13F-HR filed by Round Rock Advisors LLC
Round Rock Advisors LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-26, with 67 holding rows worth $125,806,000.
- Accession
- 0001846991-21-000002
- Filer
- CIK 1846991
- Filed
- 2021-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 67 entries on the cover page, a total value of $125,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,806,000 with VALUE read as thousands by filing date, 13F file number 028-21052. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 176,516 | $17,844,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 47,150 | $15,047,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 63,593 | $14,076,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 115,457 | $12,531,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 108,722 | $7,522,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 58,083 | $5,718,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 47,084 | $5,372,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 77,905 | $4,155,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 42,793 | $3,981,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 16,168 | $3,938,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,700 | $3,139,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 22,038 | $2,927,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 33,680 | $2,193,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,167 | $1,652,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,766 | $1,381,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,178 | $1,144,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,900 | $1,134,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 5,242 | $1,019,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 9,966 | $1,017,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 21,407 | $981,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,465 | $979,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 274 | $848,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,525 | $786,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 11,048 | $729,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 9,838 | $718,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,850 | $672,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 13,025 | $658,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,377 | $656,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,958 | $653,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 23,759 | $577,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,091 | $569,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,356 | $552,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,231 | $543,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,925 | $528,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,544 | $502,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 434 | $480,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,957 | $401,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,630 | $396,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,851 | $386,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 7,389 | $375,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,175 | $369,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,302 | $362,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,783 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,408 | $321,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,733 | $319,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,645 | $314,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,591 | $307,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,387 | $306,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,497 | $289,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,647 | $286,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 134 | $276,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,238 | $262,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,364 | $258,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,203 | $258,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 124 | $257,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,650 | $252,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,792 | $239,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,035 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,110 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,611 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,085 | $221,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 720 | $213,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,415 | $208,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 967 | $205,000 | thousands by filing date | |
| IJH | 464287507 | COM | 775 | $202,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,589 | $202,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 15,000 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001846991-21-000002 | this filing | 2021-04-26 | acceptance time not in the bulk data set |