13F-HR filed by WEALTH EFFECTS LLC
WEALTH EFFECTS LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 183 holding rows worth $163,512,000.
- Accession
- 0001907254-22-000004
- Filer
- CIK 1907254
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 183 entries on the cover page, a total value of $163,512,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,512,000 with VALUE read as thousands by filing date, 13F file number 028-21668. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 114,047 | $15,761,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,594,760 | $13,000,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 59,601 | $6,735,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 156,620 | $5,176,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 21,513 | $5,010,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 79,398 | $3,759,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35,685 | $3,413,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 32,322 | $3,378,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 54,405 | $3,251,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 74,126 | $3,244,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,713 | $3,243,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 37,672 | $3,153,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 324,909 | $2,417,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,447 | $2,076,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 259,275 | $2,069,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20,827 | $1,986,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,538 | $1,951,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,583 | $1,810,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 10,543 | $1,753,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,308 | $1,684,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,240 | $1,655,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 100,855 | $1,579,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,036 | $1,511,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,500 | $1,421,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,299 | $1,402,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 33,781 | $1,313,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,978 | $1,283,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,705 | $1,271,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 172,401 | $1,262,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,651 | $1,242,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,762 | $1,232,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 21,587 | $1,218,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,491 | $1,128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,701 | $1,109,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 29,655 | $1,073,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,025 | $1,068,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 9,826 | $1,053,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 13,303 | $1,051,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 27,650 | $1,050,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 42,915 | $990,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,462 | $990,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,948 | $962,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,500 | $954,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,025 | $868,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 12,115 | $838,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 28,379 | $834,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 35,174 | $823,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,495 | $819,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,502 | $800,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 8,224 | $790,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 83,590 | $761,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 10,317 | $740,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,614 | $721,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 13,485 | $691,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,124 | $689,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,302 | $688,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 62,874 | $683,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,231 | $682,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,805 | $678,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 22,400 | $677,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,978 | $671,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,424 | $648,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 52,368 | $643,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,893 | $613,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,855 | $589,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 45,000 | $579,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,973 | $571,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,492 | $570,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 61,269 | $561,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,215,834 | $547,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 41,345 | $544,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 26,891 | $540,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,745 | $529,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,115 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,872 | $511,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 13,080 | $478,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,674 | $474,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 12,509 | $472,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 45,250 | $472,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 11,382 | $471,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 992 | $469,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 64,531 | $468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 18,773 | $467,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,751 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 17,870 | $453,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 26,400 | $447,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 26,583 | $442,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,051 | $431,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 11,677 | $423,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,480 | $422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 22,630 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,720 | $411,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,845 | $405,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,318 | $404,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 47,850 | $400,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 25,509 | $390,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 48,292 | $390,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,496 | $386,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 19,801 | $384,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,925 | $360,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 980 | $350,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 12,820 | $345,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,002 | $344,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,654 | $344,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,053 | $337,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,036 | $334,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 2,460 | $334,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,105 | $331,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,940 | $324,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,188 | $324,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,000 | $323,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,984 | $321,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,418 | $318,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,830 | $314,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 590 | $299,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,688 | $297,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 667 | $296,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 126,433 | $295,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,610 | $293,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 952 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,527 | $290,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 44,501 | $287,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 865 | $280,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,371 | $280,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 3,500 | $280,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,733 | $279,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,401 | $274,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,415 | $263,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 8,245 | $263,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 27,228 | $263,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,846 | $262,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,192 | $258,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,094 | $254,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,025 | $253,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,514 | $251,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,630 | $250,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,318 | $246,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 10,540 | $246,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 14,090 | $242,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,572 | $239,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 856 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 20,094 | $236,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 605 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,424 | $234,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 695 | $232,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,161 | $232,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 26,846 | $229,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 35,000 | $224,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 9,000 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 7,298 | $223,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,056 | $222,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,367 | $221,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,880 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,189 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,955 | $210,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 87,550 | $210,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,173 | $207,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,010 | $206,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,643 | $204,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,457 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,221 | $202,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 52,600 | $195,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 32,125 | $187,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,958 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,500 | $164,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 19,042 | $157,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 17,438 | $144,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 28,500 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,075 | $120,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,472 | $117,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 15,650 | $117,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,000 | $110,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 15,005 | $109,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 64,664 | $105,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,700 | $104,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 43,600 | $93,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 48,660 | $88,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 27,785 | $54,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 38,070 | $44,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,500 | $43,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 51,000 | $37,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 110,000 | $25,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 18,316 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001907254-22-000004 | this filing | 2022-11-14 | acceptance time not in the bulk data set |