13F-HR filed by ENCOMPASS WEALTH ADVISORS, LLC
ENCOMPASS WEALTH ADVISORS, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-07, with 291 holding rows worth $300,584,199.
- Accession
- 0001849614-23-000006
- Filer
- CIK 1849614
- Filed
- 2023-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 291 entries on the cover page, a total value of $300,584,199 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,584,199 with VALUE read as dollars as filed, 13F file number 028-21106. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 362,761 | $24,820,089 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 143,955 | $22,146,006 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 199,516 | $12,838,872 | dollars as filed | |
| Lord Abbett Ultra Short Bond Fund Class I | 54401E457 | MF | 1,172,719 | $11,598,194 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 117,000 | $11,036,616 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 189,301 | $9,499,127 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 67,279 | $9,231,352 | dollars as filed | |
| IJH | 464287507 | COM | 35,554 | $8,865,510 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 23,190 | $7,322,180 | dollars as filed | |
| Apple Inc | 037833100 | COM | 39,208 | $6,712,718 | dollars as filed | |
| COLUMBIA CONTRARIAN CORE INST2 | 19766M600 | COFRX | 170,119 | $5,018,512 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 112,373 | $4,912,935 | dollars as filed | |
| BLACKROCK CORE BOND | 09260B309 | CEM | 573,951 | $4,557,170 | dollars as filed | |
| Vanguard PRIMECAP Core Inv | 921921508 | OTHER | 143,196 | $4,358,894 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,622 | $4,306,125 | dollars as filed | |
| SCHWAB FUNDS VALUE ADV | 808515696 | SNAXX | 4,249,826 | $4,249,826 | dollars as filed | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 75,961 | $3,888,440 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 60,819 | $3,434,449 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 65,725 | $3,315,851 | dollars as filed | |
| Hartford Floating Rate I | 416649804 | Mutual Fund | 394,754 | $3,083,032 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 64,387 | $3,064,189 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 28,856 | $2,925,998 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 22,097 | $2,808,971 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,119 | $2,479,029 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,514 | $2,385,627 | dollars as filed | |
| PRINCIPAL DIVERSIFIED INCOME FUND INSTITUTIONAL CLASS | 74254V232 | OPEN END TAXABLE NO LOAD FUND | 201,745 | $2,297,875 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 27,402 | $2,073,269 | dollars as filed | |
| Fidelity Money Market Premium | 31617H805 | Mutual Fund | 2,035,222 | $2,035,222 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,356 | $1,948,269 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 4,850 | $1,918,557 | dollars as filed | |
| VANGUARD SMALL CAP INDEX | 922908686 | MFD | 20,681 | $1,873,068 | dollars as filed | |
| AB Income Advisor | 01881M442 | Mutual Fund | 295,531 | $1,817,514 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,137 | $1,776,665 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,115 | $1,723,451 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,837 | $1,694,401 | dollars as filed | |
| US TREASURY MONEY FUND | 808515472 | SUTXX | 1,690,444 | $1,690,444 | dollars as filed | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 164,738 | $1,663,854 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 10,350 | $1,645,848 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 6,045 | $1,624,762 | dollars as filed | |
