13F-HR filed by Ascentis Independent Advisors
Ascentis Independent Advisors filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-08, with 184 holding rows worth $145,317,000.
- Accession
- 0001845003-21-000001
- Filer
- CIK 1845003
- Filed
- 2021-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 185 entries on the cover page, a total value of $145,317,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,317,000 with VALUE read as thousands by filing date, 13F file number 028-20606. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 67,796 | $8,995,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,699 | $7,273,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,564 | $5,093,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,391 | $4,190,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 40,376 | $2,886,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,525 | $2,672,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,226 | $2,188,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 70,994 | $2,151,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,663 | $2,150,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 42,805 | $2,085,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,625 | $2,079,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 48,852 | $2,039,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 36,757 | $2,032,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 37,712 | $2,024,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 15,593 | $1,996,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 123,817 | $1,932,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,122 | $1,747,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,675 | $1,683,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,958 | $1,651,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,446 | $1,627,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,513 | $1,609,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 19,987 | $1,564,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 30,059 | $1,553,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 85,449 | $1,549,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,886 | $1,544,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 26,026 | $1,518,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,336 | $1,513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 28,024 | $1,512,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 30,603 | $1,508,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 47,962 | $1,464,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 64,815 | $1,444,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 49,582 | $1,432,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,397 | $1,379,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 96,876 | $1,374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 40,792 | $1,348,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 12,218 | $1,254,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 75,184 | $1,247,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 102,305 | $1,230,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,697 | $1,219,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,655 | $1,213,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 9,271 | $1,112,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,324 | $1,103,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,085 | $1,081,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 20,005 | $1,072,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 86,395 | $1,054,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,864 | $858,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,909 | $853,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8,557 | $845,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,749 | $803,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,062 | $781,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 44,906 | $770,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 20,001 | $745,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,244 | $744,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 5,993 | $733,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,227 | $729,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,546 | $722,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,283 | $712,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 26,933 | $710,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,869 | $701,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 16,301 | $696,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 14,856 | $689,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,609 | $686,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 23,751 | $646,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 20,758 | $645,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,451 | $635,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,294 | $626,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,200 | $626,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,399 | $624,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 27,502 | $615,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 8,524 | $606,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 12,970 | $604,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,257 | $587,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,673 | $569,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,400 | $541,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,467 | $539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 13,612 | $539,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 61,082 | $536,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 144,911 | $535,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 10,861 | $522,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,825 | $512,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,769 | $511,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,036 | $510,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,164 | $497,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 3,060 | $470,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 7,534 | $469,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,617 | $461,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,620 | $459,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 12,755 | $454,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,713 | $444,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 10,078 | $439,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,155 | $435,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 33,480 | $434,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,617 | $432,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,381 | $431,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,836 | $429,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 96,447 | $429,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,225 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,652 | $423,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 17,200 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,547 | $406,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,569 | $387,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,018 | $384,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,087 | $383,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,147 | $382,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,927 | $379,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,019 | $372,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,994 | $372,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 8,534 | $371,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,292 | $369,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 209 | $365,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,583 | $364,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 12,500 | $358,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,465 | $356,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,794 | $353,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 993 | $348,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,332 | $324,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,286 | $323,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,956 | $320,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,895 | $313,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 945 | $303,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,295 | $298,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 250 | $296,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,111 | $294,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,025 | $294,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,737 | $288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,771 | $288,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,885 | $284,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 30,438 | $282,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,636 | $275,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,266 | $273,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,506 | $272,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,175 | $269,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,544 | $266,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,114 | $264,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,806 | $260,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 750 | $259,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,515 | $254,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,428 | $253,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,177 | $245,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,864 | $241,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 672 | $240,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,542 | $240,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,313 | $238,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,630 | $238,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,538 | $233,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 598 | $232,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,070 | $232,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,118 | $232,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,358 | $229,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,986 | $227,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,307 | $226,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,310 | $224,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,159 | $218,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,187 | $218,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 12,500 | $218,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 22,223 | $217,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,801 | $214,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,822 | $214,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 9,079 | $213,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 7,505 | $211,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,000 | $211,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,300 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,302 | $208,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 21,150 | $208,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,266 | $207,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,454 | $204,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,600 | $203,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11,576 | $198,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 22,460 | $195,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 13,145 | $184,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,336 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,000 | $179,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,119 | $168,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,509 | $165,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,902 | $165,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 20,218 | $163,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 12,600 | $128,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,140 | $100,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,000 | $94,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 5,000 | $60,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 2,000 | $49,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 5,000 | $49,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 2,000 | $31,000 | thousands by filing date | put |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 11,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001845003-21-000001 | this filing | 2021-02-08 | acceptance time not in the bulk data set |