13F-HR filed by SONA ASSET MANAGEMENT (US) LLC
SONA ASSET MANAGEMENT (US) LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 54 holding rows worth $3,058,755,628.
- Accession
- 0001856405-24-000002
- Filer
- CIK 1856405
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 54 entries on the cover page, a total value of $3,058,755,628 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,058,755,628 with VALUE read as dollars as filed, 13F file number 028-21820. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPaloma Partners Management Co028-05431
- included managerSONA ASSET MANAGEMENT (UK) LLP028-21819
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,173,600 | $1,948,184,904 | dollars as filed | put |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 5,000,000 | $278,432,525 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 30,000,000 | $79,929,930 | dollars as filed | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 13,000,000 | $47,289,203 | dollars as filed | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 16,895,000 | $43,884,154 | dollars as filed | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 40,000,000 | $41,323,280 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 43,000,000 | $38,806,210 | dollars as filed | principal |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 40,000,000 | $37,439,400 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 30,000,000 | $37,062,420 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 35,000,000 | $34,568,415 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 35,000,000 | $34,080,445 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 35,000,000 | $33,389,860 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 32,500,000 | $28,648,717 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 22,000,000 | $27,942,156 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 23,900,000 | $27,354,577 | dollars as filed | principal |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 4,966,102 | $24,135,255 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 12,100,000 | $21,010,077 | dollars as filed | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 25,000,000 | $20,625,025 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 19,600,000 | $19,728,282 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 20,000,000 | $19,686,500 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 17,000,000 | $18,951,549 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 16,500,000 | $16,735,158 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 16,024,000 | $16,090,292 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 16,000,000 | $15,417,312 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 14,000,000 | $14,125,734 | dollars as filed | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 550,000 | $13,216,500 | dollars as filed | call |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 13,502,000 | $12,269,578 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 10,000,000 | $9,824,510 | dollars as filed | principal |
| AXOSFINLINC | 05465C100 | STOK | 175,000 | $9,555,000 | dollars as filed | put |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 7,000,000 | $9,000,985 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 10,000,000 | $8,869,090 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 24,200,000 | $8,590,588 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 9,500,000 | $8,323,853 | dollars as filed | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 9,131,000 | $8,120,901 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 7,700,000 | $6,870,949 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 5,000,000 | $5,541,720 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 6,000,000 | $5,434,146 | dollars as filed | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 1,400,000 | $4,746,000 | dollars as filed | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 6,000,000 | $4,440,000 | dollars as filed | principal |
| FLUOR CORP | 343412102 | COM | 89,900 | $3,521,383 | dollars as filed | |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 4,000,000 | $2,699,700 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,500,000 | $2,641,500 | dollars as filed | principal |
| THE REALREAL INC | 88339P101 | COM | 1,300,000 | $2,613,000 | dollars as filed | put |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 513,508 | $2,362,136 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,000 | $1,511,400 | dollars as filed | |
| VROOM INC | 92918VAB5 | Convertible Debt | 2,000,000 | $1,080,000 | dollars as filed | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,000 | $1,034,500 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 500,000 | $875,000 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 100,000 | $450,000 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,300 | $318,186 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 186,538 | $1,865 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 276,070 | $1,022 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 51,582 | $515 | dollars as filed | |
| PHP VENTURES ACQUISITI -CW22 | 69291C114 | COM | 31,600 | $221 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001856405-24-000002 | this filing | 2024-02-13 | acceptance time not in the bulk data set |