13F-HR filed by Empirical Asset Management, LLC
Empirical Asset Management, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-19, with 146 holding rows worth $91,694,000.
- Accession
- 0001926596-22-000004
- Filer
- CIK 1926596
- Filed
- 2022-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 146 entries on the cover page, a total value of $91,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,694,000 with VALUE read as thousands by filing date, 13F file number 028-22459. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 243,963 | $3,884,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 46,697 | $3,792,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 122,446 | $2,464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 59,048 | $2,033,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 36,938 | $1,815,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,202 | $1,651,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 75,940 | $1,563,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 63,473 | $1,484,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 27,721 | $1,475,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 815 | $1,448,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 22,796 | $1,406,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,854 | $1,324,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,718 | $1,302,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,604 | $1,287,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 44,154 | $1,225,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,308 | $1,212,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,174 | $1,205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 14,861 | $1,188,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 53,550 | $1,089,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,261 | $1,019,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,312 | $998,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 23,566 | $990,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 13,119 | $932,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 42,573 | $926,000 | thousands by filing date | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 30,511 | $915,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,383 | $882,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 41,607 | $867,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,185 | $850,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 43,954 | $843,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 15,101 | $842,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 23,011 | $829,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 13,752 | $794,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 18,285 | $779,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,952 | $766,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 14,205 | $765,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 26,544 | $758,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 26,703 | $740,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 40,644 | $711,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,032 | $711,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 24,132 | $693,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12,048 | $683,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 20,140 | $674,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 16,704 | $668,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 29,946 | $667,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 20,531 | $655,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,677 | $646,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 29,320 | $625,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 22,140 | $622,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 17,207 | $618,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,596 | $613,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 8,949 | $611,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 26,522 | $604,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,224 | $599,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,596 | $587,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 9,303 | $586,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,158 | $555,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,623 | $555,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 44,816 | $551,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 19,018 | $549,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 19,680 | $547,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,751 | $535,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 20,097 | $529,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,015 | $528,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,753 | $526,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 7,830 | $522,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,284 | $508,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 24,093 | $496,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 22,706 | $495,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,752 | $490,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 13,603 | $487,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 26,293 | $486,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,322 | $483,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 22,621 | $477,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 14,917 | $476,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,809 | $474,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,863 | $470,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,164 | $469,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,642 | $468,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,938 | $468,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,836 | $463,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,602 | $457,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 213 | $456,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,025 | $451,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,707 | $449,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,569 | $438,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,896 | $437,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 16,630 | $430,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,675 | $422,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,781 | $420,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,175 | $416,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,286 | $415,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $406,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,444 | $389,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,464 | $389,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,432 | $384,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,233 | $381,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,814 | $380,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 14,679 | $375,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,803 | $367,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,988 | $359,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,027 | $359,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,083 | $359,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 4,646 | $355,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,296 | $349,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,590 | $348,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,563 | $332,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,361 | $317,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,810 | $311,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,677 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,995 | $307,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,902 | $304,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,062 | $293,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 7,617 | $280,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,572 | $279,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,743 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,826 | $276,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 5,181 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,156 | $267,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,940 | $257,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,589 | $256,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,155 | $253,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,456 | $252,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,409 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,257 | $246,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 648 | $233,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 708 | $232,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,243 | $231,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,708 | $227,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,354 | $225,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,547 | $223,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 430 | $217,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,012 | $215,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 796 | $213,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,818 | $211,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 4,435 | $209,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,153 | $207,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,916 | $207,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,695 | $202,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 4,808 | $202,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,346 | $189,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 17,530 | $145,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 10,022 | $75,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,000 | $68,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 20,000 | $51,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 12,000 | $38,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 10,500 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001926596-22-000004 | this filing | 2022-10-19 | acceptance time not in the bulk data set |