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Disclosery

13F-HR filed by SONA ASSET MANAGEMENT (US) LLC

SONA ASSET MANAGEMENT (US) LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 162 holding rows worth $465,026,764.

Accession
0001856405-23-000002
Filer
CIK 1856405
Filed
2023-05-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2023

A combination report, 163 entries on the cover page, a total value of $465,026,764 stated on the cover page (in dollars after the unit check, H1), rows summing to $465,026,764 with VALUE read as dollars as filed, 13F file number 028-21820. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ISHARES TR464288513IBOXX HI YD ETF1,080,000$81,594,000dollars as filed
OAK STR HEALTH INC67181AAB3BOND28,800,000$28,401,350dollars as filedprincipal
INSIGHT ENTERPRISES INC45765UAB9NOTE 0.750% 2/113,516,000$28,268,444dollars as filedprincipal
Dropbox Inc26210CAC8Convertible bond26,800,000$24,024,967dollars as filedprincipal
SEA LTD81141RAG5NOTE 0.250% 9/124,000,000$18,984,696dollars as filedprincipal
UNITY SOFTWARE INC91332UAB7NOTE 11/124,000,000$18,613,728dollars as filedprincipal
BOOKING HOLDINGS INC09857LAN8NOTE 0.750% 5/012,000,000$17,980,812dollars as filedprincipal
AbbVie,Inc.00287Y109COM108,000$17,211,960dollars as filed
Nutanix Inc Note 0.250 percent 10/067059NAH1Convertible18,000,000$15,040,152dollars as filedprincipal
ON SEMICONDUCTOR CORP682189AS4NOTE 5/08,720,000$14,185,931dollars as filedprincipal
DOCUSIGN INC256163AB2NOTE 0.500% 9/113,563,000$13,856,910dollars as filedprincipal
NEUROCRINE BIOSCIENCES INC64125CAD1NOTE 2.250% 5/19,375,000$12,519,984dollars as filedprincipal
RAPID7 INC753422AF1NOTE 0.250% 3/112,800,000$11,145,370dollars as filedprincipal
VERADIGM INC01988PAF5BOND9,375,000$10,563,244dollars as filedprincipal
PROGRESS SOFTWARE CORP743312AB6NOTE 1.000% 4/19,600,000$10,434,998dollars as filedprincipal
THE REALREAL INC88339PAD3CNV31,041,000$10,243,778dollars as filedprincipal
BLACKLINE INC09239BAD1NOTE 3/112,000,000$10,178,448dollars as filedprincipal
AKAMAI TECHNOLOGIES INC00971TAL5NOTE 0.375% 9/010,400,000$9,591,525dollars as filedprincipal
VERTEX ENERGY INC92534K107COM850,569$8,403,622dollars as filed
INTEGRA LIFESCIENCES HLDGS C457985AM1NOTE 0.500% 8/18,430,000$8,208,114dollars as filedprincipal
JAZZ INVESTMENTS I LTD472145AD3NOTE 1.500% 8/18,000,000$7,742,656dollars as filedprincipal
LUMENTUM HLDGS INC55024UAF6NOTE 0.500% 6/19,600,000$7,326,019dollars as filedprincipal
LUMENTUM HLDGS INC55024UAB5NOTE 0.250% 3/16,800,000$7,187,484dollars as filedprincipal
WAYFAIR INC94419LAF8NOTE 1.000% 8/18,800,000$5,807,164dollars as filedprincipal
FASTLY INC31188VAB6NOTE 3/17,200,000$5,771,527dollars as filedprincipal
RINGCENTRAL INC76680RAF4NOTE 3/06,162,000$5,430,263dollars as filedprincipal
CHEGG INC163092AF6NOTE 9/06,866,000$5,390,023dollars as filedprincipal
SEA LTD81141RAF7NOTE 2.375%12/04,000,000$4,889,616dollars as filedprincipal
ALARM COM HLDGS INC011642AB1NOTE 1/15,600,000$4,710,199dollars as filedprincipal
WAYFAIR INC94419LAM3NOTE 0.625%10/06,400,000$4,687,994dollars as filedprincipal
DROPBOX INC26210CAD6NOTE 3/04,800,000$4,186,363dollars as filedprincipal
MANCHESTER UTD PLC NEWG5784H106CMN177,675$3,935,501dollars as filed
OKTA INC679295AF2NOTE 0.375% 6/14,000,000$3,435,080dollars as filedprincipal
