13F-HR filed by WEALTH EFFECTS LLC
WEALTH EFFECTS LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-02, with 191 holding rows worth $173,690,552.
- Accession
- 0001907254-23-000001
- Filer
- CIK 1907254
- Filed
- 2023-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 191 entries on the cover page, a total value of $173,690,552 stated on the cover page (in dollars after the unit check, H1), rows summing to $175,181,539 with VALUE read as dollars as filed, 13F file number 028-21668. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,514,905 | $18,006,720 | dollars as filed | |
| Apple Inc | 037833100 | COM | 95,703 | $12,434,724 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 155,620 | $6,311,951 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 21,156 | $5,073,736 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 58,095 | $4,879,941 | dollars as filed | |
| VTI | 922908769 | COM | 25,507 | $4,876,592 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,909 | $4,279,005 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 25,367 | $3,707,094 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 75,896 | $3,598,245 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33,760 | $2,978,645 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 53,893 | $2,761,484 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 13,889 | $2,492,904 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 14,509 | $2,344,807 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 49,335 | $2,211,688 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 29,493 | $2,188,079 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 325,950 | $2,115,416 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,186 | $1,992,513 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 10,600 | $1,872,418 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,329 | $1,811,667 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,283 | $1,740,369 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 19,924 | $1,689,572 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225,275 | $1,667,035 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 17,507 | $1,631,475 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 95,377 | $1,517,447 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,033 | $1,512,100 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 9,952 | $1,508,333 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,195 | $1,490,987 | dollars as filed | |
| IJH | 464287507 | COM | 6,140 | $1,485,205 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 33,794 | $1,484,241 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,712 | $1,455,382 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,575 | $1,443,009 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,742 | $1,405,488 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 9,701 | $1,366,729 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 5,415 | $1,147,213 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,205 | $1,109,238 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 31,891 | $1,056,242 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 26,546 | $1,045,927 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,885 | $1,038,590 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 18,812 | $1,025,079 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 35,423 | $989,352 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,798 | $983,081 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,326 | $973,254 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,326 | $958,781 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 35,040 | $930,662 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,280 | $923,339 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,390 | $912,090 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,867 | $905,719 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,000 | $870,420 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,893 | $849,080 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 14,530 | $841,006 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 144,001 | $839,525 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,316 | $794,470 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 7,223 | $793,038 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,907 | $774,135 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,252 | $744,700 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,387 | $744,179 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,779 | $729,827 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,556 | $715,100 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 65,520 | $711,547 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,877 | $700,444 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 20,015 | $699,933 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 8,213 | $677,408 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 26,005 | $662,347 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,538 | $659,829 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 23,237 | $659,224 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,800 | $657,920 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 6,445 | $648,754 | dollars as filed | |
| Intel Corp | 458140100 | COM | 24,060 | $635,904 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 42,050 | $616,033 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,872 | $596,791 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 70,590 | $595,780 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 45,501 | $566,038 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 31,124 | $562,725 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 45,314 | $556,450 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 11,382 | $543,273 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,590 | $538,667 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 44,368 | $526,432 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,609 | $519,276 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 135,912 | $516,466 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,779 | $501,223 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,991 | $500,868 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 47,600 | $498,848 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 5,804 | $493,414 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,205 | $486,599 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,043 | $476,309 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 27,025 | $472,938 | dollars as filed | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,178,834 | $468,940 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,328 | $466,024 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,086 | $462,783 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,179 | $456,610 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,734 | $455,032 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 11,925 | $453,985 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 59,143 | $446,533 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,300 | $444,402 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,876 | $441,116 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 13,900 | $433,541 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 5,554 | $430,824 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 2,371 | $425,879 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,872 | $423,236 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 25,556 | $422,947 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 8,095 | $416,893 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 8,900 | $406,819 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,896 | $406,304 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 19,801 | $403,537 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,378 | $400,930 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,496 | $397,164 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 4,020 | $391,468 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 7,305 | $377,815 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,030 | $376,783 | dollars as filed | |
| SPY | 78462F103 | SHS | 980 | $374,737 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 5,000 | $374,050 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 11,858 | $370,447 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 13,800 | $364,596 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,300 | $358,131 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,562 | $356,745 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,625 | $355,743 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 19,120 | $352,002 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,333 | $351,285 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9,890 | $343,282 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 6,985 | $341,986 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 604 | $337,950 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,901 | $337,067 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,267 | $332,287 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 600 | $330,579 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 48,042 | $324,764 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,009 | $322,334 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 4,044 | $321,873 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,428 | $315,027 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 9,846 | $305,029 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,275 | $304,777 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,573 | $296,193 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 7,173 | $296,165 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 27,750 | $295,260 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 605 | $294,326 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 2,650 | $289,327 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,280 | $287,962 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,885 | $286,237 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 27,184 | $285,700 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,518 | $283,574 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,733 | $283,004 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,498 | $280,886 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,426 | $271,763 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,638 | $271,724 | dollars as filed | |
| Deere & Company | 244199105 | COM | 630 | $270,119 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 6,370 | $263,145 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,150 | $257,500 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 2,035 | $244,892 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,010 | $244,763 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,298 | $242,367 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,393 | $241,649 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 21,594 | $239,046 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,189 | $238,033 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 717 | $237,571 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 1,955 | $235,773 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 11,130 | $234,615 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,955 | $231,837 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,145 | $226,147 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,298 | $225,644 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,514 | $224,420 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 9,187 | $223,428 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,729 | $219,114 | dollars as filed | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 44,501 | $218,263 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 1,804 | $216,390 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,258 | $210,988 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,067 | $207,491 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 3,250 | $206,733 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,224 | $201,214 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,728 | $200,079 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 23,746 | $194,483 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,724 | $189,483 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,500 | $179,445 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 15,738 | $175,002 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 15,106 | $170,698 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 15,132 | $168,419 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 19,394 | $145,453 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 28,500 | $144,495 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,000 | $118,700 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,723 | $102,190 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 31,375 | $100,715 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 48,260 | $99,898 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 61,550 | $96,018 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 15,650 | $95,465 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 59,008 | $90,282 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 42,250 | $80,275 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,000 | $78,000 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 47,000 | $74,730 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 110,000 | $27,181 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 17,025 | $26,389 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 21,700 | $22,568 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 40,500 | $12,996 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 18,316 | $10,568 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001907254-23-000001 | this filing | 2023-02-02 | acceptance time not in the bulk data set |