13F-HR filed by EMFO, LLC
EMFO, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-31, with 326 holding rows worth $105,044,000.
- Accession
- 0001859434-22-000011
- Filer
- CIK 1859434
- Filed
- 2022-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 330 entries on the cover page, a total value of $105,044,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,044,000 with VALUE read as thousands by filing date, 13F file number 028-21299. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMARSHFIELD ASSOCIATES028-03998
- included managerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010L103 | COM | 476,508 | $8,043,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 40,147 | $5,548,000 | thousands by filing date | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 285,659 | $4,116,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,064 | $3,302,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 65,744 | $3,290,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20,970 | $2,370,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,628 | $2,365,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,672 | $2,233,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 16,702 | $2,062,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,175 | $1,893,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,688 | $1,868,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,676 | $1,744,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 31,058 | $1,740,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 38,306 | $1,683,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 41,293 | $1,652,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 74,550 | $1,566,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 336,849 | $1,556,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,049 | $1,546,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,403 | $1,543,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,084 | $1,526,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,346 | $1,482,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,706 | $1,470,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,355 | $1,292,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 40,948 | $1,286,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 48,990 | $1,262,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,981 | $1,248,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,355 | $1,247,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,261 | $1,244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 56,371 | $1,235,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,809 | $1,083,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,500 | $1,029,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 20,509 | $1,019,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 12,523 | $1,001,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 31,020 | $978,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,085 | $904,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 17,500 | $897,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,321 | $888,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,796 | $872,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,874 | $794,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,010 | $764,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 28,225 | $729,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,350 | $712,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,069 | $688,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,281 | $669,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 16,666 | $662,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,566 | $651,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,015 | $645,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,857 | $585,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,330 | $581,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,858 | $513,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,830 | $489,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 22,300 | $485,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,000 | $484,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,085 | $429,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,566 | $423,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 5,000 | $416,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,260 | $407,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,250 | $404,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,391 | $399,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,810 | $389,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,911 | $386,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 9,500 | $379,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 230,717 | $362,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,930 | $358,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,515 | $350,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 25,750 | $347,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,000 | $334,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,500 | $334,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,197 | $330,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 38,000 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,850 | $312,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,650 | $310,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,924 | $306,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 6,570 | $299,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,000 | $297,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,071 | $291,000 | thousands by filing date | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 392,683 | $289,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,193 | $281,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,500 | $278,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,315 | $275,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 6,643 | $272,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 31,425 | $255,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 19,140 | $255,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,903 | $254,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 750 | $246,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,690 | $244,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 785 | $244,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,988 | $234,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,890 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,820 | $213,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,705 | $211,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 5,000 | $210,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 191,250 | $199,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,750 | $198,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,150 | $195,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,466 | $190,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,400 | $189,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,300 | $181,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,000 | $181,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 44 | $175,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 651 | $173,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 2,745 | $169,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,163 | $167,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,122 | $162,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,015 | $160,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,697 | $159,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 57,030 | $157,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,200 | $151,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 32,700 | $150,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,000 | $148,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,736 | $146,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,537 | $144,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 870 | $142,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,963 | $142,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 310 | $138,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,100 | $134,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 10,000 | $133,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 341 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 4,060 | $130,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,791 | $127,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,440 | $127,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 947 | $119,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 925 | $118,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 240 | $116,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 116,000 | $116,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 5,400 | $113,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 4,085 | $112,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 5,000 | $111,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 8,850 | $108,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,000 | $107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 1,465 | $102,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 20,000 | $100,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 493 | $96,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,055 | $95,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,047 | $94,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,409 | $93,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,575 | $93,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 90,000 | $93,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,085 | $92,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,017 | $89,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,263 | $89,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,004 | $87,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,300 | $85,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 751 | $84,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 738 | $83,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,326 | $82,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,235 | $82,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,049 | $82,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,500 | $80,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 411 | $77,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 380 | $77,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 564 | $77,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 65 | $76,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 1,645 | $75,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 77,000 | $75,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 254 | $74,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,150 | $74,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 776 | $73,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 430 | $73,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 325 | $73,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,083 | $70,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 819 | $68,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 68,500 | $68,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,200 | $67,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 792 | $65,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 91,000 | $65,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 72,400 | $64,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,594 | $63,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 458 | $61,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 584 | $54,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,448 | $53,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 229 | $53,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 1,380 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,682 | $50,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 330 | $49,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 745 | $48,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 750 | $47,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 288 | $45,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 200 | $45,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 800 | $44,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 5,000 | $44,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,510 | $43,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 89,475 | $43,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,637 | $41,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 408 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 670 | $39,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 13,400 | $39,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,151 | $37,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 2,040 | $36,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 130 | $35,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 916 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 8,195 | $35,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 181 | $33,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 600 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 875 | $33,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 390 | $32,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 70 | $32,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 3,800 | $32,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 3,550 | $28,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 444 | $27,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 220 | $27,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 70,000 | $27,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 851 | $26,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 840 | $25,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 150 | $25,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,000 | $25,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 228 | $24,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 125 | $23,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 265 | $23,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 122 | $22,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 100 | $22,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 607 | $22,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 200 | $22,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 390 | $22,000 | thousands by filing date | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 1,000 | $21,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 648 | $21,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 250 | $21,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 240 | $20,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 290 | $19,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 84 | $19,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 76 | $19,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,000 | $19,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 82 | $18,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 136 | $18,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 131 | $18,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 290 | $18,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 700 | $17,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,250 | $17,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 754 | $16,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 139 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 500 | $16,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 278 | $15,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 80 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 688 | $15,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 32,000 | $15,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 140 | $14,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $14,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 200 | $14,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 69 | $14,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 39 | $14,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 25 | $13,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 63 | $13,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 430 | $13,000 | thousands by filing date | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 449 | $13,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 833 | $13,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 710 | $13,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 500 | $12,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 65 | $12,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 92 | $12,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $12,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 178 | $12,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 300 | $12,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,666 | $12,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 300 | $12,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 639 | $11,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 78 | $11,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 250 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 140 | $11,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 158 | $10,000 | thousands by filing date | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 500 | $10,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 205 | $10,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 46 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 178 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 236 | $10,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 1,933 | $9,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 753 | $9,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 62 | $9,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 630 | $9,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 75 | $8,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 94 | $8,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,250 | $8,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 500 | $8,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,063 | $7,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 12 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 705 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 400 | $7,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 238 | $7,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 9,941 | $7,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 7,000 | $7,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 150 | $6,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 68 | $6,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9 | $6,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 526 | $6,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 10,000 | $6,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 12 | $5,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 48 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 81 | $5,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 186 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 47 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 85 | $5,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 189 | $5,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 1,032 | $5,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L304 | COMMON | 533 | $5,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 10,000 | $5,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 79 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22 | $4,000 | thousands by filing date | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 307 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20 | $4,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 57 | $3,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 562 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 54 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,110 | $3,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 3,333 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 18 | $2,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 75 | $2,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 600 | $2,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 32 | $1,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 21 | $1,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 28 | $1,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 200 | $1,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 28 | $1,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 92 | $1,000 | thousands by filing date | |
| ENHABIT INC | 29332G102 | COM | 100 | $1,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 93 | $1,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 3,000 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIATRIS INC COM | 92556V106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 216 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001859434-22-000011 | this filing | 2022-10-31 | acceptance time not in the bulk data set |