13F-HR filed by ENCOMPASS WEALTH ADVISORS, LLC
ENCOMPASS WEALTH ADVISORS, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-09, with 295 holding rows worth $307,481,775.
- Accession
- 0001849614-23-000003
- Filer
- CIK 1849614
- Filed
- 2023-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 295 entries on the cover page, a total value of $307,481,775 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,481,775 with VALUE read as dollars as filed, 13F file number 028-21106. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 358,426 | $25,261,857 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 141,101 | $22,744,038 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 189,662 | $12,802,203 | dollars as filed | |
| Lord Abbett Ultra Short Bond Fund Class I | 54401E457 | MF | 1,203,170 | $11,875,283 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 112,493 | $11,209,934 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 80,960 | $10,375,834 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 192,531 | $9,653,482 | dollars as filed | |
| IJH | 464287507 | COM | 34,001 | $8,890,708 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 22,677 | $7,722,407 | dollars as filed | |
| Apple Inc | 037833100 | COM | 36,703 | $7,119,266 | dollars as filed | |
| COLUMBIA CONTRARIAN CORE INST2 | 19766M600 | COFRX | 175,676 | $5,340,537 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 109,475 | $5,055,537 | dollars as filed | |
| BLACKROCK CORE BOND | 09260B309 | CEM | 532,846 | $4,427,951 | dollars as filed | |
| Vanguard PRIMECAP Core Inv | 921921508 | OTHER | 143,196 | $4,396,125 | dollars as filed | |
| SCHWAB FUNDS VALUE ADV | 808515696 | SNAXX | 4,208,979 | $4,208,979 | dollars as filed | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 76,344 | $4,173,730 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,502 | $4,038,973 | dollars as filed | |
| Hartford Floating Rate I | 416649804 | Mutual Fund | 503,579 | $3,912,805 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 57,292 | $3,379,082 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 66,303 | $3,358,249 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 28,897 | $2,998,353 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 59,943 | $2,954,603 | dollars as filed | |
| PRINCIPAL DIVERSIFIED INCOME FUND INSTITUTIONAL CLASS | 74254V232 | OPEN END TAXABLE NO LOAD FUND | 243,620 | $2,852,786 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 20,742 | $2,703,927 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,489 | $2,468,271 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,119 | $2,461,215 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,828 | $2,151,923 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,278 | $2,042,719 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 24,389 | $2,037,984 | dollars as filed | |
| VANGUARD SMALL CAP INDEX | 922908686 | MFD | 20,602 | $1,963,588 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 4,631 | $1,901,232 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 10,350 | $1,862,737 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,153 | $1,820,534 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,052 | $1,722,732 | dollars as filed | |
| AMERICAN MUTUAL FUND CLASS F2 | 027681824 | Mutual Fund | 33,719 | $1,673,803 | dollars as filed | |
| US TREASURY MONEY FUND | 808515472 | SUTXX | 1,668,517 | $1,668,517 | dollars as filed | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 7,312 | $1,662,933 | dollars as filed | |
| AB Income Advisor | 01881M442 | Mutual Fund | 253,769 | $1,621,582 | dollars as filed | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 148,786 | $1,584,576 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 7,678 | $1,571,072 | dollars as filed | |
