13F-HR filed by Amplius Wealth Advisors, LLC
Amplius Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-17, with 162 holding rows worth $746,141,075.
- Accession
- 0001900584-23-000006
- Filer
- CIK 1900584
- Filed
- 2023-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 162 entries on the cover page, a total value of $746,141,075 stated on the cover page (in dollars after the unit check, H1), rows summing to $746,141,075 with VALUE read as dollars as filed, 13F file number 028-21517. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 937,698 | $59,538,684 | dollars as filed | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 1,981,099 | $57,907,530 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 582,238 | $42,644,216 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 1,681,189 | $42,251,770 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1,124,309 | $33,583,941 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 1,207,279 | $33,031,784 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 688,751 | $28,719,385 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 604,887 | $28,624,439 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 537,868 | $27,093,421 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 72,813 | $26,086,583 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 886,141 | $21,702,763 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 424,755 | $21,195,197 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 97,063 | $19,474,720 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 227,102 | $16,422,280 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 128,879 | $13,808,097 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 268,074 | $13,114,096 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 219,151 | $13,021,988 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 133,712 | $12,679,899 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 290,565 | $12,657,658 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 60,382 | $12,570,297 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 645,182 | $11,788,573 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 149,166 | $11,130,732 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 32,231 | $10,795,764 | dollars as filed | |
| Apple Inc | 037833100 | COM | 55,269 | $9,462,680 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 56,980 | $8,073,531 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 79,486 | $7,342,103 | dollars as filed | |
| Linde plc | G54950103 | COM | 19,011 | $7,078,931 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 63,021 | $5,935,930 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 144,363 | $5,313,769 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 107,012 | $5,238,221 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 33,195 | $5,157,862 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 258,921 | $5,048,957 | dollars as filed | |
| SPY | 78462F103 | SHS | 11,566 | $4,944,234 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 206,534 | $4,853,539 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 97,261 | $4,312,544 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 68,367 | $4,101,349 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 12,796 | $4,040,237 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 109,055 | $3,815,847 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 13,765 | $3,661,352 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 38,238 | $2,987,951 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 149,678 | $2,905,251 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 20,023 | $2,761,725 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $2,657,385 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 77,793 | $2,531,390 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 74,482 | $2,236,694 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,869 | $2,206,449 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 37,330 | $2,194,606 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 23,052 | $2,174,455 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 16,111 | $2,123,333 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,201 | $2,059,483 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 15,236 | $1,985,860 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 14,432 | $1,834,583 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 28,907 | $1,777,494 | dollars as filed | |
| IJH | 464287507 | COM | 6,629 | $1,653,021 | dollars as filed | |
| PRINCIPAL CONTRARIAN VALUE INDEX ETF | 74255Y862 | ETF | 56,146 | $1,643,274 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,222 | $1,468,511 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 39,473 | $1,456,555 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 24,176 | $1,281,809 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,651 | $1,278,945 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,926 | $1,235,426 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 35,104 | $1,164,397 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 75,550 | $1,134,755 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,454 | $1,131,666 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,248 | $1,087,499 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,895 | $1,045,852 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,690 | $1,012,435 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,686 | $989,496 | dollars as filed | |
| VTI | 922908769 | COM | 4,524 | $960,943 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,565 | $840,608 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,455 | $836,115 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,706 | $832,277 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 59,868 | $829,171 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,861 | $809,518 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 4,713 | $794,676 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,161 | $791,838 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,702 | $746,769 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,459 | $738,216 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 4,545 | $707,906 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 10,955 | $704,974 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 10,290 | $704,221 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,283 | $702,112 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,234 | $675,025 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,684 | $661,322 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 16,609 | $643,433 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 8,310 | $619,878 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 7,503 | $608,118 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,296 | $602,716 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,048 | $592,078 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,420 | $562,192 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 38,254 | $561,186 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 36,821 | $533,541 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,334 | $505,156 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,153 | $495,212 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 761 | $491,979 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 9,369 | $483,066 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 955 | $481,596 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,044 | $478,015 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 12,508 | $452,730 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,070 | $443,354 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,233 | $442,606 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,882 | $441,234 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,316 | $440,204 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 8,396 | $429,525 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,563 | $416,715 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 23,319 | $408,551 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,583 | $396,098 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,822 | $393,460 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,690 | $375,793 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 13,677 | $374,471 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,181 | $369,525 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 36,288 | $357,071 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,268 | $338,068 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,868 | $334,967 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,865 | $332,859 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,336 | $317,940 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,499 | $315,038 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 760 | $310,810 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,090 | $308,906 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,769 | $307,814 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 11,431 | $304,875 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 1,871 | $299,229 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,010 | $294,026 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 17,582 | $290,103 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,629 | $287,909 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,253 | $278,869 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 840 | $272,190 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,705 | $271,936 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 24,761 | $271,133 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 12,389 | $269,463 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,500 | $260,040 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,653 | $251,983 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,093 | $248,430 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 299 | $248,343 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,690 | $245,732 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,201 | $241,406 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,000 | $236,040 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,686 | $232,098 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,840 | $232,084 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 2,751 | $228,443 | dollars as filed | |
| Intel Corp | 458140100 | COM | 6,335 | $225,209 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,113 | $224,883 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,163 | $222,862 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,835 | $222,160 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,000 | $219,067 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,460 | $217,817 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 4,031 | $215,634 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 779 | $212,144 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 872 | $209,786 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 890 | $209,070 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 409 | $208,974 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 6,434 | $208,527 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 4,150 | $205,149 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 811 | $201,209 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 966 | $200,773 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 4,896 | $200,058 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 27,218 | $189,439 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 16,962 | $184,207 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 13,735 | $170,584 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,000 | $147,400 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 30,992 | $140,084 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,000 | $72,490 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 47,800 | $22,418 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001900584-23-000006 | this filing | 2023-10-17 | acceptance time not in the bulk data set |