13F-HR filed by Sovereign Financial Group, Inc.
Sovereign Financial Group, Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-12, with 167 holding rows worth $165,203,000.
- Accession
- 0001846175-21-000003
- Filer
- CIK 1846175
- Filed
- 2021-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 167 entries on the cover page, a total value of $165,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,203,000 with VALUE read as thousands by filing date, 13F file number 028-20792. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 38,156 | $15,122,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 30,534 | $12,147,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 41,747 | $7,097,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 101,301 | $5,539,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,554 | $4,587,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 34,539 | $4,482,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,731 | $4,337,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,946 | $3,493,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 63,323 | $3,264,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 48,261 | $3,150,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 20,046 | $2,948,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 42,256 | $2,943,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 56,696 | $2,597,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 41,332 | $2,569,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 56,222 | $2,558,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 33,702 | $2,322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 39,385 | $2,020,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 9,409 | $1,948,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,112 | $1,851,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,191 | $1,848,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 20,413 | $1,684,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 18,169 | $1,650,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 17,511 | $1,609,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,438 | $1,560,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 43,911 | $1,514,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,911 | $1,495,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 588 | $1,435,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,258 | $1,426,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 455 | $1,408,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 18,614 | $1,392,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,978 | $1,353,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 44,548 | $1,348,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 11,155 | $1,338,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 15,288 | $1,335,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,471 | $1,290,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,406 | $1,274,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14,265 | $1,172,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,125 | $1,073,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 12,620 | $1,069,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 20,135 | $1,065,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,934 | $1,058,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 822 | $992,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 16,858 | $951,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 18,482 | $948,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,275 | $915,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 18,984 | $907,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,831 | $893,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 20,100 | $783,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,029 | $759,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 21,977 | $729,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 17,877 | $713,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,177 | $706,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,289 | $696,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,821 | $690,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,410 | $690,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,268 | $683,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 12,719 | $679,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,196 | $670,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 13,568 | $667,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,925 | $645,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 15,178 | $642,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,930 | $629,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,443 | $624,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,402 | $617,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,484 | $603,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,215 | $592,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,137 | $579,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,191 | $569,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,847 | $544,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,460 | $533,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 5,607 | $530,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 12,787 | $527,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 10,374 | $519,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,219 | $515,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 10,493 | $515,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,787 | $485,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,359 | $478,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,281 | $477,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,235 | $471,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,203 | $448,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 9,599 | $447,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,937 | $434,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,433 | $422,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,909 | $422,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,029 | $415,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,813 | $414,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,616 | $412,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 18,979 | $384,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,238 | $377,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,251 | $376,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 48,780 | $376,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 32,881 | $375,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,841 | $374,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,731 | $372,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,802 | $372,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,152 | $368,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,924 | $365,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,783 | $353,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,638 | $352,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,288 | $348,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,179 | $347,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,558 | $344,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,964 | $341,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,820 | $341,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,916 | $331,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,659 | $329,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 4,729 | $324,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,204 | $323,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,275 | $322,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,085 | $316,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,982 | $313,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,273 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,517 | $303,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,543 | $298,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,364 | $289,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 971 | $289,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,058 | $288,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,577 | $285,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,597 | $284,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,863 | $282,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 538 | $281,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,036 | $276,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,447 | $273,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,175 | $265,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 7,825 | $260,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 5,133 | $258,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,749 | $258,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 772 | $255,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,902 | $250,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,060 | $248,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,210 | $247,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,852 | $246,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 4,925 | $245,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,434 | $243,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,100 | $243,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,817 | $242,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,054 | $241,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 19,511 | $239,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 735 | $239,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,755 | $238,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,633 | $233,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,410 | $233,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 7,650 | $233,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,270 | $232,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 635 | $231,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,250 | $229,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,708 | $228,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 5,450 | $224,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,174 | $223,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,265 | $222,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,000 | $219,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,350 | $218,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,053 | $215,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,678 | $214,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 10,788 | $214,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,850 | $212,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,900 | $210,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 6,536 | $209,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,577 | $206,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,022 | $204,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 12,390 | $203,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 6,357 | $201,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,000 | $149,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,017 | $93,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,718 | $77,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 11,750 | $19,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 10,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001846175-21-000003 | this filing | 2021-08-12 | acceptance time not in the bulk data set |