SEADRILL LIMITEDG7997W102COMMON STOCK83,513$3,353,882dollars as filed
CLOUDFLARE INC18915MAC1NOTE 8/13,600,000$3,043,901dollars as filedprincipal
IHS HOLDING LIMITEDG4701H109ORD SHS304,904$2,670,959dollars as filed
FIRST REPUBLIC BANK/SAN FRANCI33616C100COM180,000$2,518,200dollars as filed
CARNIVAL CORP COMMON STOCK143658300Stock225,760$2,309,028dollars as filed
TH INTERNATIONAL LIMITEDG8656L106ORDINARY SHARES500,000$2,035,000dollars as filed
RIVIAN AUTOMOTIVE INC COM CL A76954A103Stock100,320$1,542,922dollars as filed
PDD HOLDINGS INC722304AC6NOTE 12/01,600,000$1,526,453dollars as filedprincipal
CHEGG INC163092AD1NOTE 0.125% 3/11,600,000$1,406,205dollars as filedprincipal
ACTVISION BLIZZARD INC00507V109COM16,250$1,390,838dollars as filed
PROSPECT CAPITAL CORPORATION74348T102COM160,000$1,113,600dollars as filed
VROOM INC92918VAB5Convertible Debt1,600,000$600,000dollars as filedprincipal
ARBOR REALTY TRUST INC038923108COM49,200$565,308dollars as filed
AKUMIN INC01021X100COM380,420$258,686dollars as filed
ARES ACQUISITION CORPORATIONG33032122*W EXP 02/02/20287,130$76,674dollars as filed
BIGBEAR AI HLDGS INC08975B117*W EXP 12/08/202157,500$42,525dollars as filed
JAGUAR GLOBAL GROWTH CORP IG5S11A155RIGHT 01/01/2027227,500$38,903dollars as filed
BIOTE CORP090683111WTS75,000$31,500dollars as filed
FRONTIER INVESTMENT CORPG36816125*W EXP 06/29/202152,000$23,013dollars as filed
MARBLEGATE ACQUISITION CORP56608A113*W EXP 08/31/202120,000$17,880dollars as filed
KENSINGTON CAPITAL ACQUISITIG5251K129*W EXP 99/99/99970,000$17,500dollars as filed
APOLLO STRATEGIC GRWT CPTL IG0412A128*W EXP 02/12/202178,965$17,467dollars as filed
SCREAMING EAGLE ACQUISITN COG79407121*W EXP 01/05/20270,000$15,400dollars as filed
BLACKSKY TECHNOLOGY INC09263B116W EXP 09/09/20275,400$13,798dollars as filed
GSR II METEORA ACQUISITN COR36263W113RIGHT 02/24/202715,866$13,486dollars as filed
L CATTERTON ASIA ACQUISITIONG5346G117*W EXP 03/08/20223,936$12,925dollars as filed
MOTIVE CAPITAL CORP IIG6293R114*W EXP 99/99/99982,379$12,925dollars as filed
UNITED HOMES GROUP INC91060H116*W EXP 03/30/20245,000$12,762dollars as filed
CONX Corp212873111Warrant67,732$12,239dollars as filed
Healthcare AI Acquisition CorpG4373K117Warrant75,000$12,068dollars as filed
PONTEM CORPORATIONG71707122WARR67,663$11,618dollars as filed
JAGUAR GLOBAL GROWTH CORP IG5S11A130*W EXP 11/23/202113,750$11,375dollars as filed
LOCAL BOUNTI CORP53960E114*W EXP 99/99/999127,168$11,242dollars as filed
PRENETICS GLOBAL LTDG72245114*W EXP 05/18/202106,327$10,994dollars as filed
GSR II METEORA ACQUISITN COR36263W121*W EXP 02/24/202253,856$10,154dollars as filed
COMPUTE HEALTH ACQUISITIN CO204833115*W EXP 01/25/20223,886$9,554dollars as filed
NEAR INTELLIGENCE INC639494111*W EXP 03/22/20284,420$8,915dollars as filed
ROSECLIFF ACQUISITION CORP I77732R111*W EXP 02/11/20298,412$8,867dollars as filed
Constellation Acquisition Corp IG2R18K113WARRANT91,666$8,708dollars as filed
Goal Acquisitions Corp38021H115Warrant179,706$8,464dollars as filed
PERCEPTION CAPITAL CORP IIG7007D110*W EXP 10/25/20275,000$8,250dollars as filed
ROSE HILL ACQUISITION CORPG7637J123*W EXP 10/07/202120,000$7,656dollars as filed
HH&L ACQUISITION COG39714129WARR120,000$7,524dollars as filed