| Columbia Oregon Itmt Muncpl Bd Inst2 | 19766M691 | Mutual Fund | 124,957 | $1,438,252 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 6,463 | $1,435,004 | dollars as filed | |
| Boeing Company | 097023105 | COM | 6,725 | $1,420,051 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 11,399 | $1,364,460 | dollars as filed | |
| PRINCIPAL MIDCAP BLEND FUND INST'L CLASS | 74253Q747 | Mutual Fund | 37,621 | $1,358,873 | dollars as filed | |
| TOUCHSTONE MID CAP GR | 89154X534 | MUTUAL | 39,632 | $1,321,720 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,300 | $1,301,371 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 8,348 | $1,206,584 | dollars as filed | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 19,659 | $1,193,913 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,005 | $1,181,898 | dollars as filed | |
| VANGUARD LTD-TERM TX-EX ADM | 922907886 | BOND FUNDS | 110,193 | $1,179,066 | dollars as filed | |
| BLACKROCK FLOATING RATE INCOME INSTL | 09260B747 | NTF BOND FUNDS | 122,561 | $1,175,362 | dollars as filed | |
| AMERICAN CAPITAL INCOME BUILDER FUND CLASS F2 | 140194101 | Mutual Fund | 17,642 | $1,133,697 | dollars as filed | |
| VANGUARD INTERM-TERM BOND INDEX ADM | 921937801 | BOND FUNDS | 106,933 | $1,087,506 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,883 | $1,068,603 | dollars as filed | |
| VWO | 922042858 | SHS | 25,169 | $1,023,891 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,169 | $1,021,093 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,586 | $1,019,814 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 6,617 | $1,004,064 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 6,109 | $961,242 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 150 | $952,593 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 5,050 | $942,785 | dollars as filed | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 27,904 | $923,345 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,814 | $917,593 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 10,000 | $912,100 | dollars as filed | |
| POLEN GROWTH FUND - INS | 360873657 | COMMON | 23,255 | $892,515 | dollars as filed | |
| JP Morgan 6.125 Perp FRN CALd | 46625HJW1 | Corporate Bonds | 895,000 | $888,735 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 18,012 | $886,551 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 33,584 | $883,941 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 7,976 | $880,286 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 17,020 | $854,744 | dollars as filed | |
| FIDELITY TREASURY ONLY PORTFOLIO INSTITUTIONAL FUND CLASS | 31607A802 | SHS | 841,519 | $841,519 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,522 | $836,410 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 600 | $829,908 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,753 | $814,925 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 8,064 | $798,864 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 6,000 | $794,220 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,103 | $788,441 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,250 | $782,370 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 8,571 | $755,105 | dollars as filed | |
| Columbia Large Cap Growth Inst | 19765P661 | Mutual Fund | 13,020 | $753,861 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,520 | $723,118 | dollars as filed | |
| US TREASU NT 4.375 10/24UST NOTE DUE 10/31/24 | 91282CFQ9 | FIX | 725,000 | $716,191 | dollars as filed | |
| POLEN GROWTH INVESTOR | 360873665 | NTF EQUITY FUNDS | 19,075 | $706,930 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 17,500 | $701,575 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,559 | $691,074 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,243 | $689,672 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,362 | $679,163 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 5,026 | $662,863 | dollars as filed | |
