13F-HR filed by Financial Connections Group, Inc.
Financial Connections Group, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-06, with 136 holding rows worth $81,066,000.
- Accession
- 0001907157-23-000003
- Filer
- CIK 1907157
- Filed
- 2023-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 136 entries on the cover page, a total value of $81,066,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,066,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-21874. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 460,406 | $13,789,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 359,793 | $8,102,000 | thousands, detected and multiplied | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 149,943 | $7,870,000 | thousands, detected and multiplied | |
| Dimensional International Value ETF | 25434V807 | SHS | 227,621 | $7,425,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E767 | COM | 172,373 | $5,974,000 | thousands, detected and multiplied | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 142,803 | $4,805,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 23,355 | $3,998,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 61,744 | $3,098,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E759 | COM | 51,691 | $2,951,000 | thousands, detected and multiplied | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 51,501 | $2,103,000 | thousands, detected and multiplied | |
| SPDW | 78463X889 | COM | 58,721 | $1,820,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,173 | $1,812,000 | thousands, detected and multiplied | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 55,009 | $1,764,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 31,954 | $1,637,000 | thousands, detected and multiplied | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 36,669 | $1,602,000 | thousands, detected and multiplied | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 28,951 | $1,008,000 | thousands, detected and multiplied | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 23,060 | $770,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 2,553 | $638,000 | thousands, detected and multiplied | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q701 | ULTRA SHRT TRM | 11,350 | $554,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,698 | $487,000 | thousands, detected and multiplied | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q883 | FLOATING RATE | 9,574 | $487,000 | thousands, detected and multiplied | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 12,317 | $409,000 | thousands, detected and multiplied | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 16,623 | $406,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,831 | $370,000 | thousands, detected and multiplied | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 10,884 | $368,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 1,560 | $358,000 | thousands, detected and multiplied | |
| NVIDIA Corp | 67066G104 | COM | 820 | $356,000 | thousands, detected and multiplied | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 13,046 | $356,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 11,643 | $323,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,016 | $305,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 2,866 | $303,000 | thousands, detected and multiplied | |
| American Express Company | 025816109 | COM | 1,834 | $273,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 6,857 | $272,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,632 | $225,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 1,569 | $199,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,956 | $189,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,231 | $178,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 1,046 | $155,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 352 | $150,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 4,976 | $142,000 | thousands, detected and multiplied | |
| TRITON INTL LTD | G9078F107 | CL A | 1,750 | $139,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 2,937 | $136,000 | thousands, detected and multiplied | |
| MasterCard, Inc | 57636Q104 | COM | 321 | $127,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,567 | $119,000 | thousands, detected and multiplied | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 401 | $117,000 | thousands, detected and multiplied | |
| 3M CO COM | 88579Y101 | Stock | 1,216 | $113,000 | thousands, detected and multiplied | |
| Amgen Inc. | 031162100 | COM | 400 | $107,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 214 | $107,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 1,065 | $103,000 | thousands, detected and multiplied | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,827 | $91,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,549 | $88,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 3,113 | $85,000 | thousands, detected and multiplied | |
| Salesforce.com, Inc | 79466L302 | COM | 416 | $84,000 | thousands, detected and multiplied | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $75,000 | thousands, detected and multiplied | |
| T. ROWE PRICE CAPITAL APPRECIATION EQUITY ETF | 87283Q867 | ETF | 3,000 | $74,000 | thousands, detected and multiplied | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 2,851 | $74,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 1,591 | $68,000 | thousands, detected and multiplied | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,885 | $63,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 1,340 | $61,000 | thousands, detected and multiplied | |
| CORTEVA INC COM | 22052L104 | Stock | 1,144 | $58,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,350 | $58,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 113 | $57,000 | thousands, detected and multiplied | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 97 | $57,000 | thousands, detected and multiplied | |
| Automatic Data Processing,Inc. | 053015103 | COM | 223 | $53,000 | thousands, detected and multiplied | |
