,876 | $164,212 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,100 | $163,903 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,329 | $161,146 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,556 | $158,063 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,959 | $150,888 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,315 | $150,577 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,998 | $150,225 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,341 | $149,820 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,265 | $149,231 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,370 | $146,269 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 22,156 | $141,355 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 30,782 | $141,289 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 18,228 | $129,783 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 10,188 | $117,060 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 34,880 | $111,615 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42,400 | $111,512 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,234 | $99,780 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,336 | $81,865 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,873 | $74,562 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,654 | $71,062 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 18,386 | $66,741 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 15,000 | $58,800 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 26,274 | $47,030 | dollars as filed | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 193,000 | $31,671 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 15,000 | $15,750 | dollars as filed | |
| NULL | 25381D206 | NULL | 22,542 | $8,115 | dollars as filed | |
| TUESDAY MORNING CORP COM NEW | 89904V200 | COM | 10,836 | $7,423 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001928999-23-000001 | this filing | 2023-02-13 | acceptance time not in the bulk data set |