| 529 AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874742 | OPEN END - NO LOAD FUND 529 | 10,580 | $643,663 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,922 | $635,135 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,780 | $630,393 | dollars as filed | |
| PRIMECAP ODYSSEY AGGRESSIVE GROWTH | 74160Q202 | EQUITY FUNDS | 14,677 | $618,647 | dollars as filed | |
| AB High Income Municipal Advisor | 018642744 | Mutual Fund | 60,587 | $613,145 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 3,094 | $595,781 | dollars as filed | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 52,592 | $590,083 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 10,000 | $589,900 | dollars as filed | |
| AMERICAN INCOME FUND OF AMERICA CLASS F2 | 453320822 | Mutual Fund | 25,922 | $589,718 | dollars as filed | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 259,764 | $587,068 | dollars as filed | |
| Intel Corp | 458140100 | COM | 16,651 | $556,793 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,160 | $555,536 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,292 | $550,080 | dollars as filed | |
| 529 AMERICAN MUTUAL FUND CLASS F2 | 027681741 | OPEN END - NO LOAD FUND 529 | 11,077 | $550,067 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 10,880 | $547,264 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,493 | $543,512 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,055 | $538,006 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $517,810 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,021 | $512,744 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 22,391 | $509,390 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 24,400 | $507,032 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 12,354 | $504,414 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,620 | $503,237 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 13,825 | $503,092 | dollars as filed | |
| Fidelity Tax-Exempt Money Market Prm | 316341403 | Mutual Fund | 499,038 | $499,038 | dollars as filed | |
| UNITED STATES TREASURY BILLS BILL | 912796YH6 | BILL | 500,000 | $495,295 | dollars as filed | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 36,696 | $494,666 | dollars as filed | |
| Amana Growth Institutional | 022865505 | Mutual Fund | 7,312 | $486,319 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,000 | $485,020 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 12,795 | $475,863 | dollars as filed | |
| VANGUARD SPECIALIZED PORTF | 921908877 | Real Assets, Listed Real Estate | 4,008 | $474,542 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,480 | $464,430 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 9,240 | $463,571 | dollars as filed | |
| Vanguard CA Long-Term Tax-Exempt Adm | 922021506 | Mutual Fund | 40,315 | $454,750 | dollars as filed | |
| PIMCO INCOME I-3 | 72202E393 | NTF BOND FUNDS | 43,585 | $453,719 | dollars as filed | |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 30,608 | $444,428 | dollars as filed | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 9,341 | $442,787 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,377 | $440,268 | dollars as filed | |
| Hartford Capital Appreciation Y | 416645604 | Mutual Fund | 9,367 | $438,930 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 11,936 | $437,815 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,001 | $432,787 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 14,985 | $429,928 | dollars as filed | |
| MARKET NEUTRAL INCOME FUND CL | 92647p654 | COM | 50,366 | $425,087 | dollars as filed | |
| 529 AMERICAN EUPAC FUND CLASS F2 | 298706763 | OPEN END - NO LOAD FUND 529 | 7,700 | $421,750 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,129 | $418,704 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 5,000 | $418,500 | dollars as filed | |