| Applied Materials,Inc. | 038222105 | COM | 378 | $52,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 142 | $50,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 488 | $50,000 | thousands, detected and multiplied | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 508 | $50,000 | thousands, detected and multiplied | |
| ServiceNow,Inc. | 81762P102 | COM | 87 | $48,000 | thousands, detected and multiplied | |
| Netflix, Inc | 64110L106 | COM | 104 | $39,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 703 | $37,000 | thousands, detected and multiplied | |
| IDEXX LABS INC COM | 45168D104 | Stock | 84 | $36,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 888 | $33,000 | thousands, detected and multiplied | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 33 | $29,000 | thousands, detected and multiplied | |
| Accenture Plc Class A | G1151C101 | COM | 85 | $26,000 | thousands, detected and multiplied | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 91 | $25,000 | thousands, detected and multiplied | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 401 | $25,000 | thousands, detected and multiplied | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,513 | $22,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 593 | $21,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 116 | $19,000 | thousands, detected and multiplied | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 169 | $18,000 | thousands, detected and multiplied | |
| Comcast Corp | 20030N101 | COM | 396 | $17,000 | thousands, detected and multiplied | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 141 | $17,000 | thousands, detected and multiplied | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,242 | $17,000 | thousands, detected and multiplied | |
| Duke Energy Corporation | 26441C204 | COM | 187 | $16,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 822 | $15,000 | thousands, detected and multiplied | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 659 | $14,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 31 | $14,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 90 | $14,000 | thousands, detected and multiplied | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $13,000 | thousands, detected and multiplied | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 144 | $13,000 | thousands, detected and multiplied | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 593 | $12,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 216 | $11,000 | thousands, detected and multiplied | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 715 | $11,000 | thousands, detected and multiplied | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,261 | $11,000 | thousands, detected and multiplied | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 2,380 | $11,000 | thousands, detected and multiplied | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 300 | $10,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 386 | $10,000 | thousands, detected and multiplied | |
| Boeing Company | 097023105 | COM | 49 | $9,000 | thousands, detected and multiplied | |
| XYLEM INC COM | 98419M100 | Stock | 109 | $9,000 | thousands, detected and multiplied | |
| ENBRIDGE INC COM | 29250N105 | Stock | 264 | $8,000 | thousands, detected and multiplied | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 627 | $8,000 | thousands, detected and multiplied | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 160 | $8,000 | thousands, detected and multiplied | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 115 | $7,000 | thousands, detected and multiplied | |
| ConocoPhillips | 20825C104 | COM | 60 | $7,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $7,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 350 | $7,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 100 | $7,000 | thousands, detected and multiplied | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 561 | $5,000 | thousands, detected and multiplied | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 537 | $4,000 | thousands, detected and multiplied | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 172 | $4,000 | thousands, detected and multiplied | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 500 | $3,000 | thousands, detected and multiplied | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 54 | $3,000 | thousands, detected and multiplied | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 68 | $3,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $3,000 | thousands, detected and multiplied | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 100 | $2,000 | thousands, detected and multiplied | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 135 | $2,000 | thousands, detected and multiplied | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 50 | $2,000 | thousands, detected and multiplied | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 109 | $2,000 | thousands, detected and multiplied | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10 | $1,000 | thousands, detected and multiplied | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $1,000 | thousands, detected and multiplied | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 147 | $1,000 | thousands, detected and multiplied | |
| KONTOOR BRANDS INC | 50050N103 | COM | 32 | $1,000 | thousands, detected and multiplied | |
| SURO CAP CORP | 86887Q109 | COM NEW | 500 | $1,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 15 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALCON AG ORD SHS | H01301128 | Stock | 4 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 14 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 20 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 8 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| CORSAIR GAMING INC | 22041X102 | COM | 60 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 327 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 38 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 5 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001907157-23-000003 | this filing | 2023-11-06 | acceptance time not in the bulk data set |