FAT PROJECTS ACQUISITION CORG3400W110*W EXP 08/31/202120,000$7,200dollars as filed
CHURCHILL CAPITAL CORP VII17144M110*W EXP 02/29/20258,515$7,168dollars as filed
DIGITAL TRANSFORMATN OPT COR25401K115*W EXP 03/31/20272,466$7,094dollars as filed
THUNDER BRIDGE CAP PRTNRS II88605T118*W EXP 02/01/20256,733$6,814dollars as filed
AEQUI ACQUISITION CORP00775W110*W EXP 11/30/20265,859$6,586dollars as filed
CSLM Acquisition CorpG2365L127RIGHT71,500$6,435dollars as filed
ZURA BIO LTDG9TY5A101COMMON STOCK24,480$6,355dollars as filed
VERDE CLEAN FUELS INC923372114*W EXP 02/15/20232,461$6,239dollars as filed
HORIZON ACQUISITION CORPORATG46044114*W EXP 10/19/20212,920$6,072dollars as filed
MULTIMETAVERSE HOLDINGS LTDG6360J136*W EXP 01/04/202119,987$6,011dollars as filed
AESTHER HC -CW23 EQUITY67644C112COM21,120$5,911dollars as filed
ENERGEM CORPG30449121*W EXP 11/15/20265,000$5,447dollars as filed
International Media Acquisition Corp459867115Warrant181,277$5,438dollars as filed
CONCORD ACQUISITION CORP III20607V114*W EXP 99/99/99945,000$4,941dollars as filed
Jaws Mustang Acquisition CorpG50737124Warrant45,000$4,892dollars as filed
SOCIAL LEVERAGE ACQUISN CORP83363K110WARR45,000$4,815dollars as filed
NABORS ENERGY TRANSITION COR629567116*W EXP 11/17/20222,500$4,658dollars as filed
Invest Acquisition CorpG4923T113Warrant45,000$4,505dollars as filed
INFINITE ACQUISITION CORPG48028123*W EXP 11/23/20224,000$4,318dollars as filed
BYTE ACQUISITION CORPG1R25Q113*W EXP 03/18/20228,500$4,266dollars as filed
ACCRETION ACQUISITION CORP00438Y115*W EXP 03/01/202120,000$4,200dollars as filed
BLACK SPADE ACQUISITION COG11537118*W EXP 07/16/20239,649$3,969dollars as filed
ABRI SPAC I INC00085X113*W EXP 09/18/20260,000$3,930dollars as filed
UTA ACQUISITION CORPORATIONG9473A117WTS21,000$3,782dollars as filed
GIGCAPITAL 5 INC37519U117*W EXP 03/28/202150,000$3,765dollars as filed
CALIDI BIOTHERAPEUTICS INC320703119*W EXP 03/14/20290,898$3,727dollars as filed
ARTEMIS STRATEGIC INVT CORP04303A111*W EXP 09/30/20260,000$3,600dollars as filed
GOLDEN FALCON ACQUISITION CO38102H117*W EXP 11/04/20214,925$3,582dollars as filed
NAUTICUS ROBOTICS INC63911H116WTS14,745$3,346dollars as filed
KALERA PUBLIC LIMITED COG52251116*W EXP 06/28/202120,000$3,228dollars as filed
ONYX ACQUISITION CO IG6755Q117*W EXP 11/30/20230,000$3,003dollars as filed
CRESCERA CAP ACQUISITION CORG26507114*W EXP 11/18/20230,000$2,895dollars as filed
STONEBRIDGE ACQUISITION CORPG85094129*W EXP 99/99/99930,000$2,769dollars as filed
WILLIAMS ROWLAND ACQUISITION96951B110*W EXP 12/11/20259,479$2,677dollars as filed
TWIN RIDGE CAPITAL ACQUIS COG9151L120WARR38,000$2,664dollars as filed
P3 Health Partners Inc W Exp 11/19/202744413113SPAC Combination31,241$2,502dollars as filed
CAPITALWORKS EMNG MKTS ACQSTNg1889l126WT30,000$2,478dollars as filed
SUSTAINABLE DEVELP ACQU I CO86934L111WARR25,000$2,455dollars as filed
LANDCADIA HOLDINGS IV INC51477A112*W EXP 03/29/20214,250$2,346dollars as filed
ACCRETION ACQUISITION CORP00438Y123RIGHT 03/01/202824,000$2,280dollars as filed
LAVA MEDTECH ACQUISITION COR519345110*W EXP 10/21/20230,000$2,250dollars as filed
PINSTRIPES HOLDINGS INC06690B115*W EXP 09/30/20248,750$2,204dollars as filed
INTERPRIVATE III FINANCIAL PAR46064r114WT22,800$2,166dollars as filed
