13F-HR filed by Independent Wealth Network Inc.
Independent Wealth Network Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-04, with 207 holding rows worth $152,966,000.
- Accession
- 0001891240-21-000002
- Filer
- CIK 1891240
- Filed
- 2021-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 212 entries on the cover page, a total value of $152,966,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,966,000 with VALUE read as thousands by filing date, 13F file number 028-21395. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 112,311 | $7,935,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 26,083 | $5,309,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 115,748 | $4,785,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 153,594 | $4,569,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 78,747 | $4,305,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 51,093 | $3,677,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 33,564 | $3,577,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,797 | $3,066,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 33,486 | $2,853,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,985 | $2,781,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,947 | $2,719,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,427 | $2,648,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 27,585 | $2,398,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,469 | $2,166,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 32,001 | $2,062,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,131 | $2,057,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 41,744 | $2,031,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 47,987 | $1,983,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,522 | $1,844,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,938 | $1,682,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 15,721 | $1,676,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,030 | $1,596,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 75,216 | $1,542,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 29,478 | $1,492,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 28,236 | $1,441,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,563 | $1,432,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 13,568 | $1,401,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 24,140 | $1,287,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,647 | $1,252,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 54,100 | $1,180,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,464 | $1,151,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 64,109 | $1,096,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,691 | $1,069,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 83,714 | $1,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 12,631 | $1,018,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,046 | $1,010,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 19,085 | $980,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,350 | $970,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,781 | $958,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,326 | $920,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,425 | $895,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 20,205 | $892,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,367 | $883,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,961 | $855,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 55,729 | $840,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,036 | $835,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 30,716 | $818,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,746 | $809,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,587 | $795,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 35,697 | $790,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,186 | $771,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,198 | $769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,807 | $765,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 18,069 | $750,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,517 | $732,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,394 | $725,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 13,936 | $723,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 8,838 | $721,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,486 | $720,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 10,414 | $695,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,424 | $665,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 7,288 | $636,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,034 | $631,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,527 | $611,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,562 | $607,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,234 | $592,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,962 | $592,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,578 | $590,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 5,508 | $587,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 11,075 | $585,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 13,556 | $582,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,103 | $581,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,430 | $578,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 59,205 | $573,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 27,043 | $569,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,591 | $556,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,137 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 8,068 | $551,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,279 | $542,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 20,674 | $540,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,250 | $540,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 13,891 | $535,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,304 | $531,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,056 | $520,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 153 | $518,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,478 | $512,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,326 | $512,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,004 | $511,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,990 | $511,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 15,883 | $494,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,560 | $490,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,772 | $484,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,860 | $482,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,256 | $479,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 8,350 | $479,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,578 | $479,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 9,276 | $473,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,457 | $470,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,915 | $462,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 9,041 | $456,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 153 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,877 | $447,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,002 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,638 | $441,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,474 | $432,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 19,945 | $429,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 4,135 | $426,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,965 | $423,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,482 | $404,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,919 | $400,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,986 | $385,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 14,379 | $379,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,382 | $375,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,223 | $375,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 845 | $372,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,927 | $359,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,762 | $358,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 5,813 | $358,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,150 | $356,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 20,022 | $354,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 700 | $352,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 5,607 | $346,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,185 | $341,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,783 | $340,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,508 | $335,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,422 | $326,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,986 | $325,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,427 | $312,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,382 | $310,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 489 | $305,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,436 | $305,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,736 | $303,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 834 | $302,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 8,794 | $297,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 243 | $295,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 6,231 | $292,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 847 | $291,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 10,675 | $289,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,290 | $281,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 613 | $280,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 402 | $277,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,043 | $277,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,909 | $277,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,908 | $276,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,045 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,473 | $274,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 830 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,097 | $266,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,628 | $263,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,591 | $261,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,243 | $260,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,967 | $260,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 389 | $255,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,486 | $252,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 11,616 | $252,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,962 | $250,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,905 | $250,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,061 | $249,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,090 | $246,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 540 | $246,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,291 | $246,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 6,230 | $245,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 82 | $241,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,990 | $241,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,203 | $240,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,261 | $240,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,936 | $239,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,368 | $239,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 847 | $238,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,112 | $237,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 6,256 | $235,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 972 | $233,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,058 | $233,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 6,163 | $228,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,021 | $227,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,651 | $226,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 22,861 | $226,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 889 | $223,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 829 | $216,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,134 | $215,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,074 | $213,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,283 | $213,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 5,936 | $210,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,579 | $209,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,940 | $205,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 813 | $201,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,160 | $200,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,113 | $190,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,136 | $156,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,520 | $124,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 27,829 | $122,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,627 | $117,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,937 | $72,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $67,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 400 | $64,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 200 | $20,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 300 | $20,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 100 | $16,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 100 | $13,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 100 | $10,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 100 | $9,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 16,250 | $7,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $1,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 100 | $1,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001891240-21-000002 | this filing | 2021-11-04 | acceptance time not in the bulk data set |