13F-HR filed by Axim Planning & Wealth
Axim Planning & Wealth filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 167 holding rows worth $101,605,000.
- Accession
- 0001916464-22-000004
- Filer
- CIK 1950607
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 167 entries on the cover page, a total value of $101,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,605,000 with VALUE read as thousands by filing date, 13F file number 028-22663. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 1,645,345 | $41,742,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,759,481 | $27,747,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 2,383,742 | $10,036,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 945,850 | $6,649,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 219,650 | $3,326,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 99,260 | $1,195,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,799 | $1,111,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 34,476 | $969,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 28,685 | $956,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 26,942 | $684,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 15,423 | $622,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,451 | $338,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,958 | $317,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,619 | $290,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,532 | $265,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,955 | $249,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 7,299 | $207,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,943 | $198,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,483 | $183,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,500 | $182,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,605 | $181,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,750 | $180,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 9,676 | $172,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,802 | $157,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 375 | $134,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,035 | $130,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 984 | $125,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,189 | $114,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 285 | $114,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 390 | $103,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 2,140 | $94,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 613 | $85,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,700 | $75,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,500 | $73,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 2,543 | $71,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 297 | $69,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,201 | $69,000 | thousands by filing date | |
| IJH | 464287507 | COM | 311 | $68,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 418 | $68,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,042 | $66,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 150 | $58,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $57,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,114 | $56,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 180 | $53,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,185 | $52,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,235 | $52,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 360 | $49,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 174 | $47,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 590 | $47,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 376 | $46,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 422 | $45,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,100 | $44,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 157 | $43,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 244 | $41,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 800 | $40,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 169 | $39,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 133 | $38,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 226 | $37,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 305 | $37,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 2,288 | $37,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 768 | $36,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 163 | $36,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 629 | $35,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 202 | $33,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 221 | $32,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 293 | $32,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 500 | $32,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 750 | $31,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 172 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 851 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 760 | $30,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 448 | $29,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 530 | $27,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 58 | $25,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 381 | $24,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 175 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 349 | $24,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 516 | $23,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 301 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 283 | $23,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,413 | $22,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 300 | $22,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 110 | $18,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 400 | $18,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 213 | $17,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 202 | $17,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 156 | $17,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 230 | $17,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 118 | $17,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 100 | $16,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 72 | $16,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 55 | $15,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 114 | $15,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 200 | $15,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 144 | $15,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,091 | $15,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 144 | $15,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 287 | $14,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 145 | $14,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 190 | $13,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 25 | $13,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $13,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 730 | $13,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 400 | $12,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 272 | $12,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 283 | $12,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 500 | $12,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 240 | $12,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 274 | $11,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 154 | $10,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 221 | $10,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 437 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 400 | $10,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 100 | $9,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42 | $9,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 210 | $9,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 165 | $8,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 23 | $8,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 35 | $8,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 32 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 92 | $8,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 174 | $7,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25 | $7,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 89 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 103 | $7,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 235 | $7,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 225 | $7,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 450 | $6,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 201 | $5,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 50 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 200 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 93 | $5,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12 | $4,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 51 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 80 | $4,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 340 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 67 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 82 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 103 | $3,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 44 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 44 | $3,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 12 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 54 | $3,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 289 | $3,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 46 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 14 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 62 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 22 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 14 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 23 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 200 | $2,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 34 | $1,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 175 | $1,000 | thousands by filing date | |
| ENHABIT INC | 29332G102 | COM | 37 | $1,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 33 | $1,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001916464-22-000004 | this filing | 2022-11-14 | acceptance time not in the bulk data set |