| COLUMBIA CORNERSTONE GROWTH INST 2 | 19766D378 | NTF EQUITY FUNDS | 7,119 | $413,207 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,119 | $403,003 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,904 | $402,144 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 2,143 | $401,771 | dollars as filed | |
| AMERICAN CENTURY EQUI | 025076100 | MUTUAL | 45,098 | $401,369 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,201 | $396,284 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,988 | $387,758 | dollars as filed | |
| FIDELITY ADVISOR NEW INSIGHTS I | 316071604 | EQUITY FUNDS | 11,881 | $383,040 | dollars as filed | |
| AMERICAN WASHINGTON MUTUAL INVESTORS FUND CLASS F2 | 939330825 | Mutual Fund | 7,056 | $381,725 | dollars as filed | |
| INVESCO MAIN STREET MID CAP Y | 00900R531 | OPMYX | 12,993 | $378,091 | dollars as filed | |
| Vanguard Tax Exempt Fds In | 922907704 | MF | 34,726 | $371,569 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 982 | $362,668 | dollars as filed | |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 33,585 | $360,703 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,345 | $358,350 | dollars as filed | |
| VTI | 922908769 | COM | 1,609 | $354,431 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,035 | $353,858 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 30,194 | $351,156 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 3,830 | $341,963 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,000 | $340,080 | dollars as filed | |
| Western Asset Short Duration Muni Inc I | 52469F176 | Mutual Fund | 68,877 | $339,561 | dollars as filed | |
| Fidelity Contrafund K6 | 316071836 | Mutual Fund | 16,146 | $336,650 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,000 | $336,000 | dollars as filed | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 3,093 | $331,947 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,610 | $323,420 | dollars as filed | |
| DFA US SUSTAINABILITY CORE 1 | 233203215 | EQUITY FUNDS | 9,328 | $321,242 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,184 | $317,713 | dollars as filed | |
| LORD ABBETT HIGH YIELD FUND CLASS I | 54400N409 | SHS | 49,961 | $308,762 | dollars as filed | |
| Dodge & Cox Stock X | 256206509 | Mutual Fund | 1,352 | $307,402 | dollars as filed | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 19,458 | $290,317 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 21,621 | $289,072 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,592 | $285,366 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,160 | $282,738 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,063 | $282,241 | dollars as filed | |
| LORD ABBETT SHORT DURATION INCOME A | 543916100 | NTF BOND FUNDS | 72,121 | $274,781 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,509 | $274,614 | dollars as filed | |
| VANGUARD STRATEGIC EQUITY INV | 922038104 | VSEQX | 8,081 | $270,873 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,765 | $270,345 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,450 | $267,099 | dollars as filed | |
| 529 AMERICAN SMALL-CAP WORLD FUND CLASS F2 | 831681747 | OPEN END - NO LOAD FUND 529 | 4,170 | $262,970 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 200 | $262,328 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 3,340 | $254,040 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,872 | $252,214 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 3,049 | $251,390 | dollars as filed | |
| Kennebec Svng Bk 5.200 09/05/23 | 489265DR6 | Certificate of Deposit | 245,000 | $244,956 | dollars as filed | |
| First Frmr Bk Tr 5.200 09/15/23 | 320165KK8 | Certificate of Deposit | 245,000 | $244,949 | dollars as filed | |
| Franklin OR Tax Free Income Adv | 354724502 | Mutual Fund | 23,006 | $239,490 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,127 | $233,833 | dollars as filed | |
