13F-HR filed by Empirical Asset Management, LLC
Empirical Asset Management, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-05-06, with 150 holding rows worth $103,608,000.
- Accession
- 0001926596-22-000001
- Filer
- CIK 1926596
- Filed
- 2022-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 150 entries on the cover page, a total value of $103,608,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,608,000 with VALUE read as thousands by filing date, 13F file number 028-22459. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 13,503 | $6,414,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 207,137 | $3,637,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 40,426 | $3,458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 99,184 | $2,209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 11,650 | $1,755,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 18,171 | $1,729,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 29,775 | $1,672,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 24,625 | $1,626,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,812 | $1,618,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 60,175 | $1,594,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 30,241 | $1,582,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 57,481 | $1,512,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 42,561 | $1,508,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 19,379 | $1,487,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,393 | $1,471,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 14,859 | $1,428,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 25,568 | $1,421,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 18,004 | $1,280,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,052 | $1,214,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 29,701 | $1,104,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 30,149 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 27,735 | $1,084,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,290 | $1,058,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 22,597 | $1,034,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 31,877 | $1,013,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 810 | $1,012,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,453 | $1,008,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 24,994 | $997,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,525 | $981,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 31,755 | $971,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,389 | $969,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,402 | $924,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 44,149 | $919,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 29,116 | $823,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,792 | $783,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 12,473 | $775,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,190 | $772,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 14,180 | $763,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,906 | $751,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,954 | $747,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,985 | $740,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 18,016 | $740,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 19,902 | $737,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 18,129 | $729,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,091 | $715,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 43,524 | $694,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 25,868 | $690,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 23,087 | $684,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,997 | $679,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,888 | $674,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,849 | $668,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,080 | $667,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,764 | $667,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,481 | $664,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 36,243 | $644,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,661 | $641,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,542 | $636,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,646 | $634,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 7,153 | $622,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 26,500 | $613,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,822 | $609,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,974 | $595,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,392 | $589,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 36,757 | $588,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,801 | $587,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 9,241 | $566,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,670 | $557,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 6,384 | $548,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 6,121 | $547,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,345 | $539,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 11,331 | $526,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,023 | $524,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,741 | $517,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,927 | $516,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,592 | $510,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,328 | $504,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,285 | $492,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 16,126 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,247 | $481,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 39,707 | $477,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,044 | $471,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,425 | $470,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,839 | $467,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 16,908 | $466,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,239 | $454,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 14,613 | $453,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 14,204 | $452,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $451,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,574 | $433,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 129 | $430,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,972 | $430,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,865 | $410,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,850 | $404,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,357 | $396,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,897 | $389,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,629 | $381,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,619 | $374,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,556 | $374,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 18,911 | $373,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,843 | $367,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,600 | $349,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 16,716 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,807 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 10,239 | $328,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 30,140 | $326,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,414 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,571 | $309,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 703 | $307,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,286 | $304,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 627 | $299,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,760 | $299,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,772 | $294,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $290,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,901 | $286,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,231 | $283,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 167 | $283,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,171 | $281,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 548 | $275,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,413 | $273,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,688 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 12,974 | $271,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,540 | $268,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 904 | $266,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,301 | $262,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 933 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,485 | $260,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,372 | $259,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 545 | $257,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,176 | $255,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 86 | $249,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 733 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 20,545 | $245,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 878 | $243,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,078 | $240,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,077 | $238,000 | thousands by filing date | |
| VTI | 922908769 | COM | 971 | $234,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 753 | $225,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,648 | $223,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 387 | $219,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 677 | $217,000 | thousands by filing date | |
| IJH | 464287507 | COM | 758 | $215,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 416 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,647 | $214,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,817 | $211,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,330 | $209,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 995 | $207,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 909 | $202,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 21,346 | $133,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,000 | $62,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 10,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001926596-22-000001 | this filing | 2022-05-06 | acceptance time not in the bulk data set |