| AMERICAN MUTUAL FUND CLASS F2 | 027681824 | Mutual Fund | 33,719 | $1,612,098 | dollars as filed | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 6,978 | $1,579,184 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,539 | $1,509,469 | dollars as filed | |
| Columbia Oregon Itmt Muncpl Bd Inst2 | 19766M691 | Mutual Fund | 124,957 | $1,393,268 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,203 | $1,380,671 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 6,618 | $1,347,623 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,300 | $1,251,585 | dollars as filed | |
| TOUCHSTONE MID CAP GR | 89154X534 | MUTUAL | 38,862 | $1,228,033 | dollars as filed | |
| PRINCIPAL MIDCAP BLEND FUND INST'L CLASS | 74253Q747 | Mutual Fund | 35,215 | $1,204,350 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,996 | $1,186,181 | dollars as filed | |
| VANGUARD LTD-TERM TX-EX ADM | 922907886 | BOND FUNDS | 111,247 | $1,171,426 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 8,248 | $1,141,901 | dollars as filed | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 19,082 | $1,131,381 | dollars as filed | |
| AMERICAN CAPITAL INCOME BUILDER FUND CLASS F2 | 140194101 | Mutual Fund | 17,653 | $1,084,619 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 4,339 | $1,071,039 | dollars as filed | |
| VANGUARD INTERM-TERM BOND INDEX ADM | 921937801 | BOND FUNDS | 107,826 | $1,054,538 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 7,500 | $1,044,750 | dollars as filed | |
| VWO | 922042858 | SHS | 26,529 | $1,040,220 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,883 | $1,032,916 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,086 | $1,026,212 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,587 | $994,371 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 6,659 | $990,127 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 6,617 | $965,156 | dollars as filed | |
| BLACKROCK FLOATING RATE INCOME INSTL | 09260B747 | NTF BOND FUNDS | 95,876 | $924,246 | dollars as filed | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 27,904 | $910,230 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 150 | $894,495 | dollars as filed | |
| JP Morgan 6.125 Perp FRN CALd | 46625HJW1 | Corporate Bonds | 895,000 | $885,361 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 600 | $883,494 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,814 | $882,652 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 20,000 | $862,000 | dollars as filed | |
| POLEN GROWTH FUND - INS | 360873657 | COMMON | 23,216 | $859,468 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5,050 | $855,470 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 18,012 | $846,744 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,624 | $839,940 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,304 | $826,098 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 8,964 | $818,242 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,725 | $817,997 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,509 | $807,144 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,250 | $806,325 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 16,220 | $780,182 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 7,978 | $762,846 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,250 | $711,383 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,632 | $704,337 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 21,385 | $697,579 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,921 | $696,191 | dollars as filed | |
| US TREASU NT 4.375 10/24UST NOTE DUE 10/31/24 | 91282CFQ9 | FIX | 700,000 | $692,055 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 8,577 | $672,094 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 17,500 | $654,325 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 3,094 | $644,109 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,484 | $634,380 | dollars as filed | |
