13F-HR filed by Addison Advisors LLC
Addison Advisors LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-29, with 411 holding rows worth $123,783,000.
- Accession
- 0001843745-21-000005
- Filer
- CIK 1843745
- Filed
- 2021-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 411 entries on the cover page, a total value of $123,783,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,783,000 with VALUE read as thousands by filing date, 13F file number 028-20522. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 82,801 | $12,817,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 197,438 | $8,456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 124,985 | $6,855,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 18,132 | $5,200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 53,979 | $4,722,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 59,698 | $3,203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 101,495 | $3,111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 43,581 | $2,931,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 56,074 | $2,804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J882 | EXCHANGE TRADED | 124,464 | $2,687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 49,000 | $2,665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 68,462 | $2,640,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 34,646 | $2,587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 18,777 | $2,572,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J841 | EXCHANGE TRADED | 108,457 | $2,407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 109,758 | $2,385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J825 | EXCHANGE TRADED | 99,155 | $2,212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 39,455 | $2,150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 84,998 | $2,134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 7,372 | $1,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 25,437 | $1,632,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 8,577 | $1,375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 16,681 | $1,373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 33,800 | $1,365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 24,745 | $1,354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 20,090 | $1,294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 15,206 | $1,216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 6,682 | $1,174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 17,331 | $1,093,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 19,700 | $852,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 152,129 | $852,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,526 | $815,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,865 | $802,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 4,563 | $710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 4,210 | $694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G863 | COM | 15,087 | $681,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 16,340 | $617,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,240 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,657 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 3,977 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,438 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 15,705 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 7,100 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,801 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 3,474 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 129 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 2,985 | $442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 1,017 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 3,650 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 1,418 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 7,686 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 1,547 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,775 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 5,455 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,717 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,215 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 3,060 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 8,227 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 1,042 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 1,549 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 890 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,703 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 2,450 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 859 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,750 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,395 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 4,884 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 3,309 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 39,784 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 1,119 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 4,366 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD STAR FDS | 921909768 | COM | 3,464 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 1,117 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BECTON DICKINSON & CO | 075887109 | COM | 880 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,205 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,000 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 777 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,628 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,250 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 733 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 878 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 825 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,378 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 504 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 807 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,550 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 798 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 750 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 5,969 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,746 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,926 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,525 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 3,250 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 1,577 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 4,165 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,084 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,175 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 748 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 572 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,000 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPO INC COM | 983793100 | Stock | 1,075 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 61 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 650 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 805 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 753 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 1,834 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 10,637 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 1,100 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 9,935 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 847 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 1,366 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIO RAD LABS INC | 090572207 | CL A | 200 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 197 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 49 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 3,010 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 6,770 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 608 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AON PLC SHS CL A | G0403H108 | Stock | 500 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 594 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,974 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 600 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 2,012 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 1,134 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,250 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 1,492 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 1,480 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 275 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 433 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 411 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 875 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Analog Devices,Inc. | 032654105 | COM | 602 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 480 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 523 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 1,642 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 790 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 840 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 402 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,537 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 411 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,129 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 2,201 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,244 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 1,205 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,154 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Raytheon Technologies Corporation | 75513E101 | COM | 949 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 485 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 927 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 998 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,448 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 225 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,341 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 3,960 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 1,264 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 2,250 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 252 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 814 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 925 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 1,000 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARIS INC COM | 731068102 | Stock | 487 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 358 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 1,200 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 547 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 438 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6,144 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 702 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 168 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 625 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 1,000 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 3,810 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WP CAREY INC COM | 92936U109 | REIT | 765 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 420 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 1,034 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 840 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 140 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 900 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 634 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| V F CORP COM | 918204108 | Stock | 657 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,560 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 380 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 212 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 647 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 2,250 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,180 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,400 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 133 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 424 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Elevance Health, Inc. | 036752103 | COM | 127 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHART INDS INC | 16115Q308 | COM | 325 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 881 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHD | 808524797 | COM | 615 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 720 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 190 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 326 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 348 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 297 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 292 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 424 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 175 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 425 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 798 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 301 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 803 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,193 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC COM | 336433107 | Stock | 424 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 150 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Booking Holdings Inc. | 09857L108 | COM | 17 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 720 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 166 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 227 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 189 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 709 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,012 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 211 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 82 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 622 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 398 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERNER CORP | 156782104 | COM | 424 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cigna Corporation | 125523100 | COM | 136 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,867 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 375 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 340 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,148 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 210 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 2,106 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 400 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 270 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,393 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,794 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 458 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 270 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 50 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 90 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 367 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 466 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 156 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 585 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 437 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTAINCCLASSA | 679295105 | STOK | 100 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP COM | 680223104 | Stock | 969 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,341 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AES CORP COM | 00130H105 | Stock | 883 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 268 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 140 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 405 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,213 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,754 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 1,900 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERANT BANCORP INC | 023576200 | CL B | 1,154 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 796 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 721 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley | 617446448 | COM | 232 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 400 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 200 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Airbnb, Inc. Class A | 009066101 | COM | 125 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 50 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 65 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 607 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,012 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,179 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 305 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW HLDGS INC COM | 260557103 | Stock | 280 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 62 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 254 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 130 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 266 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI UTIL TR | 36240A101 | COM | 2,117 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRI CONTL CORP | 895436103 | COM | 470 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 391 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,078 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 190 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 700 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 750 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 953 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 921 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 130 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP COM | 125896100 | Stock | 240 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 116 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 120 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 112 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 75 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 214 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTIV PLC | G6095L109 | SHS | 84 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Broadcom Inc. | 11135F101 | COM | 25 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 157 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 95 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 50 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORTEVA INC COM | 22052L104 | Stock | 280 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 733 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 241 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 276 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 150 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,841 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 225 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Utilities ETF | 92204A876 | SHS | 75 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 105 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 105 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 188 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 432 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 250 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 290 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 596 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANESBRANDS INC | 410345102 | COM | 500 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 290 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAM NAT RES FD INC | 00548F105 | COM | 570 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN OUTFITTERS INC | 917047102 | COM | 225 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 133 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 219 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 339 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 292 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,222 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 560 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160104 | COM | 1,300 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 10 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 56 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 41 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 80 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 419 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 90 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 465 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 444 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 64 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 68 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 83 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIATRIS INC COM | 92556V106 | Stock | 405 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 207 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 110 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 808 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 306 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNRUN INC | 86771W105 | COM | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 90 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 944 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 498 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROMEO POWER INC | 776153108 | COM | 750 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 150 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIS INC | 349553107 | COM | 110 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONTOOR BRANDS INC | 50050N103 | COM | 93 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONTIER CORPORATION | 928881101 | COM | 146 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 96 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOV INC | 62955J103 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 133 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBLOX CORP CL A | 771049103 | Stock | 48 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 161 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID BIOSERVICES INC | 05368M106 | COM | 158 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 20 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 17 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 63 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 22 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 202 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 75 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 77 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 42 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 15 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 185 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 68 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 11 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 110 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 35 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 9 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 16 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC COM | 387328107 | Stock | 27 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 53 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 17 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 18 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRH PLC ADS | 12626K203 | ADR | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 30 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALARA INC | 05338G106 | COM | 7 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE ODP CORP | 88337F105 | COM | 23 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNOW INC | 67011P100 | COMMON STOCK | 130 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 25 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US REIT ETF | 808524847 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CERENCE INC COM | 156727109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GARRETT MOTION INC | 366505105 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RMR GROUP INC | 74967R106 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001843745-21-000005 | this filing | 2021-07-29 | acceptance time not in the bulk data set |