13F-HR filed by NFSG Corp
NFSG Corp filed this 13F-HR for the quarter ended 2020-09-30, filed 2021-09-07, with 1,072 holding rows worth $101,505,000.
- Accession
- 0001879757-21-000006
- Filer
- CIK 1879757
- Filed
- 2021-09-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,072 entries on the cover page, a total value of $101,505,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,505,000 with VALUE read as thousands by filing date, 13F file number 028-21366. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 659 | $20,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 558 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 310 | $20,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,000 | $20,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,000 | $20,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 900 | $20,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,687 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,774 | $20,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,389 | $20,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 4,768 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 443 | $20,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,950 | $19,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 750 | $19,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 400 | $19,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 295 | $19,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 295 | $19,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 653 | $19,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 920 | $19,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 695 | $19,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 69 | $19,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,652 | $19,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 8,000 | $19,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 138 | $18,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 915 | $18,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 82 | $18,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 76 | $18,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,500 | $18,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 167 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 109 | $18,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 1,343 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 822 | $18,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 2,000 | $18,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 300 | $18,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 636 | $18,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,075 | $18,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 2,843 | $18,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 20,000 | $18,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 10 | $17,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 364 | $17,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 51 | $17,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 550 | $17,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 563 | $17,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 168 | $17,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 400 | $17,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 299 | $17,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 945 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 520 | $17,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 665 | $17,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,073 | $17,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,500 | $17,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 121 | $17,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 1,300 | $17,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 8,000 | $17,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 52 | $16,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 455 | $16,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 457 | $16,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 200 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 547 | $16,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 900 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 63 | $16,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,197 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 154 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 177 | $16,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,000 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,158 | $16,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 600 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 2,745 | $16,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 550 | $16,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 450 | $16,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 3,650 | $16,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 262 | $15,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 140 | $15,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 100 | $15,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,341 | $15,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,857 | $15,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,000 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,008 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 385 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 160 | $15,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 50 | $15,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 700 | $15,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 635 | $15,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,800 | $15,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 115 | $14,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,484 | $14,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 144 | $14,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 147 | $14,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,784 | $14,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,944 | $14,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 87 | $14,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 150 | $14,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,109 | $14,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 700 | $14,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 927 | $14,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,100 | $14,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 140 | $14,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,154 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,274 | $14,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 116 | $14,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,000 | $14,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,500 | $14,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 55 | $13,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 104 | $13,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 110 | $13,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 229 | $13,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 272 | $13,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 446 | $13,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 372 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,014 | $13,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 48 | $13,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 200 | $13,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 200 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 225 | $13,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,586 | $13,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 111 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 436 | $13,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,866 | $13,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,768 | $13,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 329 | $12,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 208 | $12,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 107 | $12,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 38 | $12,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 531 | $12,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 200 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 500 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 600 | $12,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 485 | $12,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 164 | $12,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 228 | $12,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 300 | $12,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 182 | $12,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 480 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 280 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 784 | $12,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 4,000 | $12,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,070 | $12,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 5,000 | $12,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 1,000 | $12,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 15 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 133 | $11,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 150 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 102 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 159 | $11,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 392 | $11,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 229 | $11,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 224 | $11,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 100 | $11,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 15 | $11,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 142 | $11,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 65 | $11,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 42 | $11,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,000 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 430 | $11,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 700 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 369 | $11,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,275 | $11,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 505 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,000 | $11,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 5,350 | $11,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 101 | $10,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 85 | $10,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 23 | $10,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 147 | $10,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 78 | $10,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 240 | $10,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 418 | $10,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 131 | $10,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 475 | $10,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200 | $10,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 228 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 61 | $10,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 162 | $10,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 276 | $10,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,200 | $10,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 2,000 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 365 | $10,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 170 | $10,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,100 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 350 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,100 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 251 | $10,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,000 | $10,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 450 | $10,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 39 | $9,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 86 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 191 | $9,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 250 | $9,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 299 | $9,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 66 | $9,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 284 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 77 | $9,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 545 | $9,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 220 | $9,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,078 | $9,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 488 | $9,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 532 | $9,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 2,599 | $9,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 555 | $9,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 113 | $9,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $9,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 800 | $9,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,065 | $9,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 1,766 | $9,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 650 | $9,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 527 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,500 | $9,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 468 | $9,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 800 | $9,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 154 | $9,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 155 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 153 | $8,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 112 | $8,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 40 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 90 | $8,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 100 | $8,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 650 | $8,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 164 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 70 | $8,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 836 | $8,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 936 | $8,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $8,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 719 | $8,000 | thousands by filing date | |
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| TENNECO INC | 880349105 | COM | 1,000 | $7,000 | thousands by filing date | |
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| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 103 | $6,000 | thousands by filing date | |
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| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 639 | $6,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,145 | $6,000 | thousands by filing date | |
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| TWIST BIOSCIENCE CORP | 90184D100 | COM | 74 | $6,000 | thousands by filing date | |
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| H2O AMERICA | 784305104 | COM | 92 | $6,000 | thousands by filing date | |
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| FLIR SYS INC | 302445101 | COM | 160 | $6,000 | thousands by filing date | |
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| United Parcel Service, Inc | 917286106 | COM | 700 | $6,000 | thousands by filing date | |
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| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,500 | $6,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,500 | $6,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 50 | $5,000 | thousands by filing date | |
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| Vanguard Small-Cap Value ETF | 922908611 | SHS | 46 | $5,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 68 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 344 | $5,000 | thousands by filing date | |
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| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 40 | $5,000 | thousands by filing date | |
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| NEW MTN FIN CORP | 647551100 | COM | 485 | $5,000 | thousands by filing date | |
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| BLACKLINE, INC. | 09239B109 | COM | 55 | $5,000 | thousands by filing date | |
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| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,132 | $5,000 | thousands by filing date | |
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| BEST INC | 08653C106 | SPONSORED ADS | 1,500 | $5,000 | thousands by filing date | |
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| Elevance Health, Inc. | 036752103 | COM | 16 | $4,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 122 | $4,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 146 | $4,000 | thousands by filing date | |
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| PPG INDS INC COM | 693506107 | Stock | 36 | $4,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 200 | $4,000 | thousands by filing date | |
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| EVOLUS INC | 30052C107 | COM | 1,000 | $4,000 | thousands by filing date | |
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| II VI INC | 902104108 | COM | 110 | $4,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 70 | $4,000 | thousands by filing date | |
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| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 120 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464289842 | MSCI PERU GL ETF | 130 | $4,000 | thousands by filing date | |
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| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 477 | $4,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 856 | $4,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 132 | $4,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 252 | $4,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 300 | $4,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 20 | $3,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 25 | $3,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 10 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 55 | $3,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 150 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 33 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17 | $3,000 | thousands by filing date | |
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| MACYS INC COM | 55616P104 | Stock | 600 | $3,000 | thousands by filing date | |
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| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 65 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 32 | $3,000 | thousands by filing date | |
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| TUPPERWARE BRANDS CORP | 899896104 | COM | 171 | $3,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,423 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 417 | $3,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 111 | $3,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 112 | $3,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,000 | $3,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,000 | $3,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $3,000 | thousands by filing date | |
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| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 122 | $3,000 | thousands by filing date | |
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| Abbott Laboratories | 002824100 | COM | 16 | $2,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 17 | $2,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 17 | $2,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 26 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 79 | $2,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 18 | $2,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6 | $2,000 | thousands by filing date | |
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| TREX CO INC | 89531P105 | COM | 22 | $2,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 34 | $2,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 5 | $2,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 61 | $2,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 13 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 17 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8 | $2,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 52 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 53 | $2,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 10 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 217 | $2,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 276 | $2,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 51 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 276 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 484 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 9 | $2,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 171 | $2,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 636 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 500 | $2,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 427 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 64 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 175 | $2,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 100 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 599 | $2,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 200 | $2,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 500 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 47 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 106 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 921 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,500 | $2,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 250 | $2,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 992 | $2,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 290 | $2,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 12 | $1,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2 | $1,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 22 | $1,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 13 | $1,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 64 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 41 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 29 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 21 | $1,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 17 | $1,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4 | $1,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 40 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4 | $1,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 9 | $1,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 40 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 15 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 15 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 25 | $1,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 96 | $1,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 10 | $1,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 9 | $1,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 20 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 14 | $1,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 7 | $1,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 7 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 220 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 62 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 10 | $1,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 75 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 29 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 7 | $1,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 75 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 39 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 75 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 20 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 12 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 2 | $1,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 190 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 200 | $1,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 59 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 25 | $1,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 12 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 439 | $1,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 100 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 500 | $1,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 10 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001879757-21-000006 | this filing | 2021-09-07 | acceptance time not in the bulk data set |