13F-HR filed by SONA ASSET MANAGEMENT (US) LLC
SONA ASSET MANAGEMENT (US) LLC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 100 holding rows worth $4,371,556,892.
- Accession
- 0001856405-24-000008
- Filer
- CIK 1856405
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A combination report, 199 entries on the cover page, a total value of $4,371,556,892 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,371,556,892 with VALUE read as dollars as filed, 13F file number 028-21820. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPaloma Partners Management Co028-05431
- included managerSONA ASSET MANAGEMENT (UK) LLP028-21819
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,750,000 | $662,310,000 | dollars as filed | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,500,000 | $508,410,000 | dollars as filed | put |
| SPY | 78462F103 | SHS | 752,500 | $431,754,400 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,400,000 | $353,320,000 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 57,057,000 | $201,291,960 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 725,000 | $160,145,250 | dollars as filed | put |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 112,135,000 | $113,156,550 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 85,000,000 | $102,202,300 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 1,400,000 | $84,714,000 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 83,275,000 | $82,592,395 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F663 | CMN | 1,375,000 | $76,243,751 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 77,730,000 | $73,029,667 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 61,034,000 | $61,690,726 | dollars as filed | principal |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 1,700,000 | $57,834,000 | dollars as filed | put |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 1,160,000 | $52,200,000 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 50,000,000 | $49,008,500 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 17,635,000 | $46,413,909 | dollars as filed | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 1,056,600 | $44,842,104 | dollars as filed | call |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 650,000 | $44,193,500 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 44,500,000 | $42,872,191 | dollars as filed | principal |
| United States Oil Fund LP | 91232N207 | COM | 600,000 | $41,952,000 | dollars as filed | put |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 34,280,000 | $41,794,896 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 40,500,000 | $41,570,820 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 45,000,000 | $38,989,351 | dollars as filed | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,200,000 | $38,136,000 | dollars as filed | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,100,000 | $34,958,000 | dollars as filed | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,875,000 | $34,650,000 | dollars as filed | call |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 34,082,000 | $33,930,335 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 29,000,000 | $33,603,171 | dollars as filed | principal |
| BITDEER TECHNOLOGIES GROUP | 09175RAA8 | Fixed Income | 26,335,000 | $31,312,026 | dollars as filed | principal |
| CATALENT INC USD 0.01 | 148806102 | COM | 503,575 | $30,501,538 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 3,641,158 | $30,039,554 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 33,000,000 | $29,220,840 | dollars as filed | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 30,000,000 | $27,120,000 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 21,672,000 | $26,804,363 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 27,500,000 | $26,586,725 | dollars as filed | principal |
| IQIYI INC | G4939KAF3 | NOTE 6.500% 3/1 | 26,000,000 | $24,678,420 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 24,500,000 | $24,433,605 | dollars as filed | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 606,424 | $23,638,408 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 4,804,869 | $22,486,787 | dollars as filed | |
| Wayfair Inc | 94419LAR2 | Convertible bond | 15,000,000 | $22,044,151 | dollars as filed | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 222,200 | $21,953,360 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 21,018,000 | $21,945,314 | dollars as filed | principal |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 22,000,000 | $21,328,340 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 22,096,000 | $21,103,226 | dollars as filed | principal |
| Bank of America Corp | 060505104 | COM | 500,000 | $19,840,000 | dollars as filed | put |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 2,585,801 | $19,264,217 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 58,232 | $18,554,462 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 2,310,000 | $18,087,300 | dollars as filed | call |
| HASHICORP INC | 418100103 | COM CL A | 520,143 | $17,612,042 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 14,000,000 | $15,242,220 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 15,000,000 | $13,082,700 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 28,200,000 | $13,048,140 | dollars as filed | principal |
| EQT CORP COM | 26884L109 | Stock | 337,559 | $12,368,162 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 100,000 | $12,144,000 | dollars as filed | put |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 12,269,000 | $11,751,125 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 5,000,000 | $11,498,751 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 11,250,000 | $10,921,612 | dollars as filed | principal |
| KELLANOVA | 487836108 | COM | 132,234 | $10,672,607 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 3,384,276 | $10,118,985 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 8,000,000 | $8,958,640 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 10,230,000 | $8,539,390 | dollars as filed | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 190,000 | $7,930,600 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 8,250,000 | $7,723,567 | dollars as filed | principal |
| CAVAGROUPINC | 148929102 | STOK | 60,000 | $7,431,000 | dollars as filed | put |
| Dropbox Inc | 26210CAC8 | Convertible bond | 7,617,000 | $7,387,119 | dollars as filed | principal |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 3,000,000 | $7,380,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 550,000 | $6,523,000 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 462,629 | $6,078,945 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 164,805 | $5,496,247 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 5,000,000 | $5,456,251 | dollars as filed | principal |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 689,200 | $5,396,436 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 4,500,000 | $5,365,351 | dollars as filed | principal |
| ALLETE INC | 018522300 | COM NEW | 82,931 | $5,323,341 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50,000 | $5,306,000 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 10,000 | $5,063,900 | dollars as filed | call |
| HUT 8 CORP | 44812J104 | COM | 400,000 | $4,904,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 115,000 | $4,880,600 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 45,000 | $4,775,400 | dollars as filed | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 150,000 | $4,767,000 | dollars as filed | |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 6,105,000 | $4,679,605 | dollars as filed | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 125,000 | $4,416,250 | dollars as filed | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 700,000 | $4,277,000 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 6,000,000 | $4,222,560 | dollars as filed | principal |
| UNITI GROUP INC | 91325V108 | COM | 600,000 | $3,384,000 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 70,000 | $3,343,200 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 30,000 | $2,955,300 | dollars as filed | call |
| VALE S A | 91912E105 | SPONSORED ADS | 250,000 | $2,920,000 | dollars as filed | call |
| FLUOR CORP | 343412102 | COM | 56,642 | $2,702,390 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 100,000 | $1,490,000 | dollars as filed | call |
| VROOM INC | 92918VAB5 | Convertible Debt | 2,000,000 | $1,069,530 | dollars as filed | principal |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 100,000 | $1,057,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 17,200 | $940,324 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,700 | $817,342 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 200,000 | $438,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 500,000 | $405,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,400 | $309,276 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 30,000 | $224,700 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 51,582 | $3,858 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 186,538 | $2,014 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001856405-24-000008 | this filing | 2024-11-14 | acceptance time not in the bulk data set |