| 529 AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874742 | OPEN END - NO LOAD FUND 529 | 10,595 | $629,324 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 14,954 | $624,639 | dollars as filed | |
| AB High Income Municipal Advisor | 018642744 | Mutual Fund | 65,649 | $618,415 | dollars as filed | |
| MARKET NEUTRAL INCOME FUND CL | 92647p654 | COM | 71,865 | $615,882 | dollars as filed | |
| Columbia Large Cap Growth Inst | 19765P661 | Mutual Fund | 10,920 | $604,753 | dollars as filed | |
| PRIMECAP ODYSSEY AGGRESSIVE GROWTH | 74160Q202 | EQUITY FUNDS | 14,677 | $603,235 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,575 | $603,214 | dollars as filed | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 53,143 | $576,597 | dollars as filed | |
| Intel Corp | 458140100 | COM | 16,115 | $572,902 | dollars as filed | |
| POLEN GROWTH INVESTOR | 360873665 | NTF EQUITY FUNDS | 15,909 | $568,438 | dollars as filed | |
| AMERICAN INCOME FUND OF AMERICA CLASS F2 | 453320822 | Mutual Fund | 25,946 | $567,173 | dollars as filed | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 260,058 | $566,926 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,250 | $563,061 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 5,026 | $555,670 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,780 | $547,465 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 10,000 | $546,500 | dollars as filed | |
| 529 AMERICAN MUTUAL FUND CLASS F2 | 027681741 | OPEN END - NO LOAD FUND 529 | 11,159 | $533,629 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $531,477 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,160 | $529,702 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 10,400 | $523,952 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 33,708 | $506,288 | dollars as filed | |
| Fidelity Tax-Exempt Money Market Prm | 316341403 | Mutual Fund | 499,038 | $499,038 | dollars as filed | |
| US TREASURY BILL23 | 912797HW0 | TREASURY BILLS | 501,000 | $494,717 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 9,840 | $493,968 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,021 | $486,204 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 13,825 | $483,737 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 22,787 | $482,635 | dollars as filed | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 36,956 | $480,433 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 1,580 | $477,413 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 24,400 | $473,604 | dollars as filed | |
| Amana Growth Institutional | 022865505 | Mutual Fund | 7,312 | $465,261 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,315 | $465,137 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,000 | $458,660 | dollars as filed | |
| PIMCO INCOME I-3 | 72202E393 | NTF BOND FUNDS | 44,147 | $449,859 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,480 | $438,315 | dollars as filed | |
| Vanguard CA Long-Term Tax-Exempt Adm | 922021506 | Mutual Fund | 40,812 | $437,908 | dollars as filed | |
| VANGUARD SPECIALIZED PORTF | 921908877 | Real Assets, Listed Real Estate | 4,047 | $434,072 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,471 | $421,123 | dollars as filed | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 9,099 | $419,742 | dollars as filed | |
| Hartford Capital Appreciation Y | 416645604 | Mutual Fund | 9,367 | $416,075 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 15,113 | $413,800 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,132 | $405,500 | dollars as filed | |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 27,374 | $398,299 | dollars as filed | |