| FUNDAMENTAL INVS CL F2 SHS | 360802821 | SHS | 3,393 | $229,928 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 925 | $229,308 | dollars as filed | |
| JPMorgan Large Cap Growth C | 4812C0522 | Mutual Fund | 6,411 | $227,073 | dollars as filed | |
| US TREASUR NT 2.5 0124 | 9128285Z9 | NOT | 230,000 | $226,182 | dollars as filed | |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 24,128 | $224,629 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 13,893 | $221,596 | dollars as filed | |
| PIMCO INCOME FUND CLASS P | 72201M719 | SHS | 21,127 | $219,929 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 3,500 | $218,785 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J202 | TAX AWARE SHRT | 8,700 | $217,152 | dollars as filed | |
| USAA INTERMEDIATE TERM BOND FUND | 903288835 | Com | 23,885 | $217,110 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,520 | $215,992 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,230 | $214,266 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,328 | $213,120 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 4,957 | $211,558 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 33,500 | $209,040 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 841 | $206,928 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,822 | $206,105 | dollars as filed | |
| Fidelity California Municipal MMk Instl | 31606Y108 | Mutual Fund | 203,795 | $203,795 | dollars as filed | |
| VANGUARD SHORT-TERM TAX-EXEMPT FUND ADMIRAL SHARES | 922907803 | SHS | 12,972 | $202,489 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,113 | $200,078 | dollars as filed | |
| Zions Bancorp 5.250 09/07/23 | 98970LFL2 | Certificate of Deposit | 200,000 | $199,982 | dollars as filed | |
| JP Morgan Chase 2.900 07/21/23 MATd | 46593LDC0 | Certificate of Deposit | 200,000 | $199,724 | dollars as filed | |
| Ft na bk America 2.700 07/21/23 MATd | 32110YXS9 | Certificate of Deposit | 200,000 | $199,692 | dollars as filed | |
| Columbia Short Term Bond Inst2 | 19766B299 | Mutual Fund | 19,044 | $178,440 | dollars as filed | |
| American Funds Strategic Bond Fund;529F2 | 02631E748 | Mutual Fund | 19,118 | $176,846 | dollars as filed | |
| LORD ABBETT FLOATING RATE I | 543916134 | NTF BOND FUNDS | 19,296 | $154,754 | dollars as filed | |
| Mfrs and Trader 5.200 08/31/23 | 564759SN9 | Certificate of Deposit | 150,000 | $149,976 | dollars as filed | |
| Zions Bancorp 5.200 08/31/23 | 98970LF81 | Certificate of Deposit | 150,000 | $149,976 | dollars as filed | |
| FIDELITY GLOBAL EX US INDEX | 316146315 | EQUITY FUNDS | 10,657 | $146,849 | dollars as filed | |
| Fidelity New Markets Income | 315910836 | CEF | 12,104 | $140,650 | dollars as filed | |
| Fidelity Advisor Equity Growth C | 315805754 | Mutual Fund | 10,617 | $124,428 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,884 | $111,115 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,911 | $102,252 | dollars as filed | |
| FIDELITY MUNICIPAL MONEYMARKET | 316048107 | COM | 100,021 | $100,021 | dollars as filed | |
| Frst Rep Bk 4.450 07/03/23 MATd | 33616CLW8 | Certificate of Deposit | 100,000 | $99,993 | dollars as filed | |
| California Bk Cm 5.150 09/05/23 | 13005CCN9 | Certificate of Deposit | 100,000 | $99,973 | dollars as filed | |
| Bank of Utah 5.250 12/11/23 | 065427AL0 | Certificate of Deposit | 100,000 | $99,971 | dollars as filed | |
| KeyBank 4.450 07/13/23 MATd | 49306SH66 | Certificate of Deposit | 100,000 | $99,969 | dollars as filed | |
| Beal Bnk US 2.800 07/05/23 MATd | 07371DBM8 | Certificate of Deposit | 100,000 | $99,965 | dollars as filed | |
| Associated Bank 5.050 09/22/23 | 045491MY0 | Certificate of Deposit | 100,000 | $99,927 | dollars as filed | |
| Manufacturers 4.900 10/16/23 MATd | 564796AK6 | Certificate of Deposit | 100,000 | $99,866 | dollars as filed | |
