13F-HR filed by Ascentis Independent Advisors
Ascentis Independent Advisors filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-12, with 251 holding rows worth $259,237,000.
- Accession
- 0001845003-21-000003
- Filer
- CIK 1845003
- Filed
- 2021-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 260 entries on the cover page, a total value of $259,237,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,237,000 with VALUE read as thousands by filing date, 13F file number 028-20606. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 114,861 | $15,731,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 92,879 | $9,297,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,172 | $8,444,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 151,125 | $6,190,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 96,678 | $6,088,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 185,692 | $5,897,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 97,266 | $5,804,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 183,189 | $5,771,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 103,454 | $5,744,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 101,300 | $5,288,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,418 | $4,878,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,983 | $4,842,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 51,912 | $4,429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 92,382 | $3,886,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 90,842 | $3,745,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 24,652 | $3,559,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 71,840 | $3,478,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 106,176 | $3,438,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 69,069 | $3,179,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,091 | $3,145,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,126 | $2,819,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,944 | $2,764,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 18,694 | $2,512,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,055 | $2,500,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,666 | $2,350,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 15,580 | $2,300,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 44,430 | $2,162,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 102,511 | $1,827,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,588 | $1,818,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,337 | $1,720,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,005 | $1,714,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 30,470 | $1,680,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,736 | $1,665,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,824 | $1,644,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 27,145 | $1,643,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,354 | $1,583,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 127,308 | $1,524,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,851 | $1,503,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 22,282 | $1,412,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,155 | $1,402,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 77,426 | $1,401,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,902 | $1,384,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 15,174 | $1,365,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,725 | $1,322,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 105,527 | $1,317,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,600 | $1,316,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,699 | $1,300,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 14,903 | $1,293,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 27,772 | $1,255,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 86,806 | $1,243,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,943 | $1,199,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,501 | $1,151,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,426 | $1,149,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,400 | $1,117,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 20,746 | $1,114,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 9,574 | $1,106,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,341 | $1,083,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 28,715 | $1,080,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 40,725 | $1,074,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,930 | $1,062,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 14,896 | $1,062,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 9,310 | $1,054,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,889 | $1,005,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,744 | $1,005,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,536 | $1,001,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,966 | $952,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,397 | $948,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 63,353 | $941,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,948 | $923,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 13,449 | $923,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,030 | $917,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 203,105 | $908,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,475 | $903,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,654 | $891,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,735 | $887,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 42,856 | $883,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,143 | $880,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 11,044 | $863,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,521 | $836,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,365 | $823,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,027 | $822,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,354 | $820,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,815 | $807,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,480 | $800,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,142 | $776,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 27,340 | $758,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,607 | $754,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,985 | $753,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 11,226 | $748,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,290 | $730,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,772 | $727,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,983 | $724,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,044 | $714,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,515 | $706,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 6,243 | $702,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 22,888 | $697,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 15,664 | $694,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 13,922 | $687,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,622 | $651,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 17,005 | $644,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,080 | $640,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,767 | $638,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,862 | $638,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 23,958 | $632,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,261 | $626,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,575 | $620,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 42,834 | $612,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 242 | $607,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,520 | $600,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,227 | $599,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 24,277 | $587,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,100 | $574,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,381 | $566,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 11,176 | $557,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,776 | $554,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,229 | $553,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,254 | $545,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,045 | $541,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 55,245 | $535,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,482 | $532,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 6,213 | $530,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,620 | $526,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 33,480 | $517,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,341 | $507,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,139 | $506,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,745 | $499,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,258 | $494,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 5,188 | $492,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,861 | $474,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,182 | $473,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,751 | $472,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,704 | $462,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,119 | $461,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,782 | $454,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,128 | $451,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,273 | $442,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,502 | $438,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,298 | $430,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 26,435 | $430,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,018 | $422,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 11,639 | $422,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 628 | $417,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,012 | $415,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 15,457 | $411,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 90,853 | $402,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,782 | $397,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,697 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,207 | $376,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,526 | $374,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,827 | $363,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,346 | $362,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 12,500 | $362,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,502 | $362,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,199 | $360,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,705 | $359,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,114 | $357,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 3,255 | $357,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,000 | $352,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 222 | $346,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,401 | $343,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,479 | $338,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,150 | $337,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 29,695 | $336,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,284 | $335,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,234 | $332,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,548 | $328,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 11,842 | $328,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,130 | $326,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,398 | $321,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,162 | $318,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 864 | $315,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 558 | $312,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,045 | $311,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,347 | $310,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 10,715 | $309,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,475 | $307,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,268 | $305,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 196 | $304,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 439 | $303,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,811 | $301,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,767 | $300,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,774 | $299,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,450 | $297,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,884 | $296,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,011 | $293,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,436 | $293,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,090 | $293,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 6,000 | $291,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,355 | $287,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 5,474 | $285,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,479 | $284,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,241 | $273,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,556 | $273,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,774 | $273,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,925 | $270,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,137 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,377 | $268,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,900 | $268,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,730 | $267,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,787 | $265,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,026 | $265,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,337 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 3,519 | $261,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,880 | $258,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,739 | $257,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,260 | $257,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 22,310 | $257,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 20,233 | $253,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,465 | $244,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,844 | $244,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,056 | $242,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,451 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,308 | $234,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 2,341 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 4,621 | $228,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 22,103 | $228,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,171 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,150 | $226,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,024 | $222,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,814 | $222,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,093 | $220,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,458 | $216,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,377 | $211,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,211 | $209,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 15,600 | $209,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,370 | $205,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 387 | $204,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,850 | $200,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 692 | $200,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,400 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,000 | $189,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,868 | $186,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,140 | $185,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 19,450 | $179,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 19,157 | $177,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 20,600 | $170,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 71,320 | $162,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 20,951 | $156,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 17,197 | $155,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 13,999 | $144,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,213 | $143,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,200 | $136,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,000 | $121,000 | thousands by filing date | call |
| METROMILE INC | 591697107 | COM | 12,250 | $112,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 7,000 | $68,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,000 | $54,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 5,000 | $46,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 12,000 | $40,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 2,000 | $36,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,000 | $29,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 500 | $25,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001845003-21-000003 | this filing | 2021-08-12 | acceptance time not in the bulk data set |