| 529 AMERICAN EUPAC FUND CLASS F2 | 298706763 | OPEN END - NO LOAD FUND 529 | 7,727 | $396,308 | dollars as filed | |
| COLUMBIA CORNERSTONE GROWTH INST 2 | 19766D378 | NTF EQUITY FUNDS | 7,119 | $395,266 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 12,140 | $393,472 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,924 | $390,057 | dollars as filed | |
| AMERICAN CENTURY EQUI | 025076100 | MUTUAL | 45,360 | $384,649 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,257 | $382,426 | dollars as filed | |
| FIDELITY ADVISOR NEW INSIGHTS I | 316071604 | EQUITY FUNDS | 11,881 | $380,902 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 11,448 | $379,741 | dollars as filed | |
| AMERICAN WASHINGTON MUTUAL INVESTORS FUND CLASS F2 | 939330825 | Mutual Fund | 7,077 | $373,147 | dollars as filed | |
| Vanguard Tax Exempt Fds In | 922907704 | MF | 34,651 | $364,877 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,357 | $362,299 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,201 | $361,872 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 823 | $357,997 | dollars as filed | |
| INVESCO MAIN STREET MID CAP Y | 00900R531 | OPMYX | 12,993 | $355,484 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 5,000 | $353,650 | dollars as filed | |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 33,860 | $344,699 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,345 | $337,611 | dollars as filed | |
| Western Asset Short Duration Muni Inc I | 52469F176 | Mutual Fund | 68,877 | $334,740 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,000 | $329,400 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,207 | $328,735 | dollars as filed | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 3,096 | $320,140 | dollars as filed | |
| DFA US SUSTAINABILITY CORE 1 | 233203215 | EQUITY FUNDS | 9,328 | $311,541 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 30,194 | $311,300 | dollars as filed | |
| LORD ABBETT HIGH YIELD FUND CLASS I | 54400N409 | SHS | 50,247 | $303,995 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,035 | $302,520 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 2,143 | $294,211 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,800 | $293,636 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,988 | $288,234 | dollars as filed | |
| VTI | 922908769 | COM | 1,340 | $284,629 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,610 | $281,761 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,873 | $279,187 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 21,754 | $275,403 | dollars as filed | |
| LORD ABBETT SHORT DURATION INCOME A | 543916100 | NTF BOND FUNDS | 72,121 | $274,060 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,063 | $271,111 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,120 | $263,099 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,509 | $261,842 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,825 | $260,081 | dollars as filed | |
| VANGUARD STRATEGIC EQUITY INV | 922038104 | VSEQX | 8,081 | $259,641 | dollars as filed | |
| 529 AMERICAN SMALL-CAP WORLD FUND CLASS F2 | 831681747 | OPEN END - NO LOAD FUND 529 | 4,181 | $247,693 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 925 | $245,051 | dollars as filed | |
| BANK OF AMERICA, 5.4 23 | 06051V3H7 | CERTIFICATE DEPOSIT | 245,000 | $244,971 | dollars as filed | |
| Bank Of CN NY Br 5.400 12/21/23 | 06428FN52 | Certificate of Deposit | 245,000 | $244,971 | dollars as filed | |
| Interaudi Bank 5.400 12/29/23 | 45842PBJ9 | Certificate of Deposit | 245,000 | $244,971 | dollars as filed | |
| Merchants Bnk 5.350 12/08/23 | 588493QG4 | Certificate of Deposit | 245,000 | $244,951 | dollars as filed | |
