13F-HR filed by REGATTA CAPITAL GROUP, LLC
REGATTA CAPITAL GROUP, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-23, with 184 holding rows worth $285,997,000.
- Accession
- 0001911488-22-000002
- Filer
- CIK 1911488
- Filed
- 2022-02-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 184 entries on the cover page, a total value of $285,997,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $285,997,000 with VALUE read as thousands by filing date, 13F file number 028-22325. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 344,795 | $26,242,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 135,595 | $24,078,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,985 | $9,953,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,248 | $9,409,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,209 | $9,152,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 525,114 | $8,213,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,276 | $7,689,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 49,513 | $7,284,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,749 | $6,642,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 19,627 | $5,868,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,707 | $5,066,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 25,310 | $4,214,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 355,858 | $4,128,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 254,973 | $4,115,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 264,045 | $3,842,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 24,190 | $3,481,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,067 | $3,444,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 65,870 | $3,325,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 34,190 | $3,005,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,213 | $2,993,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,266 | $2,875,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,702 | $2,833,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 56,031 | $2,818,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,887 | $2,799,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,097 | $2,797,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 24,804 | $2,519,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 21,595 | $2,473,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 22,907 | $2,394,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,903 | $2,387,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 132,999 | $2,385,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 773 | $2,237,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 36,326 | $2,151,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,603 | $2,132,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,469 | $2,083,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,505 | $1,964,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,354 | $1,956,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,529 | $1,913,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 77,702 | $1,911,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 773 | $1,855,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,783 | $1,852,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 34,766 | $1,843,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 43,270 | $1,745,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,467 | $1,744,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 179,915 | $1,722,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,774 | $1,698,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14,779 | $1,529,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 28,020 | $1,507,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 11,344 | $1,460,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 18,323 | $1,454,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,155 | $1,422,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 59,724 | $1,417,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 10,468 | $1,391,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,450 | $1,355,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 28,062 | $1,303,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,467 | $1,297,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 36,892 | $1,284,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 16,967 | $1,266,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,898 | $1,264,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,588 | $1,257,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,295 | $1,234,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 58,054 | $1,216,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 27,967 | $1,214,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,376 | $1,213,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 18,859 | $1,132,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 24,696 | $1,108,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,118 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 12,098 | $961,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 51,644 | $960,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,800 | $933,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 33,817 | $932,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 9,962 | $904,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $901,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,091 | $887,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 22,086 | $878,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,779 | $854,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,984 | $853,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 16,872 | $845,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 80,461 | $826,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 94,977 | $816,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,990 | $792,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,708 | $764,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,601 | $720,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 9,893 | $702,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,973 | $700,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,457 | $692,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,109 | $686,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,577 | $662,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,379 | $643,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 37,944 | $627,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,235 | $589,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,974 | $557,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,299 | $556,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,191 | $553,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 769 | $553,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 20,608 | $552,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,697 | $551,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,209 | $551,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 22,759 | $545,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,699 | $533,000 | thousands by filing date | |
| RH | 74967X103 | COM | 965 | $517,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,341 | $513,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,005 | $505,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 745 | $497,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,911 | $493,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,892 | $485,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,158 | $481,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,586 | $472,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,352 | $468,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,500 | $466,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,372 | $465,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,480 | $455,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 29,358 | $449,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,724 | $446,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,099 | $445,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,141 | $422,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,447 | $418,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,616 | $418,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,416 | $411,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,962 | $409,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,621 | $408,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 10,260 | $399,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,697 | $395,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,444 | $395,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,407 | $381,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,268 | $377,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 5,952 | $369,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,812 | $365,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,296 | $360,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,388 | $359,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,985 | $359,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,103 | $357,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 15,350 | $350,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,742 | $348,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 22,545 | $343,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,571 | $341,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,875 | $333,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,430 | $331,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,195 | $330,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,582 | $330,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,581 | $327,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,158 | $327,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 940 | $326,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,576 | $315,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,232 | $313,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 10,000 | $309,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,132 | $303,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 20,253 | $298,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,857 | $296,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,103 | $290,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,053 | $289,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,120 | $282,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 5,144 | $282,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,738 | $282,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,059 | $280,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,977 | $270,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 407 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,151 | $264,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,926 | $262,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,369 | $262,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 193 | $260,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 2,754 | $258,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,029 | $253,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 18,575 | $243,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,054 | $242,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,161 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,000 | $233,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,186 | $224,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 565 | $221,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 996 | $219,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,615 | $214,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 15,604 | $214,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 7,400 | $212,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 306 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,174 | $208,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,484 | $202,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,292 | $202,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,151 | $201,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,026 | $201,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,834 | $200,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 15,326 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,893 | $173,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 31,113 | $87,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,139 | $65,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,983 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001911488-22-000002 | this filing | 2022-02-23 | acceptance time not in the bulk data set |