13F-HR/A filed by Ascentis Independent Advisors
Ascentis Independent Advisors filed this 13F-HR/A for the quarter ended 2022-03-31, filed 2022-05-18, with 194 holding rows worth $198,686,000.
- Accession
- 0001845003-22-000003
- Filer
- CIK 1845003
- Filed
- 2022-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, amendment of type restatement, 195 entries on the cover page, a total value of $198,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,686,000 with VALUE read as thousands by filing date, 13F file number 028-20606. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 28,158 | $8,681,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 45,761 | $7,990,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 57,661 | $5,658,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,874 | $5,212,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 69,226 | $4,583,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 96,470 | $3,976,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 39,883 | $3,951,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 112,678 | $3,917,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 123,792 | $3,752,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,779 | $3,451,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 53,447 | $3,403,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,924 | $3,398,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 9,332 | $3,383,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 61,553 | $3,375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 66,803 | $3,199,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 86,761 | $3,195,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 84,819 | $3,124,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,582 | $3,116,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 836 | $2,725,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,508 | $2,458,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 53,534 | $2,373,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,071 | $2,189,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 48,132 | $2,156,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 43,154 | $2,140,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 13,541 | $2,109,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,582 | $2,079,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 18,495 | $1,988,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 17,756 | $1,970,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,208 | $1,847,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,236 | $1,824,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,138 | $1,688,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 44,230 | $1,656,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 31,397 | $1,597,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,528 | $1,465,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,611 | $1,432,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 16,722 | $1,394,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,202 | $1,387,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,572 | $1,378,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 12,221 | $1,316,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 9,268 | $1,268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 58,207 | $1,267,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,729 | $1,241,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,547 | $1,229,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 9,601 | $1,228,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 12,004 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,860 | $1,223,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 23,414 | $1,211,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,938 | $1,194,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 36,309 | $1,170,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 7,673 | $1,151,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,391 | $1,145,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 25,685 | $1,129,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,026 | $1,118,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,864 | $1,113,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 21,483 | $1,085,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 23,294 | $1,082,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,949 | $1,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 32,134 | $1,049,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,296 | $1,036,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9,250 | $971,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 12,064 | $952,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 16,407 | $945,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,580 | $938,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 16,857 | $900,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,939 | $898,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 154,360 | $897,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 10,086 | $864,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,837 | $858,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,506 | $839,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,035 | $828,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 20,348 | $790,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,773 | $783,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,534 | $767,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,779 | $759,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 10,239 | $753,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 11,863 | $750,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,202 | $742,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,675 | $738,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,481 | $696,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,088 | $685,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,982 | $685,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,414 | $681,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 53,400 | $677,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 8,626 | $670,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,577 | $668,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,382 | $663,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,168 | $656,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,736 | $650,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,635 | $649,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,403 | $640,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,917 | $638,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,217 | $637,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,963 | $633,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,375 | $627,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,060 | $617,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,392 | $605,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 30,014 | $599,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 11,783 | $592,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,601 | $578,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,382 | $568,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 9,690 | $555,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,703 | $547,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,072 | $547,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 19,092 | $540,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,812 | $538,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,899 | $512,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,194 | $500,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,987 | $495,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,507 | $492,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,331 | $486,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 9,947 | $485,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 166 | $464,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,030 | $463,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,600 | $442,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,338 | $439,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 7,193 | $432,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,004 | $425,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 30,650 | $421,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,676 | $416,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 667 | $415,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,985 | $412,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 18,730 | $412,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 8,141 | $409,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,432 | $409,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,896 | $407,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,301 | $392,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,089 | $389,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 20,980 | $385,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,011 | $381,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,322 | $379,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 34,156 | $372,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,729 | $371,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 21,300 | $369,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,003 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,414 | $353,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,535 | $353,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,282 | $349,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,262 | $345,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,157 | $343,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,890 | $342,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 8,000 | $341,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 12,375 | $334,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,552 | $330,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,883 | $329,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 36,430 | $328,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 485 | $324,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,260 | $319,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,763 | $315,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 41,850 | $308,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,883 | $307,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,237 | $305,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,892 | $302,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,021 | $301,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 420 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 5,501 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,711 | $271,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,128 | $265,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 52,250 | $259,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,111 | $257,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,398 | $255,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,712 | $253,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,590 | $252,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,329 | $246,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 917 | $244,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 6,982 | $241,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 11,411 | $240,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,808 | $237,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,093 | $237,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,702 | $229,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 10,673 | $227,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 28,325 | $226,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,476 | $218,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 474 | $212,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,020 | $211,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,537 | $209,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 3,378 | $209,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 641 | $205,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 806 | $202,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,209 | $202,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,179 | $197,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,435 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,000 | $158,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 50,600 | $157,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 23,043 | $151,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 15,970 | $143,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 30,415 | $123,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 31,327 | $72,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 10,555 | $44,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 17,037 | $44,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 22,133 | $31,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 13,350 | $24,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 20,300 | $23,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 11,650 | $20,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 22,550 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001845003-22-000002 | superseded | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001845003-22-000003 | this filing | 2022-05-18 | acceptance time not in the bulk data set |