13F-HR filed by SONA ASSET MANAGEMENT (US) LLC
SONA ASSET MANAGEMENT (US) LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 146 holding rows worth $482,375,913.
- Accession
- 0001856405-23-000003
- Filer
- CIK 1856405
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A combination report, 146 entries on the cover page, a total value of $482,375,913 stated on the cover page (in dollars after the unit check, H1), rows summing to $482,375,913 with VALUE read as dollars as filed, 13F file number 028-21820. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPaloma Partners Management Co028-05431
- included managerSONA ASSET MANAGEMENT (UK) LLP028-21819
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 13,516,000 | $29,042,343 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 30,175,000 | $28,585,985 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 29,750,000 | $23,688,081 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 27,625,000 | $23,479,316 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 20,740,000 | $22,250,225 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 14,500,000 | $21,861,433 | dollars as filed | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 3,402,125 | $21,263,281 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 25,500,000 | $20,540,811 | dollars as filed | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 14,375,000 | $18,475,584 | dollars as filed | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 170,000 | $18,383,800 | dollars as filed | call |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 20,400,000 | $17,350,241 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 16,430,000 | $15,975,086 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 15,320,000 | $14,769,874 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 17,850,000 | $14,695,227 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 17,000,000 | $14,473,256 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 15,725,000 | $13,828,832 | dollars as filed | principal |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 13,563,000 | $13,342,818 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 6,556,000 | $12,004,187 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 25,925,000 | $10,574,159 | dollars as filed | principal |
| VERADIGM INC | 01988PAF5 | BOND | 9,375,000 | $10,447,106 | dollars as filed | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 11,900,000 | $10,160,494 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 10,200,000 | $8,721,530 | dollars as filed | principal |
| Bank of America Corp | 060505104 | COM | 297,400 | $8,532,406 | dollars as filed | put |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 8,500,000 | $8,058,723 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 8,500,000 | $6,736,412 | dollars as filed | principal |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 138,100 | $6,053,448 | dollars as filed | put |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 7,200,000 | $5,976,158 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 6,375,000 | $5,872,969 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 6,375,000 | $5,486,051 | dollars as filed | principal |
| TRIPADVISOR INC | 896945201 | COM | 297,600 | $4,907,424 | dollars as filed | put |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 428,714 | $4,192,823 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 4,250,000 | $3,992,833 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 242,080 | $3,960,308 | dollars as filed | |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 80,671 | $3,329,292 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 34,000 | $3,235,100 | dollars as filed | put |
| WOLFSPEED INC | 977852102 | COM | 52,360 | $2,908,860 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 25,500 | $2,789,445 | dollars as filed | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,000 | $2,717,380 | dollars as filed | put |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 3,400,000 | $2,692,324 | dollars as filed | principal |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 102,161 | $2,490,685 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 63,800 | $2,461,404 | dollars as filed | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 29,800 | $2,301,156 | dollars as filed | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 29,700 | $1,567,863 | dollars as filed | put |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 1,600,000 | $1,557,997 | dollars as filed | principal |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 500,000 | $1,435,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 1,275,000 | $1,295,544 | dollars as filed | principal |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 255,000 | $928,200 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 125,000 | $781,250 | dollars as filed | call |
| VROOM INC | 92918VAB5 | Convertible Debt | 1,600,000 | $768,000 | dollars as filed | principal |
| ARBOR REALTY TRUST INC | 038923108 | COM | 49,200 | $729,144 | dollars as filed | put |
| AKUMIN INC | 01021X100 | COM | 442,349 | $79,623 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 87,130 | $69,704 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W113 | RIGHT 02/24/2027 | 15,866 | $49,819 | dollars as filed | |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 152,000 | $38,000 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 227,500 | $34,125 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 141,884 | $31,214 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 228,730 | $30,879 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 178,965 | $21,941 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 75,400 | $15,834 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 67,732 | $13,546 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 23,886 | $11,943 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 72,466 | $11,174 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 22,139 | $10,848 | dollars as filed | |
| NEAR INTELLIGENCE INC | 639494111 | *W EXP 03/22/202 | 83,221 | $10,819 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 127,168 | $10,809 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 48,750 | $10,725 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 71,500 | $10,010 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 70,000 | $9,800 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 32,461 | $9,738 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 45,000 | $8,762 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 106,327 | $8,655 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 45,000 | $8,550 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 58,515 | $8,192 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 75,000 | $7,920 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 31,241 | $7,498 | dollars as filed | |
| MULTIMETAVERSE HOLDINGS LTD | G6360J136 | *W EXP 01/04/202 | 119,987 | $7,055 | dollars as filed | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 56,733 | $6,814 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 120,000 | $6,744 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 75,000 | $6,563 | dollars as filed | |
| BLACK SPADE ACQUISITION CO | G11537118 | *W EXP 07/16/202 | 39,649 | $6,193 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 120,000 | $6,000 | dollars as filed | |
| FAT PROJECTS ACQUISITION COR | G3400W110 | *W EXP 08/31/202 | 120,000 | $5,964 | dollars as filed | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D128 | *W EXP 99/99/999 | 45,000 | $5,850 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 91,666 | $5,647 | dollars as filed | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 70,000 | $5,572 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 113,750 | $5,119 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 28,500 | $4,794 | dollars as filed | |
| AESTHER HC -CW23 EQUITY | 67644C112 | COM | 21,120 | $4,488 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 65,000 | $4,362 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 179,706 | $4,313 | dollars as filed | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 81,693 | $4,076 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 22,500 | $3,600 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H116 | WTS | 14,745 | $3,285 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 24,000 | $3,192 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 181,277 | $3,172 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 120,000 | $3,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 25,619 | $2,956 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 24,000 | $2,606 | dollars as filed | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q118 | *W EXP 08/26/202 | 30,000 | $2,436 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 30,000 | $2,415 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 120,000 | $2,400 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 14,250 | $2,338 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 45,000 | $2,250 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 30,000 | $2,223 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 15,000 | $2,211 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 30,000 | $2,208 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 38,000 | $2,079 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 14,925 | $1,940 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 15,000 | $1,800 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 60,000 | $1,746 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 30,000 | $1,713 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 15,000 | $1,703 | dollars as filed | |
| Movella Holdings Inc | 62459N113 | Warrant | 15,000 | $1,694 | dollars as filed | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 65,859 | $1,653 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 22,500 | $1,631 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 15,000 | $1,562 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 27,031 | $1,552 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 60,000 | $1,545 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 21,000 | $1,483 | dollars as filed | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 30,000 | $1,455 | dollars as filed | |
| Appreciate Holdings Inc | 03832J114 | Warrant | 45,032 | $1,351 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 22,500 | $1,337 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 30,000 | $1,200 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 29,986 | $1,133 | dollars as filed | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 22,800 | $1,115 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 35,750 | $1,073 | dollars as filed | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 20,280 | $1,063 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 15,000 | $1,043 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 45,000 | $900 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 30,000 | $897 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 22,118 | $885 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 15,000 | $825 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 15,000 | $822 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 25,000 | $793 | dollars as filed | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 25,000 | $750 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 30,000 | $612 | dollars as filed | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 22,500 | $608 | dollars as filed | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 30,000 | $600 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 30,000 | $537 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 22,800 | $536 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 17,536 | $495 | dollars as filed | |
| PHP VENTURES ACQUISITI -CW22 | 69291C114 | COM | 18,960 | $485 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 19,000 | $429 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P129 | *W EXP 02/25/202 | 28,958 | $365 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 11,400 | $342 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 30,949 | $319 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001856405-23-000003 | this filing | 2023-08-11 | acceptance time not in the bulk data set |