13F-HR filed by Independent Wealth Network Inc.
Independent Wealth Network Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-12, with 208 holding rows worth $166,393,956.
- Accession
- 0001891240-23-000003
- Filer
- CIK 1891240
- Filed
- 2023-07-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 208 entries on the cover page, a total value of $166,393,956 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,393,956 with VALUE read as dollars as filed, 13F file number 028-21395. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 195,109 | $9,782,782 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 109,289 | $6,667,695 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 26,452 | $6,508,563 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 105,074 | $5,475,412 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 121,854 | $5,264,098 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 152,342 | $3,864,908 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 24,555 | $3,863,769 | dollars as filed | |
| Apple Inc | 037833100 | COM | 19,635 | $3,808,568 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 35,944 | $3,448,499 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 60,509 | $3,347,963 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 60,406 | $3,177,262 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 8,507 | $2,896,820 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 76,197 | $2,825,396 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 52,625 | $2,519,140 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 41,916 | $2,018,675 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 38,200 | $1,963,885 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 21,476 | $1,741,294 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 21,284 | $1,727,630 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 78,098 | $1,631,457 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 15,084 | $1,599,988 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 93,239 | $1,489,025 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 19,786 | $1,485,533 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,995 | $1,475,900 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 10,968 | $1,429,788 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,009 | $1,427,822 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 115,319 | $1,348,081 | dollars as filed | |
| SPY | 78462F103 | SHS | 3,017 | $1,337,466 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 67,533 | $1,312,842 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,599 | $1,269,822 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 4,265 | $1,206,771 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 12,166 | $1,189,497 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,456 | $1,178,496 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 22,196 | $1,128,016 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,488 | $1,125,840 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 107,378 | $1,069,487 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 17,996 | $1,069,142 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 22,745 | $1,049,930 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,441 | $1,041,610 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,035,620 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 11,096 | $1,018,823 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 4,067 | $1,015,653 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 4,274 | $1,014,993 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,709 | $967,992 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 42,104 | $885,868 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,122 | $871,098 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 19,816 | $853,871 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 19,640 | $846,288 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,815 | $808,776 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,577 | $795,736 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 6,994 | $792,366 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,871 | $791,478 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,608 | $788,501 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,739 | $786,038 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 17,056 | $772,649 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 33,675 | $771,149 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 9,538 | $753,822 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 65,931 | $749,632 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 8,909 | $744,444 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L722 | RARE DY FIXE ETF | 32,913 | $740,181 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F474 | FT VEST US EQT | 23,252 | $731,482 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,444 | $721,799 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,767 | $719,589 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,191 | $680,642 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 27,895 | $650,232 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 13,613 | $639,812 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 13,450 | $637,780 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,106 | $617,511 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,662 | $611,613 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 6,776 | $606,113 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 13,077 | $603,911 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,604 | $596,488 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,834 | $583,053 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 505 | $581,760 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,883 | $569,646 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 29,904 | $561,899 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 10,520 | $560,280 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,094 | $555,999 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 7,169 | $555,956 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 22,850 | $555,941 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 42,656 | $541,733 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,464 | $541,166 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,522 | $540,882 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,194 | $535,073 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,426 | $529,578 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,231 | $520,845 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 967 | $520,624 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 41,502 | $487,649 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,253 | $484,580 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,270 | $482,085 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,367 | $477,532 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 24,362 | $467,258 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,848 | $466,959 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,538 | $465,436 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,895 | $458,134 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 20,175 | $454,948 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 28,313 | $451,592 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 12,752 | $451,240 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,019 | $450,630 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,402 | $446,860 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 9,086 | $436,673 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 7,974 | $434,084 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 6,479 | $432,020 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,218 | $429,225 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,504 | $420,285 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 8,220 | $415,790 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,249 | $412,516 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,165 | $410,336 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,866 | $408,793 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 26,490 | $406,092 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,533 | $402,881 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 6,687 | $402,591 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 8,931 | $398,412 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 11,267 | $397,738 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,582 | $378,809 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,249 | $374,891 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,599 | $371,979 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 10,134 | $368,776 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,689 | $367,617 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,007 | $363,757 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 44,624 | $363,241 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 6,925 | $359,615 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,835 | $359,386 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 28,161 | $353,986 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,072 | $353,554 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 11,154 | $346,542 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,866 | $345,753 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,652 | $345,181 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,366 | $344,088 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,495 | $343,928 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,162 | $341,972 | dollars as filed | |
| Deere & Company | 244199105 | COM | 840 | $340,383 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,800 | $333,408 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,577 | $333,044 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 44,706 | $330,824 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 14,499 | $330,142 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 2,264 | $321,646 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,057 | $320,882 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 8,615 | $319,118 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,216 | $316,514 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 2,349 | $316,452 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 17,517 | $315,656 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 3,721 | $314,834 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,239 | $313,314 | dollars as filed | |
| Intel Corp | 458140100 | COM | 9,354 | $312,787 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,037 | $312,667 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 8,244 | $306,591 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 601 | $304,979 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,823 | $303,845 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,052 | $294,323 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 746 | $293,402 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 7,466 | $292,757 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,507 | $292,268 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,424 | $288,665 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 7,863 | $288,398 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,057 | $276,691 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,741 | $272,869 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,270 | $272,555 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,480 | $270,370 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 55,466 | $263,465 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,005 | $261,936 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,226 | $258,985 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,114 | $257,336 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,116 | $253,285 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,113 | $252,467 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 818 | $244,099 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,141 | $243,881 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,584 | $243,620 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,644 | $243,489 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 16,065 | $243,065 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,308 | $238,067 | dollars as filed | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,406 | $235,920 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,540 | $233,691 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,184 | $233,100 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,879 | $229,801 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,237 | $228,140 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,027 | $225,440 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 588 | $224,304 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,403 | $221,251 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 460 | $221,094 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,778 | $220,907 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 3,667 | $220,833 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,441 | $219,058 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,378 | $211,121 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 683 | $210,760 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 449 | $210,572 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 525 | $210,467 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 951 | $210,266 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 855 | $209,269 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 681 | $207,766 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,879 | $207,515 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,132 | $203,000 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,033 | $200,480 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 12,645 | $179,053 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,147 | $156,058 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 21,937 | $147,634 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,900 | $138,543 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,471 | $137,242 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,012 | $134,175 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,520 | $120,730 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 13,622 | $113,607 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,943 | $73,972 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,172 | $69,488 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 33,373 | $59,070 | dollars as filed | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 50,000 | $48,500 | dollars as filed | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 18,000 | $17,798 | dollars as filed | principal |
| PHUNWARE INC | 71948P100 | COMMON | 29,693 | $16,034 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 10,000 | $9,695 | dollars as filed | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 16,050 | $3,852 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001891240-23-000003 | this filing | 2023-07-12 | acceptance time not in the bulk data set |