13F-HR filed by Navis Wealth Advisors, LLC
Navis Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 125 holding rows worth $143,230,000.
- Accession
- 0001849055-21-000007
- Filer
- CIK 1849055
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 125 entries on the cover page, a total value of $143,230,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,230,000 with VALUE read as thousands by filing date, 13F file number 028-21090. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 34,367 | $14,748,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 39,000 | $8,079,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 138,599 | $6,949,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 17,090 | $6,118,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 120,313 | $6,072,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 14,900 | $5,877,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50,005 | $5,097,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 88,495 | $4,488,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 103,589 | $3,269,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 64,717 | $3,248,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 28,142 | $3,027,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 25,631 | $2,799,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 800 | $2,628,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q460 | CMN | 37,258 | $2,464,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30,609 | $2,148,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212P953 | COM NEW | 12,500 | $2,049,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 17,059 | $1,886,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 33,310 | $1,871,000 | thousands by filing date | |
| BOEING CO | 097023955 | PUT | 8,000 | $1,760,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,918 | $1,688,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039900 | CALL | 15,000 | $1,675,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 7,500 | $1,645,000 | thousands by filing date | put |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 16,936 | $1,499,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,858 | $1,436,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 29,023 | $1,367,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 18,912 | $1,280,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 15,134 | $1,131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 29,480 | $1,114,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,936 | $1,065,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 146,858 | $1,037,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,646 | $1,000,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 58,384 | $960,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 6,892 | $957,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 7,466 | $930,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,364 | $881,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,622 | $877,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 5,000 | $877,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W950 | PUT | 10,000 | $871,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,661 | $832,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,612 | $831,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 27,521 | $829,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 40,000 | $822,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 15,000 | $810,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,904 | $789,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y905 | PURE CANNABIS | 25,000 | $789,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,535 | $744,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H950 | PUT | 4,500 | $737,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 5,000 | $708,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,800 | $703,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DE | 084670902 | L CALL | 2,500 | $682,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,192 | $661,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,751 | $661,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 31,269 | $642,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,420 | $635,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,856 | $623,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 11,789 | $599,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,839 | $594,000 | thousands by filing date | |
| VIACOMCBS INC | 92556H957 | PUT | 15,000 | $593,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 26,676 | $588,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 21,200 | $569,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,000 | $548,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,462 | $538,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 3,000 | $508,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 3,096 | $507,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,021 | $504,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,426 | $502,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,000 | $494,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 33,536 | $483,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 6,000 | $466,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353T950 | PUT | 10,000 | $448,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 10,518 | $446,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 6,534 | $429,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 2,500 | $419,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 157 | $418,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,991 | $416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,000 | $415,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 5,371 | $415,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 10,648 | $414,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 20,385 | $399,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,000 | $396,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 27,126 | $395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 7,502 | $378,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 28,150 | $359,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,500 | $345,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,529 | $343,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,277 | $332,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10,000 | $328,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,001 | $316,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,908 | $313,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,968 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,000 | $310,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,316 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,000 | $304,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,728 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,876 | $301,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,600 | $296,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,348 | $295,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,500 | $293,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,000 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,500 | $287,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,500 | $287,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,000 | $279,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,701 | $275,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,000 | $268,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,000 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,500 | $261,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 750 | $259,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,716 | $258,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,000 | $258,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 755 | $248,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,900 | $243,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,000 | $238,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 390 | $226,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,000 | $220,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,050 | $217,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 10,300 | $217,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,517 | $215,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,031 | $212,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,000 | $202,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 16,000 | $125,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 16,000 | $83,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,000 | $66,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 10,500 | $13,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001849055-21-000007 | this filing | 2021-11-16 | acceptance time not in the bulk data set |