| Merchants Bnk 5.350 12/15/23 | 588493QH2 | Certificate of Deposit | 245,000 | $244,946 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 3,340 | $244,622 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,542 | $240,352 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J202 | TAX AWARE SHRT | 9,700 | $238,620 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,450 | $237,283 | dollars as filed | |
| Franklin OR Tax Free Income Adv | 354724502 | Mutual Fund | 23,165 | $229,800 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 841 | $229,593 | dollars as filed | |
| FUNDAMENTAL INVS CL F2 SHS | 360802821 | SHS | 3,394 | $223,051 | dollars as filed | |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 24,128 | $222,458 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 200 | $221,614 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,674 | $216,746 | dollars as filed | |
| PIMCO INCOME FUND CLASS P | 72201M719 | SHS | 21,149 | $215,507 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,822 | $214,083 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,520 | $209,654 | dollars as filed | |
| USAA INTERMEDIATE TERM BOND FUND | 903288835 | Com | 23,885 | $209,467 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 3,500 | $208,740 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,127 | $208,182 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 33,500 | $206,695 | dollars as filed | |
| Fidelity California Municipal MMk Instl | 31606Y108 | Mutual Fund | 205,283 | $205,283 | dollars as filed | |
| VANGUARD SHORT-TERM TAX-EXEMPT FUND ADMIRAL SHARES | 922907803 | SHS | 13,056 | $202,494 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 65 | $200,659 | dollars as filed | |
| Blue Foundry Bnk 5.350 12/15/23 | 09549TAE5 | Certificate of Deposit | 200,000 | $199,956 | dollars as filed | |
| US TREASURY BILL24 | 912797FH5 | TREASURY BILLS | 206,000 | $199,163 | dollars as filed | |
| US TREASUR NT 2.5 0124 | 9128285Z9 | NOT | 200,000 | $198,054 | dollars as filed | |
| US TREASURY BILL23 | 912797FU6 | TREASURY BILLS | 200,000 | $197,850 | dollars as filed | |
| US TREASURY BILL24 | 912797GC5 | BIL | 200,000 | $197,024 | dollars as filed | |
| Columbia Short Term Bond Inst2 | 19766B299 | Mutual Fund | 19,044 | $178,630 | dollars as filed | |
| US TREASURY BILL24 | 912797GN1 | BIL | 180,000 | $176,395 | dollars as filed | |
| American Funds Strategic Bond Fund;529F2 | 02631E748 | Mutual Fund | 19,363 | $171,746 | dollars as filed | |
| US TREASURY BILL23 | 912797FK8 | TREASURY BILLS | 170,000 | $168,875 | dollars as filed | |
| US Treasury Bill 12/12/23 | 912797HU4 | Treasury bill/note | 170,000 | $168,220 | dollars as filed | |
| US TREASURY BILL23 | 912797HJ9 | TREASURY BILLS | 155,000 | $154,182 | dollars as filed | |
| US TREASURY | 912797fl6 | FIXED | 150,000 | $148,827 | dollars as filed | |
| US TREASURY BILL23 | 912797HN0 | TREASURY BILLS | 150,000 | $148,583 | dollars as filed | |
| US TREASURY BILL23 | 912797FJ1 | TREASURY BILLS | 145,000 | $144,189 | dollars as filed | |
| US TREASURY | 912797gk7 | FIXED | 150,000 | $143,259 | dollars as filed | |
| VANGUARD GNMA ADM | 922031794 | Mutual Funds | 16,150 | $142,280 | dollars as filed | |
| FIDELITY GLOBAL EX US INDEX | 316146315 | EQUITY FUNDS | 10,657 | $140,562 | dollars as filed | |
| LORD ABBETT FLOATING RATE I | 543916134 | NTF BOND FUNDS | 16,954 | $137,329 | dollars as filed | |
| Fidelity New Markets Income | 315910836 | CEF | 12,104 | $136,414 | dollars as filed | |
| US TREASURY BILL24 | 912797HZ3 | BIL | 120,000 | $118,116 | dollars as filed | |
| Manufacturers 4.900 10/16/23 MATd | 564796AK6 | Certificate of Deposit | 100,000 | $99,972 | dollars as filed | |
| Bank of Utah 5.250 12/11/23 | 065427AL0 | Certificate of Deposit | 100,000 | $99,944 | dollars as filed | |
