13F-HR filed by Round Rock Advisors LLC
Round Rock Advisors LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-20, with 120 holding rows worth $225,676,000.
- Accession
- 0001846991-22-000001
- Filer
- CIK 1846991
- Filed
- 2022-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 120 entries on the cover page, a total value of $225,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $225,676,000 with VALUE read as thousands by filing date, 13F file number 028-21052. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 204,089 | $22,880,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 56,095 | $22,317,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 66,598 | $16,967,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 133,807 | $15,322,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 30,298 | $9,356,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 59,955 | $7,350,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 67,515 | $7,144,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 36,936 | $6,559,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 39,474 | $6,424,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 64,218 | $5,195,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 50,952 | $4,726,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 33,046 | $4,656,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,638 | $4,578,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 51,135 | $4,155,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,958 | $3,644,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 42,772 | $3,284,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 53,515 | $2,751,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 32,792 | $2,744,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,361 | $2,467,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,999 | $2,290,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,628 | $2,208,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 20,730 | $2,118,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 9,573 | $2,116,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,221 | $1,901,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,431 | $1,820,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 35,310 | $1,782,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 48,970 | $1,727,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,554 | $1,642,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 23,260 | $1,596,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,157 | $1,591,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,730 | $1,497,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,035 | $1,488,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,180 | $1,350,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 385 | $1,284,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 23,717 | $1,257,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,447 | $1,253,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,376 | $1,135,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,967 | $1,123,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 121,590 | $1,096,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,015 | $1,076,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 31,566 | $1,037,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,216 | $1,032,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,267 | $1,030,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,900 | $1,018,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 93,267 | $967,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,214 | $946,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 20,704 | $938,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 14,800 | $935,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,291 | $900,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 11,156 | $852,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,829 | $826,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,134 | $824,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,724 | $821,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,969 | $810,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 8,969 | $766,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,619 | $718,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,441 | $703,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,354 | $701,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,008 | $695,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 233 | $674,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,108 | $668,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,905 | $667,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 215 | $623,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,792 | $620,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,654 | $619,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,159 | $600,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 20,077 | $575,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 13,953 | $563,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,346 | $559,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 403 | $555,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,459 | $535,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 20,005 | $529,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 44,500 | $521,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,730 | $520,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,544 | $519,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 19,194 | $497,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 7,000 | $468,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 29,097 | $467,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 61,202 | $446,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 4,454 | $446,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,718 | $433,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,071 | $419,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,488 | $389,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,645 | $386,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 7,650 | $385,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,477 | $372,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,395 | $372,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,733 | $365,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,613 | $344,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,505 | $332,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,836 | $326,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,850 | $319,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,730 | $318,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 50,634 | $314,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,319 | $310,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 20,209 | $310,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,511 | $309,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,989 | $308,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,142 | $297,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,439 | $290,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 790 | $287,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,135 | $274,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 901 | $265,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,150 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 1,513 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,995 | $246,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 720 | $245,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,939 | $244,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,075 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,110 | $241,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,653 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,131 | $233,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,882 | $233,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,648 | $231,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,500 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,128 | $215,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,798 | $211,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,686 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,075 | $202,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,748 | $185,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001846991-22-000001 | this filing | 2022-01-20 | acceptance time not in the bulk data set |