PLUM ACQUISITION CORP IG7134L118*W EXP 03/18/20211,400$2,166dollars as filed
7 ACQUISITION CORPORATIONG80694113*W EXP 11/05/20215,000$2,097dollars as filed
INTERPRIVATE IV INFRATECH PR46064T110*W EXP 03/05/20222,800$2,052dollars as filed
Movella Holdings Inc62459N113Warrant15,000$2,021dollars as filed
Rigel Resource Acquisition CorpG7573M114WARRANT15,000$1,980dollars as filed
LF CAPITAL ACQUISITION CORP50202D110*W EXP 02/19/20215,000$1,950dollars as filed
M3 BRIGADE ACQUISITION II CO553800111*W EXP 03/09/20217,536$1,929dollars as filed
HHG CAPITAL CORPORATIONG4R23P129*W EXP 02/25/20228,958$1,879dollars as filed
WM TECHNOLOGY INC92971A117*W EXP 06/16/20225,619$1,855dollars as filed
PHP VENTURES ACQUISITI -CW2269291C114COM18,960$1,852dollars as filed
MONEYLION INC60938K114*W EXP 09/22/20229,986$1,784dollars as filed
ESGEN ACQUISITION CORPG3R95N111*W EXP 10/18/20230,000$1,740dollars as filed
PROOF ACQUISITION CORP I WT EX74349w112WT22,500$1,737dollars as filed
TIO TECH AG8T10C114*W EXP 04/12/202404,268$1,698dollars as filed
AP ACQUISITION CORPG04058114*W EXP 12/07/20215,000$1,664dollars as filed
ATHENA CONSUMER ACQ CORP04684M114*W EXP 07/31/20222,500$1,654dollars as filed
CACTUS ACQUISITION CORP 1 LTDg1745a124WT30,000$1,650dollars as filed
EQUITY UNCOVERED AMERICAN CALL56564V119COM81,693$1,528dollars as filed
AHREN ACQUISITION CORPG01322125WARR12,000$1,501dollars as filed
SMX SEC MATTERS PLCG8267K117*W EXP 03/07/20230,000$1,500dollars as filed
DevvStream Corp34417L117Warrant30,000$1,500dollars as filed
MINORITY EQUALITY OPPORTUNIT60436Q118*W EXP 08/26/20230,000$1,500dollars as filed
GLOBAL TECHNOLGY ACQSTN CORPG3934N115*W EXP 99/99/99915,000$1,484dollars as filed
FOUNDER SPAC78112j117WT30,000$1,437dollars as filed
RCF ACQUISITION CORPG7330C110*W EXP 99/99/99915,000$1,427dollars as filed
BIOPLUS ACQUISITION CORPG11217125*W EXP 12/02/20215,000$1,425dollars as filed
BLACK MOUNTAIN ACQ CORP09216A116*W EXP 10/15/20220,280$1,365dollars as filed
OXUS ACQUISITION CORPG6859L121*W EXP 99/99/99927,031$1,349dollars as filed
CSLM ACQUISITION CORPG2365L119*W EXP 99/99/99935,750$1,337dollars as filed
Everest Consolidator Acquisition Corp29978K110Warrant15,000$1,200dollars as filed
GETAROUND INC37427g119WT22,800$1,072dollars as filed
GAMES & ESPORTS EXPRNC ACQ CG3731J127*W EXP 12/01/20215,000$1,017dollars as filed
Appreciate Holdings Inc03832J114Warrant45,032$950dollars as filed
ATLANTIC COASTAL ACQUISTN CO048453112*W EXP 03/02/20219,000$950dollars as filed
Blueriver Acquisition CorpG1261Q115Warrant25,000$938dollars as filed
FTAC ZEUS ACQUISITION COR30320F114*W EXP 04/15/20230,000$900dollars as filed
GENESIS GRWT TECH ACQUSTN COG3R23D128*W EXP 99/99/99945,000$792dollars as filed
ARIES I ACQUISITION CORP (U.S.)G0542N123COM15,000$749dollars as filed
INTELLIGENT MEDI ACQSITN COR45828D114WARR15,000$690dollars as filed
SHOULDERUP TECHNOLOGY ACQUIS82537G112*W EXP 11/17/20222,500$617dollars as filed
Genedx Holdings Corp W Exp 07/22/20281663L119SPAC Combination30,949$573dollars as filed
BANNIX ACQUISITION CORP066644113*W EXP 07/31/20222,118$555dollars as filed
BULLPEN PARLAY ACQUISITION CG1792A118*W EXP 12/03/20212,000$427dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001856405-23-000002this filing2023-05-15acceptance time not in the bulk data set