| US TREASURY BILL23 | 912797FA0 | TREASURY BILLS | 100,000 | $99,853 | dollars as filed | |
| KeyBank 4.600 01/12/24 MATd | 49306SH58 | Certificate of Deposit | 100,000 | $99,704 | dollars as filed | |
| Ally Bank 2.850 12/29/23 | 02007GUA9 | Certificate of Deposit | 100,000 | $99,342 | dollars as filed | |
| US TREASURY BILL23 | 912796ZN2 | TREASURY BILLS | 100,000 | $98,714 | dollars as filed | |
| US TREASURY BILL24 | 912797HX8 | BIL | 100,000 | $98,646 | dollars as filed | |
| Capitl One NA 3.300 07/01/24 MATd | 14042RSH5 | Certificate of Deposit | 100,000 | $98,306 | dollars as filed | |
| US TREASURY BILL24 | 912797GM3 | BIL | 100,000 | $98,100 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,026 | $96,000 | dollars as filed | |
| US TREASURY BILL24 | 912797GB7 | TREASURY BILLS | 100,000 | $95,905 | dollars as filed | |
| CINEPLEX INC D | 172454100 | COMMON | 12,410 | $86,925 | dollars as filed | |
| Northway Bank 4.850 10/16/23 MATd | 66727LAR7 | Certificate of Deposit | 85,000 | $84,975 | dollars as filed | |
| US Ban 5.250 12/14/23 | 90354KCF3 | Certificate of Deposit | 80,000 | $79,954 | dollars as filed | |
| INVESCO SENIOR FLOATING RATE Y | 00141G831 | NTF BOND FUNDS | 11,576 | $77,557 | dollars as filed | |
| MSBNA 4.100 10/06/23 MATd | 61690UT26 | Certificate of Deposit | 75,000 | $74,978 | dollars as filed | |
| Continental AG | 210771200 | Equity | 10,650 | $74,762 | dollars as filed | |
| US Treasury Bill 12/07/23 | 912797FT9 | Treasury bill/note | 75,000 | $74,270 | dollars as filed | |
| US TREASURY BILL24 | 912797FW2 | BIL | 70,000 | $69,031 | dollars as filed | |
| LORD ABBETT INVT TR | 543916688 | SHS | 18,130 | $68,893 | dollars as filed | |
| Wells Fargo Bank 4.600 10/02/23 MATd | 9497634X1 | Certificate of Deposit | 60,000 | $59,995 | dollars as filed | |
| UNITED STATES TREAS BILLS | 912796YT0 | Fixed Income | 60,000 | $59,727 | dollars as filed | |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 15,699 | $59,655 | dollars as filed | |
| TS Bank 5.300 12/08/23 | 89531WCJ7 | Certificate of Deposit | 55,000 | $54,984 | dollars as filed | |
| North Easton Sav 4.850 10/16/23 MATd | 659282AA5 | Certificate of Deposit | 55,000 | $54,984 | dollars as filed | |
| Flushing Bank 5.350 10/03/23 MATd | 34387AGA1 | Certificate of Deposit | 50,000 | $50,000 | dollars as filed | |
| US TREASURY BILL23 | 912797GV3 | TREASURY BILLS | 50,000 | $49,993 | dollars as filed | |
| TIAA FSB 5.300 12/21/23 | 87270LHL0 | Certificate of Deposit | 50,000 | $49,975 | dollars as filed | |
| BANK OF AMERICA, 5.25 23 | 06051VV52 | CERTIFICATE DEPOSIT | 50,000 | $49,972 | dollars as filed | |
| Adams Bank Trust 5.300 02/26/24 | 005520AF8 | Certificate of Deposit | 50,000 | $49,959 | dollars as filed | |
| US TREASURY BILL23 | 912797HA8 | TREASURY BILLS | 50,000 | $49,942 | dollars as filed | |
| Valley Natl Bank 5.300 06/21/24 | 919853JT9 | Certificate of Deposit | 50,000 | $49,892 | dollars as filed | |
| UNITED STS TREAS BILLS BILL | 912797FB8 | COM | 50,000 | $49,875 | dollars as filed | |
| US Treasury Bill 10/31/23 MATd | 912797HD2 | Treasury bill/note | 50,000 | $49,788 | dollars as filed | |
| US TREASURY BILL23 | 912797HM2 | TREASURY BILLS | 50,000 | $49,579 | dollars as filed | |
| US TREASUR NT 4.5 11/24UST NOTE DUE 11/30/24 | 91282CFX4 | TREASURY | 50,000 | $49,498 | dollars as filed | |
| UNITED STS TREAS NTS 4.250 09/30/24 B/E DTD 09/30/22 | 91282CFN6 | TREASURY NOTE | 50,000 | $49,416 | dollars as filed | |
| US TREASUR | 91282CHD6 | FIX | 50,000 | $49,258 | dollars as filed | |
| US TREASURY BILL24U S T BILL DUE 02/22/24 | 912796Z28 | TREASURY BILLS | 50,000 | $48,946 | dollars as filed | |
| Flushing Bank 5.350 10/02/23 MATd | 34387AFZ7 | Certificate of Deposit | 45,000 | $45,000 | dollars as filed | |