| KeyBank 4.600 01/12/24 MATd | 49306SH58 | Certificate of Deposit | 100,000 | $99,565 | dollars as filed | |
| Ally Bank 2.850 12/29/23 | 02007GUA9 | Certificate of Deposit | 100,000 | $98,793 | dollars as filed | |
| Capitl One NA 3.300 07/01/24 MATd | 14042RSH5 | Certificate of Deposit | 100,000 | $97,881 | dollars as filed | |
| Fidelity Money Market Premium | 31617H805 | Mutual Fund | 90,432 | $90,432 | dollars as filed | |
| Northway Bank 4.850 10/16/23 MATd | 66727LAR7 | Certificate of Deposit | 85,000 | $84,873 | dollars as filed | |
| US Ban 5.250 12/14/23 | 90354KCF3 | Certificate of Deposit | 80,000 | $79,978 | dollars as filed | |
| BOA 5.250 09/14/23 | 06051VV78 | Certificate of Deposit | 75,000 | $74,993 | dollars as filed | |
| MSBNA 4.100 10/06/23 MATd | 61690UT26 | Certificate of Deposit | 75,000 | $74,726 | dollars as filed | |
| INVESCO SENIOR FLOATING RATE Y | 00141G831 | NTF BOND FUNDS | 11,322 | $74,501 | dollars as filed | |
| US TREASUR NT 4.5 11/24UST NOTE DUE 11/30/24 | 91282CFX4 | TREASURY | 75,000 | $74,204 | dollars as filed | |
| UNITED STS TREAS NTS 4.250 09/30/24 B/E DTD 09/30/22 | 91282CFN6 | TREASURY NOTE | 75,000 | $74,016 | dollars as filed | |
| Wells Fargo Bank 4.600 10/02/23 MATd | 9497634X1 | Certificate of Deposit | 60,000 | $59,873 | dollars as filed | |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 15,531 | $59,173 | dollars as filed | |
| LORD ABBETT INVT TR | 543916688 | SHS | 14,459 | $55,090 | dollars as filed | |
| North Easton Sav 4.850 10/16/23 MATd | 659282AA5 | Certificate of Deposit | 55,000 | $54,918 | dollars as filed | |
| Flushing Bank 5.350 10/03/23 MATd | 34387AGA1 | Certificate of Deposit | 50,000 | $50,006 | dollars as filed | |
| First Fed Bnk 5.300 09/29/23 | 32017MBB0 | Certificate of Deposit | 50,000 | $50,000 | dollars as filed | |
| TIAA FSB 5.300 12/21/23 | 87270LHL0 | Certificate of Deposit | 50,000 | $49,999 | dollars as filed | |
| Umpqua 5.050 07/14/23 MATd | 90421MEP4 | Certificate of Deposit | 50,000 | $49,996 | dollars as filed | |
| BANK OF AMERICA, 5.25 23 | 06051VV52 | CERTIFICATE DEPOSIT | 50,000 | $49,986 | dollars as filed | |
| Discover Bank 5.000 09/27/23 | 2546733H7 | Certificate of Deposit | 50,000 | $49,955 | dollars as filed | |
| Valley Natl Bank 5.300 06/21/24 | 919853JT9 | Certificate of Deposit | 50,000 | $49,919 | dollars as filed | |
| US Treasury Bill 09/05/23 | 912797GR2 | Treasury bill/note | 50,000 | $49,544 | dollars as filed | |
| UNITED STATES TREASURY BILLS BILL | 912796CR8 | BILL | 50,000 | $49,427 | dollars as filed | |
| UNITED STATES TREASURY BILLS BILL | 912796CS6 | BILL | 50,000 | $49,377 | dollars as filed | |
| US TREASUR | 91282CHD6 | FIX | 50,000 | $49,371 | dollars as filed | |
| US TREASURY BILL23 | 912797FA0 | TREASURY BILLS | 50,000 | $49,273 | dollars as filed | |
| UNITED STS TREAS BILLS BILL | 912797FB8 | COM | 50,000 | $49,220 | dollars as filed | |
| US TREASURY BILL23 | 912797FK8 | TREASURY BILLS | 50,000 | $49,022 | dollars as filed | |
| US TREASURY | 912797fl6 | FIXED | 50,000 | $48,964 | dollars as filed | |
| US TREASURY BILL23 | 912796ZN2 | TREASURY BILLS | 50,000 | $48,706 | dollars as filed | |
| WAUKESHA STATE 4.850 07/28/23 MATd | 94308PAD8 | Certificate of Deposit | 45,000 | $44,986 | dollars as filed | |
| Harborone Bk 5.300 09/18/23 | 41166HCZ7 | Certificate of Deposit | 40,000 | $40,000 | dollars as filed | |
| MidFirst Bank 5.250 09/21/23 | 59740JR76 | Certificate of Deposit | 40,000 | $39,996 | dollars as filed | |
| US Ban 4.900 08/03/23 MATd | 90354KBE7 | Certificate of Deposit | 40,000 | $39,986 | dollars as filed | |
| Truist Bank 4.600 09/22/23 | 89788HCC5 | Certificate of Deposit | 40,000 | $39,924 | dollars as filed | |
| Bank Ozk 4.900 02/06/24 MATd | 06418CFF8 | Certificate of Deposit | 40,000 | $39,900 | dollars as filed | |