| Bk of Baroda NY 5.300 10/16/23 MATd | 06063HRA3 | Certificate of Deposit | 40,000 | $39,998 | dollars as filed | |
| Bank Ozk 4.900 02/06/24 MATd | 06418CFF8 | Certificate of Deposit | 40,000 | $39,923 | dollars as filed | |
| Wells Fargo Bank 4.650 12/29/23 | 9497634V5 | Certificate of Deposit | 40,000 | $39,901 | dollars as filed | |
| US TREASURY BILL23 | 912797FV4 | TREASURY BILLS | 38,000 | $37,551 | dollars as filed | |
| Am Ex Bk 4.000 10/12/23 MATd | 02589AE32 | Certificate of Deposit | 30,000 | $29,983 | dollars as filed | |
| US TREASURY BILL23 | 912797HL4 | TREASURY BILLS | 30,000 | $29,779 | dollars as filed | |
| Wells Fargo Bank 4.550 11/03/23 MATd | 9497633J3 | Certificate of Deposit | 25,000 | $24,975 | dollars as filed | |
| Santander Bank 5.250 02/26/24 | 80280JWA5 | Certificate of Deposit | 25,000 | $24,970 | dollars as filed | |
| Customers Bank 4.800 11/24/23 | 23204HNH7 | Certificate of Deposit | 25,000 | $24,970 | dollars as filed | |
| US TREASURY BILL23 | 912797HB6 | TREASURY BILLS | 25,000 | $24,945 | dollars as filed | |
| US TREASURY BILL24U S T BILL DUE 03/07/24 | 912797GQ4 | TREASURY BILLS | 25,000 | $24,420 | dollars as filed | |
| US TREASURY BILL24 | 912797LL9 | BIL | 25,000 | $24,368 | dollars as filed | |
| Portland Ore Swr Sys Rev 3.000 10/01/28 '24 | 736742VT1 | Municipal Bonds | 25,000 | $23,875 | dollars as filed | |
| American Funds US Government Money Mkt Fd;529-F-2 | 02630U743 | Mutual Fund | 20,147 | $20,147 | dollars as filed | |
| West Bank 5.100 10/10/23 MATd | 95144PEV9 | Certificate of Deposit | 20,000 | $19,998 | dollars as filed | |
| Firstrust Saving 4.850 01/12/24 MATd | 337630CC9 | Certificate of Deposit | 20,000 | $19,958 | dollars as filed | |
| UNITED STS TREAS BILLS | 912797HV2 | Fixed Income | 20,000 | $19,770 | dollars as filed | |
| US TREASURY BILL24 | 912797GD3 | BIL | 20,000 | $19,682 | dollars as filed | |
| Portland Ore Urban Renewal & R 4.750 06/15/25 '23 | 736746VX3 | Municipal Bonds | 15,000 | $15,004 | dollars as filed | |
| Portland Ore Swr Sys Rev 3.000 06/01/30 '25 | 736742XK8 | Municipal Bonds | 10,000 | $9,411 | dollars as filed | |
| Local Ore Cap Assets Program 3.500 06/01/34 '24 | 53957KFN2 | Municipal Bonds | 10,000 | $8,965 | dollars as filed | |
| Fannie Mae FNCL 256022 5.500 12/01/35 | 31371MLB1 | CMO/MBS/ABS | 31,050 | $388 | dollars as filed | |
| Fannie Mae FNCL 725424 5.500 04/01/34 | 31402C4H2 | CMO/MBS/ABS | 26,025 | $232 | dollars as filed | |
| Fannie Mae FNCL 357797 5.500 06/01/35 | 31376KNN2 | CMO/MBS/ABS | 17,000 | $208 | dollars as filed | |
| Fannie Mae FNCL 555876 5.500 10/01/33 | 31385XQ59 | CMO/MBS/ABS | 15,000 | $141 | dollars as filed | |
| Govt Natl Mrtg G2SF 003081 7.000 05/20/31 | 36202DM65 | CMO/MBS/ABS | 45,000 | $108 | dollars as filed | |
| Fannie Mae FNCL 937906 5.500 07/01/37 | 31412XNX8 | CMO/MBS/ABS | 19,000 | $106 | dollars as filed | |
| Fannie Mae FNCL 962491 5.500 04/01/38 | 31414CXU7 | CMO/MBS/ABS | 13,000 | $104 | dollars as filed | |
| Govt Natl Mrtg G2SF 002714 6.500 02/20/29 | 36202DAP6 | CMO/MBS/ABS | 25,000 | $55 | dollars as filed | |
| Govt Natl Mrtg G2SF 001901 8.000 11/20/24 | 36202CDE0 | CMO/MBS/ABS | 25,000 | $2 | dollars as filed | |
| HEALTHIER CHOICES MGMT C | 42226N109 | COM | 1,000,000 | $1 | dollars as filed | |
| LEHMAN BROS HLDGS 2XXX | 525ESCW62 | PRD | 21,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NUVEEN INTERMEDIATE DXXXESC PEND POSS FUTR DISTR | 670ESC037 | STOK | 23,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Lehman Bros Hldg 6.500 10/25/27 MTN DFTd | 525ESCFR5 | Corporate Bonds | 70,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001849614-23-000006 | this filing | 2023-11-07 | acceptance time not in the bulk data set |