| Wells Fargo Bank 4.650 12/29/23 | 9497634V5 | Certificate of Deposit | 40,000 | $39,847 | dollars as filed | |
| UST INFL IDX | 912828N71 | INFLATION PROTECTED | 30,000 | $36,500 | dollars as filed | |
| Am Ex Bk 4.000 10/12/23 MATd | 02589AE32 | Certificate of Deposit | 30,000 | $29,876 | dollars as filed | |
| Flushing Bank 5.350 10/02/23 MATd | 34387AFZ7 | Certificate of Deposit | 25,000 | $25,003 | dollars as filed | |
| Ally Bank 5.250 09/15/23 | 02007GP49 | Certificate of Deposit | 25,000 | $24,998 | dollars as filed | |
| Santander Bank 5.250 02/26/24 | 80280JWA5 | Certificate of Deposit | 25,000 | $24,982 | dollars as filed | |
| Beal Bnk US 4.600 08/23/23 | 07371DLJ4 | Certificate of Deposit | 25,000 | $24,970 | dollars as filed | |
| Customers Bank 4.800 11/24/23 | 23204HNH7 | Certificate of Deposit | 25,000 | $24,941 | dollars as filed | |
| Wells Fargo Bank 4.550 11/03/23 MATd | 9497633J3 | Certificate of Deposit | 25,000 | $24,922 | dollars as filed | |
| JP Morgan Chase 4.000 09/26/23 | 46593LPP8 | Certificate of Deposit | 25,000 | $24,918 | dollars as filed | |
| MSBNA 4.000 09/29/23 | 61690US68 | Certificate of Deposit | 25,000 | $24,909 | dollars as filed | |
| Portland Ore Swr Sys Rev 3.000 10/01/28 '24 | 736742VT1 | Municipal Bonds | 25,000 | $24,814 | dollars as filed | |
| Flushing Bank 5.000 07/06/23 MATd | 34387AFS3 | Certificate of Deposit | 20,000 | $19,999 | dollars as filed | |
| Bank of Blue Val 4.800 07/13/23 MATd | 06070PBU9 | Certificate of Deposit | 20,000 | $19,997 | dollars as filed | |
| City Natl Bk 4.900 08/01/23 MATd | 17801DGK6 | Certificate of Deposit | 20,000 | $19,994 | dollars as filed | |
| Firstrust Saving 4.850 01/12/24 MATd | 337630CC9 | Certificate of Deposit | 20,000 | $19,946 | dollars as filed | |
| Portland Ore Urban Renewal & R 4.750 06/15/25 '23 | 736746VX3 | Municipal Bonds | 15,000 | $15,009 | dollars as filed | |
| Oregon St 3.250 08/01/38 CALd | 68608UTZ9 | Municipal Bonds | 15,000 | $15,000 | dollars as filed | |
| Portland Ore Swr Sys Rev 3.000 06/01/30 '25 | 736742XK8 | Municipal Bonds | 10,000 | $10,043 | dollars as filed | |
| NM Bk Tr 4.750 08/02/23 MATd | 64707PAK2 | Certificate of Deposit | 10,000 | $9,995 | dollars as filed | |
| Local Ore Cap Assets Program 3.500 06/01/34 '24 | 53957KFN2 | Municipal Bonds | 10,000 | $9,805 | dollars as filed | |
| US TREASURY | 91282cfa4 | FIXED | 10,000 | $9,747 | dollars as filed | |
| Fannie Mae FNCL 256022 5.500 12/01/35 | 31371MLB1 | CMO/MBS/ABS | 31,050 | $411 | dollars as filed | |
| Fannie Mae FNCL 725424 5.500 04/01/34 | 31402C4H2 | CMO/MBS/ABS | 26,025 | $249 | dollars as filed | |
| Fannie Mae FNCL 357797 5.500 06/01/35 | 31376KNN2 | CMO/MBS/ABS | 17,000 | $220 | dollars as filed | |
| Fannie Mae FNCL 555876 5.500 10/01/33 | 31385XQ59 | CMO/MBS/ABS | 15,000 | $150 | dollars as filed | |
| Govt Natl Mrtg G2SF 003081 7.000 05/20/31 | 36202DM65 | CMO/MBS/ABS | 45,000 | $114 | dollars as filed | |
| Fannie Mae FNCL 937906 5.500 07/01/37 | 31412XNX8 | CMO/MBS/ABS | 19,000 | $114 | dollars as filed | |
| Fannie Mae FNCL 962491 5.500 04/01/38 | 31414CXU7 | CMO/MBS/ABS | 13,000 | $113 | dollars as filed | |
| Govt Natl Mrtg G2SF 002714 6.500 02/20/29 | 36202DAP6 | CMO/MBS/ABS | 25,000 | $61 | dollars as filed | |
| Govt Natl Mrtg G2SF 001901 8.000 11/20/24 | 36202CDE0 | CMO/MBS/ABS | 25,000 | $4 | dollars as filed | |
| HEALTHIER CHOICES MGMT C | 42226N109 | COM | 1,000,000 | $1 | dollars as filed | |
| LEHMAN BROS HLDGS 2XXX | 525ESCW62 | PRD | 21,500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NUVEEN INTERMEDIATE DXXXESC PEND POSS FUTR DISTR | 670ESC037 | STOK | 23,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Lehman Bros Hldg 6.500 10/25/27 MTN DFTd | 525ESCFR5 | Corporate Bonds | 70,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001849614-23-000003 | this filing | 2023-08-09 | acceptance time not in the bulk data set |